11th May 2020 17:34
FORM 8.3 Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ALLERGAN PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 07 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,721,579 | 1.13% | 2,948,434 | 0.90% | ||
(2) | Derivatives (other than options): | ||||
2,887,345 | 0.88% | 2,368,331 | 0.72% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 180,100 | 0.05% | 132,400 | 0.04% | |
| TOTAL: | |||||
6,789,024 | 2.06% | 5,449,165 | 1.66% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
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| ||||
Total |
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| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 5 | 193.6620 USD |
| Purchase | 11 | 194.0272 USD |
| Purchase | 23 | 194.0821 USD |
| Purchase | 51 | 193.4796 USD |
| Purchase | 81 | 193.7839 USD |
| Purchase | 90 | 193.6885 USD |
| Purchase | 90 | 193.1600 USD |
| Purchase | 100 | 194.3400 USD |
| Purchase | 100 | 193.1370 USD |
| Purchase | 107 | 194.2027 USD |
| Purchase | 139 | 193.6184 USD |
| Purchase | 163 | 193.8120 USD |
| Purchase | 200 | 194.5650 USD |
| Purchase | 205 | 194.6800 USD |
| Purchase | 300 | 193.6916 USD |
| Purchase | 300 | 194.1333 USD |
| Purchase | 302 | 194.6300 USD |
| Purchase | 485 | 193.9377 USD |
| Purchase | 600 | 194.0383 USD |
| Purchase | 665 | 193.4400 USD |
| Purchase | 700 | 193.9528 USD |
| Purchase | 800 | 193.9903 USD |
| Purchase | 801 | 193.2304 USD |
| Purchase | 954 | 194.0824 USD |
| Purchase | 1,000 | 194.2020 USD |
| Purchase | 1,065 | 194.2782 USD |
| Purchase | 1,193 | 193.4752 USD |
| Purchase | 1,217 | 192.9900 USD |
| Purchase | 1,298 | 194.5891 USD |
| Purchase | 1,400 | 193.9150 USD |
| Purchase | 1,516 | 193.4454 USD |
| Purchase | 1,707 | 194.1787 USD |
| Purchase | 1,800 | 194.5933 USD |
| Purchase | 2,031 | 193.9919 USD |
| Purchase | 2,100 | 193.5519 USD |
| Purchase | 2,206 | 193.1704 USD |
| Purchase | 2,551 | 194.0888 USD |
| Purchase | 2,570 | 193.4375 USD |
| Purchase | 2,900 | 193.7410 USD |
| Purchase | 3,604 | 193.2499 USD |
| Purchase | 4,400 | 193.3165 USD |
| Purchase | 4,661 | 193.7948 USD |
| Purchase | 4,756 | 193.9011 USD |
| Purchase | 5,000 | 194.4882 USD |
| Purchase | 5,399 | 193.4926 USD |
| Purchase | 5,600 | 193.0981 USD |
| Purchase | 5,801 | 192.9947 USD |
| Purchase | 6,928 | 195.2700 USD |
| Purchase | 7,210 | 193.1583 USD |
| Purchase | 8,100 | 194.3551 USD |
| Purchase | 8,600 | 193.3173 USD |
| Purchase | 10,047 | 193.8792 USD |
| Purchase | 10,874 | 193.1114 USD |
| Purchase | 11,692 | 194.4695 USD |
| Purchase | 13,293 | 193.3710 USD |
| Purchase | 16,150 | 193.2010 USD |
| Purchase | 16,250 | 193.2507 USD |
| Purchase | 20,000 | 193.6808 USD |
| Purchase | 30,713 | 193.7068 USD |
| Purchase | 57,515 | 193.4586 USD |
| Purchase | 177,915 | 193.4773 USD |
| Sale | 2 | 192.7400 USD |
| Sale | 32 | 193.3993 USD |
| Sale | 37 | 192.5800 USD |
| Sale | 54 | 193.7305 USD |
| Sale | 75 | 192.9700 USD |
| Sale | 100 | 194.5100 USD |
| Sale | 100 | 194.4000 USD |
| Sale | 100 | 194.0800 USD |
| Sale | 100 | 193.5700 USD |
| Sale | 100 | 193.3000 USD |
| Sale | 100 | 193.9928 USD |
| Sale | 101 | 193.0700 USD |
| Sale | 200 | 193.2400 USD |
| Sale | 200 | 193.1525 USD |
| Sale | 200 | 193.1100 USD |
| Sale | 200 | 193.1250 USD |
| Sale | 200 | 193.9600 USD |
| Sale | 215 | 192.7300 USD |
| Sale | 250 | 193.6205 USD |
| Sale | 400 | 194.2087 USD |
| Sale | 446 | 194.5222 USD |
| Sale | 468 | 194.6600 USD |
| Sale | 502 | 193.8426 USD |
| Sale | 597 | 193.7531 USD |
| Sale | 600 | 194.6183 USD |
| Sale | 604 | 193.6296 USD |
| Sale | 782 | 194.5250 USD |
| Sale | 802 | 192.9404 USD |
| Sale | 823 | 193.4403 USD |
| Sale | 1,001 | 193.5482 USD |
| Sale | 1,509 | 192.6612 USD |
| Sale | 2,050 | 193.1363 USD |
| Sale | 2,100 | 193.5307 USD |
| Sale | 3,409 | 193.4447 USD |
| Sale | 3,600 | 194.5933 USD |
| Sale | 4,460 | 193.0215 USD |
| Sale | 6,960 | 195.2700 USD |
| Sale | 7,212 | 192.9900 USD |
| Sale | 11,500 | 194.2414 USD |
| Sale | 12,246 | 193.6118 USD |
| Sale | 17,505 | 193.6830 USD |
| Sale | 19,100 | 193.3838 USD |
| Sale | 19,244 | 193.8892 USD |
| Sale | 30,773 | 193.4977 USD |
| Sale | 50,000 | 194.0969 USD |
| Sale | 93,145 | 193.2599 USD |
| Sale | 174,564 | 193.4695 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Purchasing | 600 | 170 USD | American | 15 May 2020 | 0.0100 USD |
| Put Option | Selling | 2,900 | 150 USD | American | 15 Jan 2021 | 0.3255 USD |
| Put Option | Selling | 2,000 | 190 USD | American | 15 May 2020 | 0.4350 USD |
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 11 May 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -16,500 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,400 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -29,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,700 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,100 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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