2nd Apr 2020 15:49
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,155,759 | 1.26% | 3,008,727 | 0.91% | ||
(2) | Derivatives (other than options): | ||||
2,687,345 | 0.82% | 2,844,862 | 0.86% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 380,600 | 0.12% | 225,000 | 0.07% | |
| TOTAL: | |||||
7,223,704 | 2.19% | 6,078,589 | 1.85% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 175.1500 USD |
Purchase | 22 | 175.7117 USD |
Purchase | 22 | 175.9550 USD |
Purchase | 27 | 175.0200 USD |
Purchase | 50 | 174.9700 USD |
Purchase | 100 | 175.6900 USD |
Purchase | 100 | 176.2400 USD |
Purchase | 100 | 176.0950 USD |
Purchase | 100 | 175.7300 USD |
Purchase | 100 | 175.7800 USD |
Purchase | 100 | 175.9200 USD |
Purchase | 108 | 174.9229 USD |
Purchase | 147 | 176.1465 USD |
Purchase | 150 | 175.6700 USD |
Purchase | 200 | 176.1000 USD |
Purchase | 200 | 176.1050 USD |
Purchase | 227 | 176.0293 USD |
Purchase | 242 | 174.9600 USD |
Purchase | 248 | 176.1456 USD |
Purchase | 263 | 176.2524 USD |
Purchase | 263 | 176.2523 USD |
Purchase | 271 | 176.0656 USD |
Purchase | 274 | 175.8624 USD |
Purchase | 300 | 174.9433 USD |
Purchase | 300 | 175.7366 USD |
Purchase | 300 | 175.9750 USD |
Purchase | 302 | 175.5823 USD |
Purchase | 342 | 176.2657 USD |
Purchase | 400 | 176.0387 USD |
Purchase | 473 | 175.6911 USD |
Purchase | 500 | 175.0460 USD |
Purchase | 500 | 176.2710 USD |
Purchase | 500 | 176.1420 USD |
Purchase | 562 | 175.9050 USD |
Purchase | 575 | 176.0173 USD |
Purchase | 587 | 175.6217 USD |
Purchase | 600 | 176.0066 USD |
Purchase | 611 | 176.1530 USD |
Purchase | 838 | 175.7740 USD |
Purchase | 956 | 175.8100 USD |
Purchase | 970 | 176.1447 USD |
Purchase | 1,000 | 175.8225 USD |
Purchase | 1,000 | 175.5480 USD |
Purchase | 1,095 | 176.2825 USD |
Purchase | 1,220 | 175.4737 USD |
Purchase | 1,300 | 176.0265 USD |
Purchase | 1,690 | 175.6153 USD |
Purchase | 1,728 | 175.3794 USD |
Purchase | 1,900 | 176.2057 USD |
Purchase | 1,905 | 175.8309 USD |
Purchase | 2,445 | 176.0390 USD |
Purchase | 2,580 | 175.8800 USD |
Purchase | 3,192 | 175.7166 USD |
Purchase | 4,324 | 175.7806 USD |
Purchase | 6,317 | 175.5496 USD |
Purchase | 8,400 | 175.7489 USD |
Purchase | 9,200 | 175.7635 USD |
Purchase | 9,918 | 175.7696 USD |
Purchase | 16,860 | 175.8780 USD |
Purchase | 21,762 | 176.3100 USD |
Purchase | 22,441 | 175.8830 USD |
Purchase | 23,211 | 175.9162 USD |
Sale | 1 | 175.1500 USD |
Sale | 6 | 175.8100 USD |
Sale | 13 | 176.2600 USD |
Sale | 22 | 175.9550 USD |
Sale | 22 | 175.7117 USD |
Sale | 23 | 175.3195 USD |
Sale | 25 | 176.2700 USD |
Sale | 25 | 176.2300 USD |
Sale | 44 | 175.1900 USD |
Sale | 93 | 175.8600 USD |
Sale | 100 | 175.2000 USD |
Sale | 100 | 175.1550 USD |
Sale | 100 | 175.0700 USD |
Sale | 100 | 176.5300 USD |
Sale | 100 | 176.2650 USD |
Sale | 100 | 176.2400 USD |
Sale | 169 | 175.7388 USD |
Sale | 197 | 176.0611 USD |
Sale | 445 | 175.8735 USD |
Sale | 450 | 175.8122 USD |
Sale | 466 | 176.7929 USD |
Sale | 526 | 176.2523 USD |
Sale | 1,095 | 176.2825 USD |
Sale | 1,290 | 175.8800 USD |
Sale | 1,300 | 176.0265 USD |
Sale | 1,373 | 175.8017 USD |
Sale | 1,596 | 175.7166 USD |
Sale | 1,700 | 175.8943 USD |
Sale | 1,841 | 176.0848 USD |
Sale | 1,927 | 175.9601 USD |
Sale | 1,994 | 176.1645 USD |
Sale | 3,400 | 175.4527 USD |
Sale | 3,472 | 175.7181 USD |
Sale | 3,791 | 175.8835 USD |
Sale | 4,400 | 175.8240 USD |
Sale | 4,500 | 175.5906 USD |
Sale | 5,011 | 175.9487 USD |
Sale | 15,532 | 175.9060 USD |
Sale | 19,296 | 176.3100 USD |
Sale | 25,680 | 175.6757 USD |
Sale | 44,882 | 175.8830 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 400 | 170 USD | American | 27 Mar 2020 | 0.5000 USD |
Call Option | Purchasing | 3 | USD |
|
| 0.0200 USD |
Call Option | Selling | 200 | 173 USD | American | 27 Mar 2020 | 0.7000 USD |
Call Option | Selling | 300 | 190 USD | American | 27 Mar 2020 | 2.0900 USD |
Call Option | Selling | 100 | 203 USD | American | 27 Mar 2020 | 0.3000 USD |
Put Option | Purchasing | 100 | 165 USD | American | 27 Mar 2020 | 0.0100 USD |
Put Option | Selling | 7,200 | 105 USD | American | 15 Jan 2021 | 1.1300 USD |
Put Option | Selling | 100 | 160 USD | American | 27 Mar 2020 | 0.5000 USD |
Put Option | Selling | 200 | 163 USD | American | 27 Mar 2020 | 0.6000 USD |
Put Option | Selling | 100 | 175 USD | American | 27 Mar 2020 | 4.9000 USD |
Put Option | Selling | 200 | 175 USD | American | 9 Apr 2020 | 5.0000 USD |
Put Option | Selling | 2,000 | 180 USD | American | 27 Mar 2020 | 4.0000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 600 | 172.5000 | American | Apr 3, 2020 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,200 | 170.0000 | American | Apr 3, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -200 | 100.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,800 | 170.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Purchased | -200 | 120.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 10,900 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 18,200 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
Call Options | Purchased | 2,400 | 185.0000 | American | Apr 3, 2020 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 177.5000 | American | Apr 3, 2020 |
Put Options | Purchased | -2,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 155.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -400 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -17,700 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,200 | 180.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 300 | 235.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,000 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,100 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,500 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -8,200 | 170.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 105.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -200 | 100.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 1,300 | 160.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 207.5000 | American | Apr 9, 2020 |
Call Options | Purchased | 300 | 155.0000 | American | Jun 19, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 1,700 | 172.5000 | American | Apr 17, 2020 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 800 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 500 | 160.0000 | American | May 15, 2020 |
Put Options | Written | 1,400 | 167.5000 | American | Apr 3, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,900 | 90.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,800 | 192.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 180.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 400 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
Put Options | Written | 1,000 | 157.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 225.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,200 | 177.5000 | American | Apr 17, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -39,300 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,000 | 180.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 175.0000 | American | Apr 9, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 90.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -5,400 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,100 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,300 | 170.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -200 | 110.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,000 | 155.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 100.0000 | American | Apr 17, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Written | 900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,000 | 180.0000 | American | Apr 3, 2020 |
Call Options | Purchased | 3,600 | 150.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 150.0000 | American | Apr 17, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 167.5000 | American | Apr 17, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -400 | 180.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -10,800 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,000 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 175.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -10,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,100 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -600 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
Put Options | Written | 24,000 | 160.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Call Options | Purchased | 400 | 160.0000 | American | Apr 17, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 130.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 110.0000 | American | May 15, 2020 |
Call Options | Written | -500 | 172.5000 | American | Apr 17, 2020 |
Call Options | Written | -600 | 175.0000 | American | Apr 17, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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