6th May 2020 15:46
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
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|
|
|
3,830,430 | 1.16% | 2,956,220 | 0.90% | ||
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| ||
(2) | Derivatives (other than options): |
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|
|
|
2,887,345 | 0.88% | 2,478,529 | 0.75% | ||
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|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 180,400 | 0.05% | 139,000 | 0.04% | |
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|
| ||
| TOTAL: |
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|
|
| |
6,898,175 | 2.10% | 5,573,749 | 1.69% | ||
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|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
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Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 33 | 189.0190 USD |
Purchase | 70 | 188.6314 USD |
Purchase | 90 | 188.2100 USD |
Purchase | 100 | 188.1600 USD |
Purchase | 100 | 188.0800 USD |
Purchase | 100 | 188.8700 USD |
Purchase | 100 | 188.6100 USD |
Purchase | 100 | 188.5900 USD |
Purchase | 100 | 188.2700 USD |
Purchase | 192 | 188.0047 USD |
Purchase | 199 | 188.5153 USD |
Purchase | 200 | 188.6775 USD |
Purchase | 200 | 188.4950 USD |
Purchase | 290 | 188.1700 USD |
Purchase | 445 | 188.8891 USD |
Purchase | 800 | 188.5437 USD |
Purchase | 900 | 188.8698 USD |
Purchase | 1,056 | 188.5816 USD |
Purchase | 1,187 | 188.3451 USD |
Purchase | 1,300 | 188.7348 USD |
Purchase | 1,300 | 188.4423 USD |
Purchase | 2,000 | 188.3665 USD |
Purchase | 2,260 | 188.7252 USD |
Purchase | 3,250 | 188.7324 USD |
Purchase | 5,253 | 188.4791 USD |
Purchase | 5,790 | 188.6574 USD |
Purchase | 7,500 | 188.4842 USD |
Purchase | 11,671 | 188.9823 USD |
Purchase | 12,427 | 188.7000 USD |
Purchase | 15,900 | 188.6060 USD |
Purchase | 29,127 | 188.3346 USD |
Purchase | 42,027 | 188.6532 USD |
Sale | 1 | 188.6300 USD |
Sale | 1 | 188.6200 USD |
Sale | 2 | 188.5350 USD |
Sale | 3 | 188.3200 USD |
Sale | 5 | 188.3340 USD |
Sale | 7 | 188.6528 USD |
Sale | 11 | 188.6318 USD |
Sale | 22 | 188.5527 USD |
Sale | 25 | 189.2400 USD |
Sale | 50 | 188.9200 USD |
Sale | 100 | 188.7300 USD |
Sale | 100 | 188.5500 USD |
Sale | 100 | 188.5800 USD |
Sale | 100 | 188.6400 USD |
Sale | 100 | 188.1300 USD |
Sale | 150 | 188.5600 USD |
Sale | 163 | 188.0674 USD |
Sale | 188 | 188.1454 USD |
Sale | 190 | 188.1357 USD |
Sale | 200 | 188.4000 USD |
Sale | 200 | 188.1350 USD |
Sale | 204 | 188.6946 USD |
Sale | 368 | 188.8185 USD |
Sale | 456 | 188.6605 USD |
Sale | 500 | 188.4790 USD |
Sale | 521 | 188.4741 USD |
Sale | 600 | 188.6967 USD |
Sale | 601 | 188.2491 USD |
Sale | 800 | 188.5437 USD |
Sale | 800 | 188.2487 USD |
Sale | 900 | 188.1986 USD |
Sale | 1,123 | 188.6245 USD |
Sale | 1,182 | 188.5089 USD |
Sale | 1,200 | 188.1291 USD |
Sale | 1,263 | 188.6737 USD |
Sale | 1,523 | 188.6535 USD |
Sale | 1,600 | 188.5751 USD |
Sale | 2,402 | 188.7400 USD |
Sale | 3,200 | 188.5178 USD |
Sale | 3,898 | 188.2930 USD |
Sale | 3,910 | 188.3046 USD |
Sale | 4,255 | 188.6150 USD |
Sale | 4,370 | 188.7437 USD |
Sale | 6,278 | 188.6274 USD |
Sale | 7,091 | 188.3937 USD |
Sale | 7,211 | 188.4231 USD |
Sale | 9,844 | 188.6851 USD |
Sale | 10,029 | 188.3589 USD |
Sale | 11,100 | 188.6358 USD |
Sale | 13,100 | 188.5832 USD |
Sale | 16,109 | 188.7000 USD |
Sale | 26,924 | 188.7635 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
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| received | |
option |
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relates |
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| Call Option | Selling | 300 | 190 USD | American | 15 May 2020 | 2.6666 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
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| ||
or derivative |
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relates |
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| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 2,700 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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