23rd Jan 2020 13:51
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ALLERGAN PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 22 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,542,884 | 1.38% | 3,149,199 | 0.96% | ||
(2) | Derivatives (other than options): | ||||
3,959,382 | 1.21% | 3,099,508 | 0.94% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 452,500 | 0.14% | 222,900 | 0.07% | |
| TOTAL: | |||||
8,954,766 | 2.73% | 6,471,607 | 1.97% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 192.4200 USD |
| Purchase | 5 | 191.9600 USD |
| Purchase | 10 | 192.0800 USD |
| Purchase | 10 | 192.3900 USD |
| Purchase | 11 | 192.1300 USD |
| Purchase | 11 | 191.9000 USD |
| Purchase | 12 | 192.2200 USD |
| Purchase | 22 | 192.3600 USD |
| Purchase | 46 | 192.4700 USD |
| Purchase | 50 | 191.9100 USD |
| Purchase | 54 | 192.0600 USD |
| Purchase | 100 | 191.9750 USD |
| Purchase | 100 | 192.5700 USD |
| Purchase | 100 | 192.5800 USD |
| Purchase | 100 | 192.5000 USD |
| Purchase | 100 | 192.4250 USD |
| Purchase | 100 | 192.4000 USD |
| Purchase | 100 | 192.1900 USD |
| Purchase | 116 | 192.4155 USD |
| Purchase | 188 | 192.2000 USD |
| Purchase | 200 | 192.3725 USD |
| Purchase | 200 | 192.0925 USD |
| Purchase | 200 | 192.1975 USD |
| Purchase | 200 | 192.1950 USD |
| Purchase | 200 | 192.3200 USD |
| Purchase | 200 | 192.1450 USD |
| Purchase | 200 | 192.4100 USD |
| Purchase | 290 | 192.0594 USD |
| Purchase | 300 | 192.2800 USD |
| Purchase | 300 | 191.9400 USD |
| Purchase | 300 | 192.1800 USD |
| Purchase | 301 | 191.9119 USD |
| Purchase | 304 | 192.0786 USD |
| Purchase | 355 | 192.2890 USD |
| Purchase | 500 | 192.1880 USD |
| Purchase | 500 | 192.2070 USD |
| Purchase | 500 | 192.1910 USD |
| Purchase | 507 | 191.9949 USD |
| Purchase | 591 | 192.0601 USD |
| Purchase | 709 | 192.3095 USD |
| Purchase | 747 | 192.2659 USD |
| Purchase | 800 | 192.2662 USD |
| Purchase | 953 | 192.2779 USD |
| Purchase | 1,000 | 192.1710 USD |
| Purchase | 1,003 | 192.0924 USD |
| Purchase | 1,100 | 192.0961 USD |
| Purchase | 1,345 | 192.3971 USD |
| Purchase | 1,392 | 192.2456 USD |
| Purchase | 1,800 | 192.2738 USD |
| Purchase | 2,657 | 192.1513 USD |
| Purchase | 4,000 | 192.2694 USD |
| Purchase | 4,538 | 191.6603 USD |
| Purchase | 4,757 | 192.2174 USD |
| Purchase | 6,100 | 192.2744 USD |
| Purchase | 6,544 | 192.3507 USD |
| Purchase | 6,718 | 192.1599 USD |
| Purchase | 7,372 | 192.2493 USD |
| Purchase | 15,163 | 191.6600 USD |
| Purchase | 16,200 | 192.4713 USD |
| Purchase | 21,416 | 192.5300 USD |
| Purchase | 22,000 | 192.5500 USD |
| Purchase | 38,429 | 191.7781 USD |
| Sale | 2 | 192.4200 USD |
| Sale | 3 | 192.2300 USD |
| Sale | 54 | 192.0600 USD |
| Sale | 67 | 192.2267 USD |
| Sale | 100 | 192.3200 USD |
| Sale | 100 | 192.0300 USD |
| Sale | 105 | 191.9742 USD |
| Sale | 115 | 192.0269 USD |
| Sale | 200 | 192.2775 USD |
| Sale | 216 | 192.1898 USD |
| Sale | 400 | 192.3150 USD |
| Sale | 400 | 192.1950 USD |
| Sale | 500 | 191.9445 USD |
| Sale | 650 | 191.9795 USD |
| Sale | 1,100 | 192.0961 USD |
| Sale | 1,688 | 192.1923 USD |
| Sale | 2,243 | 192.3353 USD |
| Sale | 2,500 | 192.2980 USD |
| Sale | 2,700 | 192.3112 USD |
| Sale | 2,700 | 192.4000 USD |
| Sale | 6,770 | 192.2853 USD |
| Sale | 11,921 | 192.1720 USD |
| Sale | 19,698 | 191.6600 USD |
| Sale | 21,416 | 192.5300 USD |
| Sale | 21,762 | 192.5282 USD |
| Sale | 22,000 | 192.5500 USD |
| Sale | 54,518 | 191.9075 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 10,000 | 192.2071 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 200 | 195 USD | American | 19 Jun 2020 | 4.5000 USD |
| Put Option | Selling | 200 | 115 USD | American | 15 Jan 2021 | 0.4000 USD |
| Put Option | Selling | 4,000 | 150 USD | American | 21 Feb 2020 | 0.4000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure | 23 Jan 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 51,100 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 14,900 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -1,800 | 190.0000 | American | Jan 24, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 49,000 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 9,800 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 200.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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