11th Dec 2019 13:23
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 10 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,100,579 | 1.25% | 2,210,479 | 0.67% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,977,200 | 0.60% | 2,310,203 | 0.70% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
purchase/sell: | 687,200 | 0.21% | 506,200 | 0.15% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
6,764,979 | 2.06% | 5,026,882 | 1.53% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
|
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 186.1000 USD |
Purchase | 5 | 185.6900 USD |
Purchase | 16 | 185.9800 USD |
Purchase | 97 | 185.7200 USD |
Purchase | 100 | 185.9500 USD |
Purchase | 100 | 186.0800 USD |
Purchase | 100 | 186.0200 USD |
Purchase | 102 | 186.0743 USD |
Purchase | 150 | 185.8800 USD |
Purchase | 215 | 185.7997 USD |
Purchase | 245 | 185.9744 USD |
Purchase | 300 | 185.7900 USD |
Purchase | 595 | 185.8901 USD |
Purchase | 600 | 185.9566 USD |
Purchase | 613 | 185.7207 USD |
Purchase | 700 | 185.8400 USD |
Purchase | 700 | 185.9721 USD |
Purchase | 859 | 185.8217 USD |
Purchase | 900 | 185.9600 USD |
Purchase | 1,000 | 185.8500 USD |
Purchase | 1,261 | 185.8909 USD |
Purchase | 1,398 | 185.8878 USD |
Purchase | 1,531 | 185.9680 USD |
Purchase | 1,800 | 185.6867 USD |
Purchase | 1,800 | 185.6868 USD |
Purchase | 2,624 | 185.7410 USD |
Purchase | 3,945 | 185.8805 USD |
Purchase | 4,000 | 185.7548 USD |
Purchase | 4,358 | 185.8804 USD |
Purchase | 4,950 | 185.9121 USD |
Purchase | 5,700 | 185.8700 USD |
Purchase | 6,550 | 185.8966 USD |
Purchase | 7,387 | 185.7029 USD |
Purchase | 8,800 | 185.4396 USD |
Purchase | 10,700 | 185.9559 USD |
Purchase | 13,800 | 185.9049 USD |
Purchase | 19,503 | 185.6100 USD |
Purchase | 25,256 | 185.8044 USD |
Purchase | 32,634 | 185.6655 USD |
Purchase | 73,400 | 186.1500 USD |
Sale | 7 | 185.6400 USD |
Sale | 50 | 185.7400 USD |
Sale | 93 | 185.6500 USD |
Sale | 100 | 185.9300 USD |
Sale | 100 | 185.9200 USD |
Sale | 100 | 185.8700 USD |
Sale | 100 | 185.7900 USD |
Sale | 100 | 185.5200 USD |
Sale | 100 | 185.9400 USD |
Sale | 100 | 185.6950 USD |
Sale | 200 | 185.2800 USD |
Sale | 200 | 185.3950 USD |
Sale | 200 | 185.7550 USD |
Sale | 200 | 185.8750 USD |
Sale | 213 | 185.6014 USD |
Sale | 300 | 185.7300 USD |
Sale | 300 | 185.9883 USD |
Sale | 300 | 185.8566 USD |
Sale | 387 | 185.7600 USD |
Sale | 400 | 185.4612 USD |
Sale | 434 | 185.5820 USD |
Sale | 478 | 185.7633 USD |
Sale | 600 | 185.8499 USD |
Sale | 600 | 185.6833 USD |
Sale | 700 | 185.5078 USD |
Sale | 821 | 185.6534 USD |
Sale | 900 | 185.8705 USD |
Sale | 920 | 185.6706 USD |
Sale | 1,000 | 185.3670 USD |
Sale | 1,600 | 185.3918 USD |
Sale | 1,609 | 185.7416 USD |
Sale | 1,800 | 185.4561 USD |
Sale | 1,800 | 185.6867 USD |
Sale | 2,000 | 185.6365 USD |
Sale | 2,000 | 185.4015 USD |
Sale | 2,328 | 185.7793 USD |
Sale | 2,900 | 185.7437 USD |
Sale | 3,100 | 185.7265 USD |
Sale | 4,363 | 185.6664 USD |
Sale | 4,400 | 185.9597 USD |
Sale | 6,300 | 185.9533 USD |
Sale | 9,901 | 185.8230 USD |
Sale | 12,230 | 185.9084 USD |
Sale | 24,771 | 185.6100 USD |
Sale | 37,730 | 185.6960 USD |
Sale | 73,400 | 186.1500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
| selling, | securities |
|
|
| paid/ |
| varying etc | to which |
|
|
| received |
|
| option |
|
|
|
|
|
| relates |
|
|
|
|
Call Option | Purchasing | 100 | 165 USD | American | 19 Jun 2020 | 24.2000 USD |
Call Option | Selling | 100 | 160 USD | American | 19 Jun 2020 | 29.2000 USD |
Call Option | Selling | 100 | 165 USD | American | 20 Dec 2019 | 21.1500 USD |
Put Option | Selling | 200 | 110 USD | American | 21 Feb 2020 | 0.2200 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 11 Dec 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
| relates |
|
|
| |
Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,100 | 185.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,200 | 190.0000 | American | Dec 20, 2019 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 205.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,200 | 210.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Put Options | Written | 400 | 140.0000 | American | Dec 20, 2019 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 800 | 135.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,900 | 190.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -300 | 105.0000 | American | Dec 20, 2019 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Call Options | Written | -19,000 | 185.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
Call Options | Purchased | 300 | 180.0000 | American | Dec 20, 2019 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -200 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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