24th Apr 2020 12:23
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 22 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,055,136 | 1.23% | 3,043,027 | 0.92% | ||
(2) | Derivatives (other than options): | ||||
3,222,345 | 0.98% | 2,693,446 | 0.82% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 185,300 | 0.06% | 154,100 | 0.05% | |
| TOTAL: | |||||
7,462,781 | 2.27% | 5,890,573 | 1.79% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 2 | 185.8200 USD |
Purchase | 9 | 185.9600 USD |
Purchase | 13 | 185.3730 USD |
Purchase | 17 | 185.3900 USD |
Purchase | 20 | 186.2700 USD |
Purchase | 24 | 185.6175 USD |
Purchase | 24 | 185.6100 USD |
Purchase | 31 | 185.7400 USD |
Purchase | 32 | 185.5650 USD |
Purchase | 59 | 185.6000 USD |
Purchase | 100 | 185.2700 USD |
Purchase | 100 | 185.5800 USD |
Purchase | 100 | 186.0700 USD |
Purchase | 200 | 185.6300 USD |
Purchase | 300 | 185.9066 USD |
Purchase | 300 | 185.6158 USD |
Purchase | 427 | 185.3600 USD |
Purchase | 703 | 185.5300 USD |
Purchase | 850 | 185.5776 USD |
Purchase | 1,000 | 185.3580 USD |
Purchase | 1,296 | 185.5011 USD |
Purchase | 1,456 | 185.3350 USD |
Purchase | 1,542 | 186.2228 USD |
Purchase | 1,800 | 185.8633 USD |
Purchase | 1,812 | 185.3639 USD |
Purchase | 1,992 | 185.8576 USD |
Purchase | 2,020 | 185.4451 USD |
Purchase | 2,234 | 185.6636 USD |
Purchase | 2,308 | 186.0664 USD |
Purchase | 2,358 | 185.4547 USD |
Purchase | 2,552 | 185.6218 USD |
Purchase | 3,031 | 185.6870 USD |
Purchase | 3,620 | 186.0227 USD |
Purchase | 3,631 | 185.7126 USD |
Purchase | 4,017 | 185.9797 USD |
Purchase | 4,785 | 185.3400 USD |
Purchase | 5,623 | 185.8921 USD |
Purchase | 6,063 | 185.8221 USD |
Purchase | 6,977 | 185.4821 USD |
Purchase | 8,429 | 185.6756 USD |
Purchase | 15,490 | 185.3923 USD |
Purchase | 20,800 | 185.7951 USD |
Purchase | 35,000 | 185.7525 USD |
Purchase | 35,100 | 185.6529 USD |
Purchase | 40,844 | 185.6692 USD |
Purchase | 65,548 | 185.5608 USD |
Sale | 1 | 185.5200 USD |
Sale | 11 | 185.3790 USD |
Sale | 45 | 185.6000 USD |
Sale | 100 | 185.6100 USD |
Sale | 100 | 185.2700 USD |
Sale | 100 | 185.5600 USD |
Sale | 153 | 185.3166 USD |
Sale | 200 | 185.4100 USD |
Sale | 200 | 185.5400 USD |
Sale | 200 | 186.2650 USD |
Sale | 240 | 186.2741 USD |
Sale | 285 | 185.7957 USD |
Sale | 300 | 185.5333 USD |
Sale | 400 | 186.0880 USD |
Sale | 463 | 185.8114 USD |
Sale | 500 | 185.5480 USD |
Sale | 500 | 185.6080 USD |
Sale | 528 | 185.3600 USD |
Sale | 722 | 186.2700 USD |
Sale | 832 | 185.7863 USD |
Sale | 1,050 | 185.6085 USD |
Sale | 1,200 | 185.5925 USD |
Sale | 1,456 | 185.3350 USD |
Sale | 1,703 | 185.6181 USD |
Sale | 1,812 | 185.3639 USD |
Sale | 3,652 | 185.8722 USD |
Sale | 4,686 | 185.3400 USD |
Sale | 4,900 | 185.7573 USD |
Sale | 6,943 | 185.7090 USD |
Sale | 7,262 | 185.7126 USD |
Sale | 15,900 | 185.8068 USD |
Sale | 16,200 | 185.7031 USD |
Sale | 19,200 | 185.6099 USD |
Sale | 24,870 | 185.7092 USD |
Sale | 26,244 | 185.7915 USD |
Sale | 32,111 | 185.8576 USD |
Sale | 34,633 | 185.4227 USD |
Sale | 76,296 | 185.5724 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Selling | 400 | 190 USD | American | 15 May 2020 | 2.1900 USD |
Put Option | Purchasing | 1,600 | 140 USD | American | 19 Jun 2020 | 1.4000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,700 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,100 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 300 | 195.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,000 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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