18th Nov 2015 14:55
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION | |||||||||||||||||||||
Name of person dealing (Note 1) | D. E. Shaw & Co., L.P. | ||||||||||||||||||||
Company dealt in | Allergan plc | ||||||||||||||||||||
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.0001 ordinary shares US$0.0001 5.5% mandatory convertible preferred shares | ||||||||||||||||||||
Date of dealing | November 17, 2015 | ||||||||||||||||||||
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) | |||||||||||||||||||||
US$0.0001 ordinary shares | Long | Short | |||||||||||||||||||
Number (%) | Number (%) | ||||||||||||||||||||
(1) Relevant securities | 243,146 (0.06%) | 592,004 (0.15%) | |||||||||||||||||||
(2) Derivatives (other than options) | |||||||||||||||||||||
(3) Options and agreements to purchase/sell | 385,736 (0.10%) | 563,881 (0.14%) | |||||||||||||||||||
Total | 628,882 (0.16%) | 1,155,885 (0.29%) | |||||||||||||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) | |||||||||||||||||||||
Class of relevant security: | Long | Short | |||||||||||||||||||
Number (%) | Number (%) | ||||||||||||||||||||
(1) Relevant securities | |||||||||||||||||||||
(2) Derivatives (other than options) | |||||||||||||||||||||
(3) Options and agreements to purchase/sell | |||||||||||||||||||||
Total | |||||||||||||||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales | |||||||||||||
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) | |||||||||||
Purchase | 200 | USD 300.04 | |||||||||||
Purchase | 300 | USD 299.6 | |||||||||||
Purchase | 154 | USD 300 | |||||||||||
Purchase | 100 | USD 299.92 | |||||||||||
Purchase | 100 | USD 299.93 | |||||||||||
Purchase | 600 | USD 299.82 | |||||||||||
Purchase | 800 | USD 299.84 | |||||||||||
Purchase | 388 | USD 297.5 | |||||||||||
Purchase | 500 | USD 299.8 | |||||||||||
Purchase | 100 | USD 296.21 | |||||||||||
Purchase | 100 | USD 296.24 | |||||||||||
Purchase | 100 | USD 296.29 | |||||||||||
Purchase | 195 | USD 296.3 | |||||||||||
Purchase | 205 | USD 296.32 | |||||||||||
Purchase | 400 | USD 296.5 | |||||||||||
Purchase | 200 | USD 296.51 | |||||||||||
Purchase | 400 | USD 296.52 | |||||||||||
Purchase | 96 | USD 296.54 | |||||||||||
Purchase | 100 | USD 296.62 | |||||||||||
Purchase | 100 | USD 296.71 | |||||||||||
Purchase | 100 | USD 296.73 | |||||||||||
Purchase | 360 | USD 296.79 | |||||||||||
Purchase | 600 | USD 296.8 | |||||||||||
Purchase | 200 | USD 296.81 | |||||||||||
Purchase | 200 | USD 296.87 | |||||||||||
Purchase | 100 | USD 296.88 | |||||||||||
Purchase | 100 | USD 296.93 | |||||||||||
Purchase | 100 | USD 296.95 | |||||||||||
Purchase | 100 | USD 296.97 | |||||||||||
Purchase | 100 | USD 297.01 | |||||||||||
Purchase | 100 | USD 297.09 | |||||||||||
Purchase | 500 | USD 297.12 | |||||||||||
Purchase | 300 | USD 297.14 | |||||||||||
Purchase | 200 | USD 297.18 | |||||||||||
Purchase | 200 | USD 297.23 | |||||||||||
Purchase | 400 | USD 297.27 | |||||||||||
Purchase | 500 | USD 297.31 | |||||||||||
Purchase | 100 | USD 297.42 | |||||||||||
Purchase | 20 | USD 297.43 | |||||||||||
Purchase | 580 | USD 297.44 | |||||||||||
Purchase | 400 | USD 297.45 | |||||||||||
Purchase | 400 | USD 297.46 | |||||||||||
Purchase | 100 | USD 297.48 | |||||||||||
Purchase | 300 | USD 297.49 | |||||||||||
Purchase | 200 | USD 297.54 | |||||||||||
Purchase | 200 | USD 297.57 | |||||||||||
Purchase | 400 | USD 297.6 | |||||||||||
Purchase | 146 | USD 297.67 | |||||||||||
Purchase | 176 | USD 297.7 | |||||||||||
Purchase | 200 | USD 297.72 | |||||||||||
Purchase | 100 | USD 297.75 | |||||||||||
Purchase | 100 | USD 297.89 | |||||||||||
Purchase | 1,200 | USD 297.9 | |||||||||||
Purchase | 200 | USD 297.93 | |||||||||||
Purchase | 100 | USD 298 | |||||||||||
Purchase | 238 | USD 298.06 | |||||||||||
Purchase | 100 | USD 298.07 | |||||||||||
Purchase | 500 | USD 298.15 | |||||||||||
Purchase | 300 | USD 298.16 | |||||||||||
Purchase | 100 | USD 298.17 | |||||||||||
Purchase | 700 | USD 298.19 | |||||||||||
Purchase | 300 | USD 298.2 | |||||||||||
Purchase | 100 | USD 298.22 | |||||||||||
Purchase | 200 | USD 298.23 | |||||||||||
Purchase | 300 | USD 298.24 | |||||||||||
Purchase | 300 | USD 298.27 | |||||||||||
Purchase | 100 | USD 298.31 | |||||||||||
Purchase | 100 | USD 298.32 | |||||||||||
Purchase | 100 | USD 298.33 | |||||||||||
Purchase | 100 | USD 298.34 | |||||||||||
Purchase | 500 | USD 298.4 | |||||||||||
Purchase | 27 | USD 298.42 | |||||||||||
Purchase | 290 | USD 298.44 | |||||||||||
Purchase | 456 | USD 298.45 | |||||||||||
Purchase | 100 | USD 298.47 | |||||||||||
Purchase | 200 | USD 298.48 | |||||||||||
Purchase | 400 | USD 298.5 | |||||||||||
Purchase | 294 | USD 298.51 | |||||||||||
Purchase | 100 | USD 298.61 | |||||||||||
Purchase | 100 | USD 298.63 | |||||||||||
Purchase | 100 | USD 298.64 | |||||||||||
Purchase | 100 | USD 298.65 | |||||||||||
Purchase | 183 | USD 298.74 | |||||||||||
Purchase | 200 | USD 298.75 | |||||||||||
Purchase | 100 | USD 298.78 | |||||||||||
Purchase | 400 | USD 298.84 | |||||||||||
Purchase | 61 | USD 298.92 | |||||||||||
Purchase | 100 | USD 298.93 | |||||||||||
Purchase | 100 | USD 298.96 | |||||||||||
Purchase | 100 | USD 298.99 | |||||||||||
Purchase | 800 | USD 299 | |||||||||||
Purchase | 200 | USD 299.03 | |||||||||||
Purchase | 300 | USD 299.05 | |||||||||||
Purchase | 300 | USD 299.08 | |||||||||||
Purchase | 100 | USD 299.1 | |||||||||||
Purchase | 100 | USD 299.26 | |||||||||||
Purchase | 100 | USD 299.27 | |||||||||||
Purchase | 100 | USD 299.3 | |||||||||||
Purchase | 200 | USD 299.33 | |||||||||||
Purchase | 500 | USD 299.5 | |||||||||||
Purchase | 100 | USD 299.51 | |||||||||||
Purchase | 300 | USD 299.53 | |||||||||||
Purchase | 1,800 | USD 299.56 | |||||||||||
Purchase | 600 | USD 299.57 | |||||||||||
Purchase | 100 | USD 299.64 | |||||||||||
Purchase | 100 | USD 299.67 | |||||||||||
Purchase | 200 | USD 299.7 | |||||||||||
Purchase | 200 | USD 299.79 | |||||||||||
Purchase | 200 | USD 299.81 | |||||||||||
Purchase | 200 | USD 299.83 | |||||||||||
Purchase | 100 | USD 299.85 | |||||||||||
Purchase | 448 | USD 299.87 | |||||||||||
Purchase | 700 | USD 300.01 | |||||||||||
Purchase | 100 | USD 300.03 | |||||||||||
Purchase | 13 | USD 300.12 | |||||||||||
Purchase | 1,500 | USD 296 | |||||||||||
Purchase | 156 | USD 296.2 | |||||||||||
Purchase | 145 | USD 296.4 | |||||||||||
Purchase | 513 | USD 296.63 | |||||||||||
Purchase | 100 | USD 296.89 | |||||||||||
Purchase | 100 | USD 297.05 | |||||||||||
Purchase | 100 | USD 297.52 | |||||||||||
Purchase | 100 | USD 297.8 | |||||||||||
Purchase | 150 | USD 298.1 | |||||||||||
Purchase | 200 | USD 298.38 | |||||||||||
Purchase | 66 | USD 298.81 | |||||||||||
Purchase | 700 | USD 298.41 | |||||||||||
Purchase | 100 | USD 298.14 | |||||||||||
Purchase | 100 | USD 298.21 | |||||||||||
Purchase | 200 | USD 297.25 | |||||||||||
Purchase | 100 | USD 298.18 | |||||||||||
Purchase | 37 | USD 295.46 | |||||||||||
Purchase | 100 | USD 295.63 | |||||||||||
Purchase | 100 | USD 295.7 | |||||||||||
Purchase | 100 | USD 295.77 | |||||||||||
Purchase | 100 | USD 295.78 | |||||||||||
Purchase | 200 | USD 295.79 | |||||||||||
Purchase | 200 | USD 295.81 | |||||||||||
Purchase | 200 | USD 295.88 | |||||||||||
Purchase | 100 | USD 295.9 | |||||||||||
Purchase | 100 | USD 295.91 | |||||||||||
Purchase | 100 | USD 295.92 | |||||||||||
Purchase | 255 | USD 295.93 | |||||||||||
Purchase | 190 | USD 295.95 | |||||||||||
Purchase | 100 | USD 295.97 | |||||||||||
Purchase | 100 | USD 296.03 | |||||||||||
Purchase | 100 | USD 296.15 | |||||||||||
Purchase | 100 | USD 296.16 | |||||||||||
Purchase | 562 | USD 296.18 | |||||||||||
Purchase | 340 | USD 296.19 | |||||||||||
Purchase | 100 | USD 296.23 | |||||||||||
Purchase | 200 | USD 296.25 | |||||||||||
Purchase | 200 | USD 296.31 | |||||||||||
Purchase | 300 | USD 296.35 | |||||||||||
Purchase | 200 | USD 296.36 | |||||||||||
Purchase | 100 | USD 296.39 | |||||||||||
Purchase | 418 | USD 296.41 | |||||||||||
Purchase | 250 | USD 296.42 | |||||||||||
Purchase | 196 | USD 296.43 | |||||||||||
Purchase | 300 | USD 296.44 | |||||||||||
Purchase | 100 | USD 296.45 | |||||||||||
Purchase | 300 | USD 296.48 | |||||||||||
Purchase | 400 | USD 296.49 | |||||||||||
Purchase | 404 | USD 296.55 | |||||||||||
Purchase | 600 | USD 296.57 | |||||||||||
Purchase | 300 | USD 296.58 | |||||||||||
Purchase | 100 | USD 296.61 | |||||||||||
Purchase | 235 | USD 296.65 | |||||||||||
Purchase | 100 | USD 296.69 | |||||||||||
Purchase | 100 | USD 296.94 | |||||||||||
Purchase | 500 | USD 296.98 | |||||||||||
Purchase | 300 | USD 296.99 | |||||||||||
Purchase | 2,140 | USD 297 | |||||||||||
Purchase | 100 | USD 297.02 | |||||||||||
Purchase | 200 | USD 297.03 | |||||||||||
Purchase | 521 | USD 297.1 | |||||||||||
Purchase | 1,400 | USD 297.11 | |||||||||||
Purchase | 83 | USD 297.28 | |||||||||||
Purchase | 130 | USD 297.33 | |||||||||||
Purchase | 79 | USD 297.34 | |||||||||||
Purchase | 13 | USD 297.36 | |||||||||||
Purchase | 800 | USD 297.41 | |||||||||||
Purchase | 500 | USD 297.53 | |||||||||||
Purchase | 300 | USD 297.56 | |||||||||||
Purchase | 100 | USD 297.59 | |||||||||||
Purchase | 100 | USD 297.68 | |||||||||||
Purchase | 11 | USD 297.71 | |||||||||||
Purchase | 200 | USD 297.79 | |||||||||||
Purchase | 200 | USD 297.83 | |||||||||||
Purchase | 100 | USD 297.84 | |||||||||||
Purchase | 150 | USD 297.86 | |||||||||||
Purchase | 200 | USD 297.95 | |||||||||||
Purchase | 200 | USD 297.97 | |||||||||||
Purchase | 100 | USD 297.98 | |||||||||||
Purchase | 599 | USD 298.01 | |||||||||||
Purchase | 220 | USD 298.03 | |||||||||||
Purchase | 250 | USD 298.04 | |||||||||||
Purchase | 365 | USD 298.05 | |||||||||||
Purchase | 200 | USD 298.09 | |||||||||||
Purchase | 100 | USD 298.11 | |||||||||||
Purchase | 250 | USD 298.12 | |||||||||||
Purchase | 300 | USD 298.13 | |||||||||||
Purchase | 100 | USD 298.26 | |||||||||||
Purchase | 100 | USD 298.28 | |||||||||||
Purchase | 263 | USD 298.35 | |||||||||||
Purchase | 267 | USD 298.36 | |||||||||||
Purchase | 300 | USD 298.37 | |||||||||||
Purchase | 200 | USD 298.39 | |||||||||||
Purchase | 55 | USD 298.49 | |||||||||||
Purchase | 706 | USD 298.52 | |||||||||||
Purchase | 100 | USD 298.54 | |||||||||||
Purchase | 100 | USD 298.66 | |||||||||||
Purchase | 299 | USD 298.71 | |||||||||||
Purchase | 400 | USD 298.86 | |||||||||||
Purchase | 88 | USD 298.88 | |||||||||||
Purchase | 200 | USD 299.02 | |||||||||||
Purchase | 300 | USD 299.11 | |||||||||||
Purchase | 100 | USD 299.14 | |||||||||||
Purchase | 200 | USD 299.15 | |||||||||||
Purchase | 400 | USD 299.18 | |||||||||||
Purchase | 200 | USD 299.19 | |||||||||||
Purchase | 300 | USD 299.2 | |||||||||||
Purchase | 68 | USD 299.21 | |||||||||||
Purchase | 400 | USD 299.215 | |||||||||||
Purchase | 100 | USD 299.32 | |||||||||||
Purchase | 100 | USD 299.35 | |||||||||||
Purchase | 100 | USD 299.38 | |||||||||||
Purchase | 100 | USD 299.45 | |||||||||||
Purchase | 100 | USD 299.46 | |||||||||||
Purchase | 300 | USD 299.48 | |||||||||||
Purchase | 100 | USD 299.52 | |||||||||||
Purchase | 100 | USD 299.54 | |||||||||||
Purchase | 100 | USD 299.62 | |||||||||||
Purchase | 100 | USD 299.63 | |||||||||||
Purchase | 100 | USD 299.71 | |||||||||||
Purchase | 100 | USD 299.74 | |||||||||||
Purchase | 100 | USD 299.75 | |||||||||||
Purchase | 100 | USD 299.76 | |||||||||||
Purchase | 100 | USD 299.77 | |||||||||||
Purchase | 100 | USD 299.78 | |||||||||||
Purchase | 152 | USD 299.86 | |||||||||||
Purchase | 200 | USD 299.9 | |||||||||||
Purchase | 100 | USD 299.94 | |||||||||||
Purchase | 100 | USD 299.96 | |||||||||||
Purchase | 600 | USD 300.035 | |||||||||||
Purchase | 373 | USD 300.05 | |||||||||||
Purchase | 300 | USD 300.055 | |||||||||||
Purchase | 450 | USD 300.06 | |||||||||||
Purchase | 400 | USD 300.07 | |||||||||||
Purchase | 100 | USD 300.11 | |||||||||||
Purchase | 92 | USD 300.13 | |||||||||||
Purchase | 100 | USD 300.24 | |||||||||||
Purchase | 100 | USD 300.3 | |||||||||||
Purchase | 275 | USD 300.34 | |||||||||||
Purchase | 100 | USD 300.35 | |||||||||||
Purchase | 100 | USD 300.4 | |||||||||||
Purchase | 100 | USD 300.42 | |||||||||||
Purchase | 100 | USD 300.5 | |||||||||||
Purchase | 100 | USD 300.63 | |||||||||||
Purchase | 100 | USD 300.66 | |||||||||||
Purchase | 100 | USD 298.58 | |||||||||||
Sale | 100 | USD 298.34 | |||||||||||
Sale | 100 | USD 298.96 | |||||||||||
Sale | 200 | USD 299.55 | |||||||||||
Sale | 100 | USD 299.59 | |||||||||||
Sale | 100 | USD 298.36 | |||||||||||
Sale | 100 | USD 300.18 | |||||||||||
Sale | 300 | USD 300.82 | |||||||||||
Sale | 100 | USD 300.17 | |||||||||||
(b) Derivatives transactions (other than options transactions) | |||||||||||||
Product name, e.g. CFD |
Nature of transaction
(Note 6) |
Number of relevant securities
(Note 7) |
Price per unit
(Note 5) | ||||||||||
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying | |||||||||||||
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) | |||||||
Put option | Purchase | 300 | USD 297.5 | American | 20151120 | USD 4.7 | |||||||
Call option | Selling | 1,000 | USD 307.5 | American | 20151120 | USD 1.3 | |||||||
Put option | Purchase | 300 | USD 270 | American | 20151218 | USD 6.1 | |||||||
Call option | Selling | 200 | USD 320 | American | 20151127 | USD 1.5 | |||||||
Put option | Selling | 1,000 | USD 295 | American | 20151204 | USD 8.4 | |||||||
Call option | Purchase | 1,800 | USD 300 | American | 20151120 | USD 3.6 | |||||||
Call option | Purchase | 300 | USD 300 | American | 20151120 | USD 4.2 | |||||||
Call option | Purchase | 100 | USD 300 | American | 20151120 | USD 4.6 | |||||||
Call option | Selling | 500 | USD 300 | American | 20151120 | USD 2.8 | |||||||
Call option | Selling | 100 | USD 300 | American | 20151120 | USD 3.5 | |||||||
Call option | Selling | 300 | USD 300 | American | 20151120 | USD 4.1 | |||||||
Call option | Selling | 100 | USD 300 | American | 20151120 | USD 4.3 | |||||||
Put option | Purchase | 100 | USD 290 | American | 20151120 | USD 2 | |||||||
Put option | Purchase | 500 | USD 282.5 | American | 20151120 | USD 1.05 | |||||||
Call option | Selling | 300 | USD 325 | American | 20151218 | USD 3.6 | |||||||
Call option | Selling | 100 | USD 325 | American | 20151218 | USD 4.5 | |||||||
Call option | Purchase | 500 | USD 315 | American | 20151218 | USD 6.4 | |||||||
Put option | Purchase | 900 | USD 300 | American | 20151120 | USD 4.4 | |||||||
Put option | Purchase | 100 | USD 300 | American | 20151120 | USD 4.6 | |||||||
Put option | Selling | 100 | USD 300 | American | 20151120 | USD 3.5 | |||||||
Put option | Selling | 500 | USD 300 | American | 20151120 | USD 3.6 | |||||||
Put option | Selling | 600 | USD 300 | American | 20151120 | USD 3.7 | |||||||
Put option | Selling | 1,000 | USD 295 | American | 20151218 | USD 12.1 | |||||||
Put option | Selling | 100 | USD 295 | American | 20151218 | USD 12.8 | |||||||
Put option | Purchase | 1,400 | USD 275 | American | 20151218 | USD 7 | |||||||
Put option | Selling | 400 | USD 275 | American | 20151218 | USD 6.3 | |||||||
Put option | Purchase | 500 | USD 285 | American | 20151120 | USD 1 | |||||||
Call option | Purchase | 100 | USD 305 | American | 20151218 | USD 11.09 | |||||||
Call option | Selling | 400 | USD 305 | American | 20151218 | USD 11.4 | |||||||
Call option | Selling | 300 | USD 305 | American | 20151218 | USD 12.3 | |||||||
Put option | Purchase | 100 | USD 285 | American | 20151218 | USD 9.8 | |||||||
Put option | Purchase | 300 | USD 285 | American | 20151218 | USD 9.9 | |||||||
Call option | Selling | 200 | USD 330 | American | 20151218 | USD 3.23 | |||||||
Call option | Selling | 1,000 | USD 295 | American | 20151120 | USD 7.4 | |||||||
Put option | Purchase | 1,600 | USD 292.5 | American | 20151120 | USD 2 | |||||||
Put option | Selling | 600 | USD 292.5 | American | 20151120 | USD 1.6 | |||||||
Put option | Selling | 700 | USD 300 | American | 20151218 | USD 16.2 | |||||||
Call option | Selling | 100 | USD 320 | American | 20151218 | USD 5.2 | |||||||
Call option | Selling | 1,400 | USD 320 | American | 20151218 | USD 6.3 | |||||||
Put option | Selling | 900 | USD 300 | American | 20160115 | USD 18.5 | |||||||
Call option | Selling | 400 | USD 305 | American | 20151120 | USD 1.95 | |||||||
Put option | Purchase | 300 | USD 265 | American | 20151218 | USD 4.7 | |||||||
Put option | Purchase | 400 | USD 295 | American | 20151120 | USD 3.7 | |||||||
Put option | Selling | 100 | USD 295 | American | 20151120 | USD 2.1 | |||||||
Put option | Selling | 600 | USD 295 | American | 20151120 | USD 2.15 | |||||||
Put option | Selling | 1,000 | USD 290 | American | 20151218 | USD 10.5 | |||||||
Call option | Selling | 300 | USD 310 | American | 20151218 | USD 10.2 | |||||||
Call option | Selling | 600 | USD 310 | American | 20160115 | USD 14.1 | |||||||
Call option | Selling | 500 | USD 310 | American | 20151120 | USD 0.8 | |||||||
Call option | Selling | 600 | USD 310 | American | 20151120 | USD 0.9 | |||||||
Call option | Selling | 200 | USD 310 | American | 20151120 | USD 1.1 | |||||||
Put option | Selling | 100 | USD 280 | American | 20151218 | USD 7.8 | |||||||
Put option | Selling | 600 | USD 310 | American | 20160115 | USD 23.5 | |||||||
(ii) Exercising | |||||||||||||
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) | |||||||||||
(d) Other dealings (including transactions in respect of new securities) (Note 4) | |||||||||||||
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) | |||||||||||
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives | |||
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||
None. | |||
Is a Supplemental Form 8 attached? (Note 9) YES | |||
Date of disclosure | November 18, 2015 | ||
Contact name | Kevin Krist (Compliance Department) | ||
Telephone number | +44 (0) 20 7409 4420 | ||
If a connected EFM, name of offeree/offeror with which connected | |||
If a connected EFM, state nature of connection (Note 10) | |||
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1) | |||||||
Product name, e.g. call option | Written or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date | ||
Call option | Written | 100 | USD 220 | American | 20160115 | ||
Call option | Written | 200 | USD 240 | American | 20160115 | ||
Call option | Written | 700 | USD 260 | American | 20160115 | ||
Call option | Purchased | 2,400 | USD 270 | American | 20160115 | ||
Call option | Written | 2,100 | USD 280 | American | 20160115 | ||
Call option | Written | 500 | USD 300 | American | 20160115 | ||
Call option | Purchased | 100 | USD 235 | American | 20160115 | ||
Call option | Written | 9,000 | USD 310 | American | 20160115 | ||
Call option | Written | 400 | USD 320 | American | 20160115 | ||
Call option | Purchased | 3,800 | USD 330 | American | 20160115 | ||
Call option | Purchased | 1,200 | USD 340 | American | 20160115 | ||
Call option | Purchased | 700 | USD 350 | American | 20160115 | ||
Call option | Written | 100 | USD 340 | American | 20170120 | ||
Call option | Written | 300 | USD 275 | American | 20160115 | ||
Call option | Written | 100 | USD 285 | American | 20160115 | ||
Call option | Purchased | 100 | USD 295 | American | 20160115 | ||
Call option | Purchased | 1,900 | USD 305 | American | 20160115 | ||
Call option | Purchased | 3,200 | USD 315 | American | 20160115 | ||
Call option | Written | 1,300 | USD 325 | American | 20160115 | ||
Call option | Purchased | 400 | USD 335 | American | 20160115 | ||
Call option | Purchased | 200 | USD 355 | American | 20160115 | ||
Call option | Purchased | 400 | USD 250 | American | 20151120 | ||
Call option | Written | 1,900 | USD 255 | American | 20151120 | ||
Call option | Written | 600 | USD 260 | American | 20151120 | ||
Call option | Purchased | 300 | USD 265 | American | 20151120 | ||
Call option | Purchased | 100 | USD 270 | American | 20151120 | ||
Call option | Written | 600 | USD 275 | American | 20151120 | ||
Call option | Written | 700 | USD 280 | American | 20151120 | ||
Call option | Purchased | 800 | USD 285 | American | 20151120 | ||
Call option | Written | 500 | USD 290 | American | 20151120 | ||
Call option | Written | 500 | USD 295 | American | 20151120 | ||
Call option | Purchased | 2,400 | USD 300 | American | 20151120 | ||
Call option | Purchased | 1,800 | USD 305 | American | 20151120 | ||
Call option | Written | 2,300 | USD 310 | American | 20151120 | ||
Call option | Written | 6,100 | USD 315 | American | 20151120 | ||
Call option | Purchased | 3,300 | USD 320 | American | 20151120 | ||
Call option | Written | 1,400 | USD 325 | American | 20151120 | ||
Call option | Written | 3,300 | USD 330 | American | 20151120 | ||
Call option | Written | 400 | USD 335 | American | 20151120 | ||
Call option | Written | 100 | USD 340 | American | 20151120 | ||
Call option | Purchased | 400 | USD 345 | American | 20151120 | ||
Call option | Written | 1,400 | USD 350 | American | 20151120 | ||
Call option | Written | 100 | USD 210 | American | 20160219 | ||
Call option | Purchased | 600 | USD 230 | American | 20160219 | ||
Call option | Written | 500 | USD 250 | American | 20160219 | ||
Call option | Purchased | 100 | USD 270 | American | 20160219 | ||
Call option | Purchased | 200 | USD 295 | American | 20160219 | ||
Call option | Purchased | 1,300 | USD 300 | American | 20160219 | ||
Call option | Purchased | 700 | USD 305 | American | 20160219 | ||
Call option | Written | 900 | USD 310 | American | 20160219 | ||
Call option | Written | 200 | USD 315 | American | 20160219 | ||
Call option | Written | 100 | USD 330 | American | 20160219 | ||
Call option | Written | 100 | USD 345 | American | 20160219 | ||
Call option | Written | 200 | USD 230 | American | 20160520 | ||
Call option | Purchased | 100 | USD 265 | American | 20160520 | ||
Call option | Written | 100 | USD 270 | American | 20160520 | ||
Call option | Written | 300 | USD 285 | American | 20160520 | ||
Call option | Written | 400 | USD 290 | American | 20160520 | ||
Call option | Written | 200 | USD 295 | American | 20160520 | ||
Call option | Written | 2,500 | USD 300 | American | 20160520 | ||
Call option | Written | 200 | USD 310 | American | 20160520 | ||
Call option | Written | 100 | USD 325 | American | 20160520 | ||
Call option | Written | 1,900 | USD 320 | American | 20151127 | ||
Call option | Purchased | 100 | USD 155 | American | 20180119 | ||
Call option | Purchased | 200 | USD 257.5 | American | 20151120 | ||
Call option | Purchased | 200 | USD 267.5 | American | 20151120 | ||
Call option | Purchased | 300 | USD 292.5 | American | 20151120 | ||
Call option | Purchased | 800 | USD 297.5 | American | 20151120 | ||
Call option | Purchased | 1,900 | USD 302.5 | American | 20151120 | ||
Call option | Purchased | 800 | USD 307.5 | American | 20151120 | ||
Call option | Purchased | 3,400 | USD 312.5 | American | 20151120 | ||
Call option | Written | 4,000 | USD 317.5 | American | 20151120 | ||
Call option | Written | 100 | USD 322.5 | American | 20151120 | ||
Call option | Written | 100 | USD 327.5 | American | 20151120 | ||
Call option | Purchased | 100 | USD 332.5 | American | 20151120 | ||
Call option | Purchased | 500 | USD 337.5 | American | 20151120 | ||
Call option | Written | 1,200 | USD 342.5 | American | 20151120 | ||
Call option | Purchased | 200 | USD 270 | American | 20151218 | ||
Call option | Purchased | 300 | USD 275 | American | 20151218 | ||
Call option | Purchased | 100 | USD 285 | American | 20151218 | ||
Call option | Written | 100 | USD 300 | American | 20151218 | ||
Call option | Written | 100 | USD 305 | American | 20151218 | ||
Call option | Purchased | 300 | USD 310 | American | 20151218 | ||
Call option | Purchased | 500 | USD 315 | American | 20151218 | ||
Call option | Written | 2,800 | USD 320 | American | 20151218 | ||
Call option | Written | 100 | USD 325 | American | 20151218 | ||
Call option | Purchased | 2,600 | USD 330 | American | 20151218 | ||
Call option | Purchased | 600 | USD 335 | American | 20151218 | ||
Call option | Written | 1,200 | USD 340 | American | 20151218 | ||
Call option | Purchased | 100 | USD 345 | American | 20151218 | ||
Call option | Purchased | 400 | USD 350 | American | 20151218 | ||
Call option | Written | 100 | USD 295 | American | 20151204 | ||
Call option | Purchased | 300 | USD 300 | American | 20151204 | ||
Call option | Purchased | 400 | USD 305 | American | 20151204 | ||
Call option | Written | 500 | USD 285 | American | 20151211 | ||
Call option | Written | 36 | USD 80 | American | 20160115 | ||
Call option | Purchased | 16,700 | USD 180 | American | 20160115 | ||
Call option | Purchased | 11,200 | USD 185 | American | 20160115 | ||
Call option | Purchased | 10,900 | USD 195 | American | 20160115 | ||
Call option | Purchased | 1,000 | USD 200 | American | 20160115 | ||
Call option | Purchased | 4,000 | USD 220 | American | 20160115 | ||
Call option | Purchased | 100 | USD 220 | American | 20160115 | ||
Call option | Purchased | 400 | USD 230 | American | 20160115 | ||
Call option | Purchased | 5,100 | USD 240 | American | 20160115 | ||
Call option | Written | 4,900 | USD 260 | American | 20160115 | ||
Call option | Purchased | 3,600 | USD 270 | American | 20160115 | ||
Call option | Purchased | 2,800 | USD 270 | American | 20160115 | ||
Call option | Purchased | 9,400 | USD 280 | American | 20160115 | ||
Call option | Written | 13,800 | USD 280 | American | 20160115 | ||
Call option | Written | 4,800 | USD 290 | American | 20160115 | ||
Call option | Written | 32,500 | USD 300 | American | 20160115 | ||
Call option | Purchased | 100 | USD 225 | American | 20160115 | ||
Call option | Purchased | 10,000 | USD 245 | American | 20160115 | ||
Call option | Written | 700 | USD 310 | American | 20160115 | ||
Call option | Purchased | 12,500 | USD 330 | American | 20160115 | ||
Call option | Purchased | 400 | USD 330 | American | 20160115 | ||
Call option | Purchased | 2,736 | USD 195 | American | 20160115 | ||
Call option | Purchased | 500 | USD 340 | American | 20170120 | ||
Call option | Purchased | 1,700 | USD 350 | American | 20170120 | ||
Call option | Purchased | 1,500 | USD 360 | American | 20170120 | ||
Call option | Purchased | 11,100 | USD 370 | American | 20170120 | ||
Call option | Written | 8,400 | USD 275 | American | 20160115 | ||
Call option | Written | 5,900 | USD 285 | American | 20160115 | ||
Call option | Written | 30,000 | USD 295 | American | 20160115 | ||
Call option | Purchased | 12,000 | USD 380 | American | 20170120 | ||
Call option | Purchased | 200 | USD 380 | American | 20170120 | ||
Call option | Purchased | 10,000 | USD 400 | American | 20170120 | ||
Call option | Purchased | 10,000 | USD 460 | American | 20170120 | ||
Call option | Written | 5,300 | USD 300 | American | 20151120 | ||
Call option | Written | 700 | USD 310 | American | 20151120 | ||
Call option | Purchased | 7,200 | USD 325 | American | 20160520 | ||
Call option | Purchased | 1,300 | USD 330 | American | 20160520 | ||
Call option | Purchased | 10,800 | USD 340 | American | 20160520 | ||
Call option | Purchased | 8,600 | USD 345 | American | 20160520 | ||
Call option | Purchased | 16,100 | USD 350 | American | 20160520 | ||
Call option | Purchased | 100 | USD 355 | American | 20160520 | ||
Call option | Purchased | 1,900 | USD 360 | American | 20160520 | ||
Call option | Written | 120,000 | USD 320 | American | 20151120 | ||
Put option | Purchased | 100 | USD 130 | American | 20160115 | ||
Put option | Purchased | 1,000 | USD 210 | American | 20160115 | ||
Put option | Purchased | 500 | USD 250 | American | 20160115 | ||
Put option | Purchased | 300 | USD 260 | American | 20160115 | ||
Put option | Written | 1,800 | USD 270 | American | 20160115 | ||
Put option | Written | 100 | USD 215 | American | 20160115 | ||
Put option | Purchased | 100 | USD 280 | American | 20160115 | ||
Put option | Written | 100 | USD 290 | American | 20160115 | ||
Put option | Written | 1,000 | USD 245 | American | 20160115 | ||
Put option | Written | 1,300 | USD 310 | American | 20160115 | ||
Put option | Purchased | 400 | USD 320 | American | 20160115 | ||
Put option | Purchased | 100 | USD 330 | American | 20160115 | ||
Put option | Purchased | 400 | USD 255 | American | 20160115 | ||
Put option | Purchased | 2,000 | USD 265 | American | 20160115 | ||
Put option | Purchased | 2,200 | USD 275 | American | 20160115 | ||
Put option | Purchased | 1,000 | USD 285 | American | 20160115 | ||
Put option | Written | 100 | USD 305 | American | 20160115 | ||
Put option | Purchased | 1,200 | USD 315 | American | 20160115 | ||
Put option | Purchased | 100 | USD 325 | American | 20160115 | ||
Put option | Purchased | 400 | USD 215 | American | 20151120 | ||
Put option | Purchased | 500 | USD 220 | American | 20151120 | ||
Put option | Written | 700 | USD 225 | American | 20151120 | ||
Put option | Purchased | 700 | USD 230 | American | 20151120 | ||
Put option | Written | 400 | USD 235 | American | 20151120 | ||
Put option | Purchased | 200 | USD 240 | American | 20151120 | ||
Put option | Purchased | 900 | USD 245 | American | 20151120 | ||
Put option | Purchased | 1,400 | USD 250 | American | 20151120 | ||
Put option | Written | 1,600 | USD 260 | American | 20151120 | ||
Put option | Purchased | 1,500 | USD 265 | American | 20151120 | ||
Put option | Purchased | 1,200 | USD 270 | American | 20151120 | ||
Put option | Purchased | 1,200 | USD 275 | American | 20151120 | ||
Put option | Purchased | 300 | USD 280 | American | 20151120 | ||
Put option | Written | 1,400 | USD 285 | American | 20151120 | ||
Put option | Written | 10,700 | USD 290 | American | 20151120 | ||
Put option | Written | 1,600 | USD 295 | American | 20151120 | ||
Put option | Purchased | 1,100 | USD 300 | American | 20151120 | ||
Put option | Purchased | 3,400 | USD 305 | American | 20151120 | ||
Put option | Purchased | 600 | USD 310 | American | 20151120 | ||
Put option | Written | 100 | USD 285 | American | 20160219 | ||
Put option | Purchased | 200 | USD 355 | American | 20160219 | ||
Put option | Purchased | 100 | USD 360 | American | 20160219 | ||
Put option | Purchased | 2,500 | USD 290 | American | 20160520 | ||
Put option | Purchased | 300 | USD 360 | American | 20160520 | ||
Put option | Purchased | 200 | USD 365 | American | 20160520 | ||
Put option | Purchased | 200 | USD 370 | American | 20160520 | ||
Put option | Purchased | 100 | USD 375 | American | 20160520 | ||
Put option | Purchased | 300 | USD 232.5 | American | 20151120 | ||
Put option | Written | 600 | USD 242.5 | American | 20151120 | ||
Put option | Purchased | 1,500 | USD 257.5 | American | 20151120 | ||
Put option | Purchased | 300 | USD 262.5 | American | 20151120 | ||
Put option | Purchased | 1,900 | USD 267.5 | American | 20151120 | ||
Put option | Written | 2,200 | USD 282.5 | American | 20151120 | ||
Put option | Written | 1,400 | USD 287.5 | American | 20151120 | ||
Put option | Written | 100 | USD 292.5 | American | 20151120 | ||
Put option | Purchased | 2,500 | USD 297.5 | American | 20151120 | ||
Put option | Written | 1,200 | USD 302.5 | American | 20151120 | ||
Put option | Purchased | 3,200 | USD 307.5 | American | 20151120 | ||
Put option | Written | 600 | USD 312.5 | American | 20151120 | ||
Put option | Written | 400 | USD 245 | American | 20151218 | ||
Put option | Purchased | 300 | USD 265 | American | 20151218 | ||
Put option | Purchased | 300 | USD 270 | American | 20151218 | ||
Put option | Purchased | 1,100 | USD 275 | American | 20151218 | ||
Put option | Written | 100 | USD 280 | American | 20151218 | ||
Put option | Written | 100 | USD 285 | American | 20151218 | ||
Put option | Written | 1,600 | USD 290 | American | 20151218 | ||
Put option | Written | 1,000 | USD 295 | American | 20151218 | ||
Put option | Written | 2,200 | USD 300 | American | 20151218 | ||
Put option | Purchased | 1,800 | USD 305 | American | 20151218 | ||
Put option | Purchased | 200 | USD 310 | American | 20151218 | ||
Put option | Written | 1,200 | USD 320 | American | 20151218 | ||
Put option | Purchased | 500 | USD 325 | American | 20151218 | ||
Put option | Written | 1,000 | USD 295 | American | 20151204 | ||
Put option | Written | 100 | USD 277.5 | American | 20151224 | ||
Put option | Written | 100 | USD 285 | American | 20151224 | ||
Put option | Written | 7,200 | USD 90 | American | 20160115 | ||
Put option | Purchased | 500 | USD 125 | American | 20160115 | ||
Put option | Purchased | 3,000 | USD 135 | American | 20160115 | ||
Put option | Purchased | 20,000 | USD 145 | American | 20160115 | ||
Put option | Purchased | 20,000 | USD 155 | American | 20160115 | ||
Put option | Purchased | 10,000 | USD 165 | American | 20160115 | ||
Put option | Purchased | 20,000 | USD 170 | American | 20160115 | ||
Put option | Purchased | 13,500 | USD 170 | American | 20160115 | ||
Put option | Purchased | 2,145 | USD 38 | American | 20160115 | ||
Put option | Purchased | 11,154 | USD 42 | American | 20160115 | ||
Put option | Purchased | 5,709 | USD 47 | American | 20160115 | ||
Put option | Purchased | 2,937 | USD 50 | American | 20160115 | ||
Put option | Purchased | 10,000 | USD 100 | American | 20160115 | ||
Put option | Purchased | 10,000 | USD 180 | American | 20160115 | ||
Put option | Purchased | 7,100 | USD 185 | American | 20160115 | ||
Put option | Purchased | 100 | USD 190 | American | 20160115 | ||
Put option | Purchased | 12,000 | USD 195 | American | 20160115 | ||
Put option | Purchased | 10,000 | USD 200 | American | 20160115 | ||
Put option | Purchased | 2,200 | USD 200 | American | 20160115 | ||
Put option | Purchased | 8,300 | USD 210 | American | 20160115 | ||
Put option | Purchased | 200 | USD 220 | American | 20160115 | ||
Put option | Purchased | 10,000 | USD 230 | American | 20160115 | ||
Put option | Purchased | 9,000 | USD 250 | American | 20160115 | ||
Put option | Written | 900 | USD 260 | American | 20160115 | ||
Put option | Purchased | 1,600 | USD 270 | American | 20160115 | ||
Put option | Purchased | 3,600 | USD 145 | American | 20160115 | ||
Put option | Purchased | 500 | USD 205 | American | 20160115 | ||
Put option | Purchased | 200 | USD 215 | American | 20160115 | ||
Put option | Written | 4,200 | USD 280 | American | 20160115 | ||
Put option | Purchased | 8,200 | USD 290 | American | 20160115 | ||
Put option | Purchased | 6,500 | USD 300 | American | 20160115 | ||
Put option | Purchased | 300 | USD 225 | American | 20160115 | ||
Put option | Purchased | 4,200 | USD 235 | American | 20160115 | ||
Put option | Purchased | 1,500 | USD 245 | American | 20160115 | ||
Put option | Purchased | 800 | USD 310 | American | 20160115 | ||
Put option | Purchased | 300 | USD 320 | American | 20160115 | ||
Put option | Purchased | 3,500 | USD 280 | American | 20170120 | ||
Put option | Purchased | 400 | USD 290 | American | 20170120 | ||
Put option | Purchased | 800 | USD 350 | American | 20170120 | ||
Put option | Purchased | 700 | USD 360 | American | 20170120 | ||
Put option | Purchased | 600 | USD 370 | American | 20170120 | ||
Put option | Written | 63,200 | USD 275 | American | 20160115 | ||
Put option | Written | 900 | USD 305 | American | 20160115 | ||
Put option | Purchased | 20,000 | USD 235 | American | 20151120 | ||
Put option | Purchased | 2,200 | USD 340 | American | 20160520 | ||
Put option | Purchased | 100 | USD 350 | American | 20160520 | ||
Put option | Written | 50,000 | USD 290 | American | 20151218 | ||
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
1 February 2009 | |||||||
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