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FORM 8.3 - ALLERGAN PLC

27th Nov 2019 13:14

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

26 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:ORD
LongShort
Number(%)Number(%)

(1)

Relevant securities

4,093,262

1.25%

2,217,770

0.68%

 

(2)

Derivatives (other than options):

2,211,200

0.67%

2,287,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

672,700

0.20%

501,300

0.15%

 
TOTAL:

6,977,162

2.13%

5,006,273

1.53%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

184.5850 USD

Purchase

31

184.5600 USD

Purchase

70

185.2700 USD

Purchase

100

184.4200 USD

Purchase

100

185.0300 USD

Purchase

100

185.7000 USD

Purchase

109

184.6225 USD

Purchase

200

185.3250 USD

Purchase

200

185.0600 USD

Purchase

200

184.8350 USD

Purchase

200

184.9400 USD

Purchase

300

184.7533 USD

Purchase

500

184.6920 USD

Purchase

554

184.6120 USD

Purchase

600

185.0550 USD

Purchase

657

184.6685 USD

Purchase

700

184.8330 USD

Purchase

800

184.5875 USD

Purchase

1,023

184.6825 USD

Purchase

1,100

185.1236 USD

Purchase

1,231

184.9279 USD

Purchase

1,373

184.8554 USD

Purchase

1,637

184.9303 USD

Purchase

1,669

184.6326 USD

Purchase

1,700

184.6388 USD

Purchase

2,108

184.6336 USD

Purchase

2,175

184.9049 USD

Purchase

2,300

184.7792 USD

Purchase

2,400

184.8289 USD

Purchase

3,128

185.0462 USD

Purchase

3,400

184.7472 USD

Purchase

3,653

184.6669 USD

Purchase

4,100

184.8653 USD

Purchase

4,103

184.6192 USD

Purchase

7,000

184.9217 USD

Purchase

9,351

184.8198 USD

Purchase

9,385

184.6334 USD

Purchase

10,441

184.8201 USD

Purchase

13,975

184.9350 USD

Purchase

32,583

184.9719 USD

Purchase

35,894

184.9373 USD

Purchase

103,656

184.9200 USD

Sale

9

184.5400 USD

Sale

46

184.4400 USD

Sale

68

184.6000 USD

Sale

70

185.2700 USD

Sale

73

184.8700 USD

Sale

100

184.5000 USD

Sale

100

184.7600 USD

Sale

100

184.8600 USD

Sale

100

185.0450 USD

Sale

100

185.3100 USD

Sale

100

185.5500 USD

Sale

154

184.4700 USD

Sale

200

184.5100 USD

Sale

200

184.7500 USD

Sale

200

184.7200 USD

Sale

200

184.8450 USD

Sale

200

185.0600 USD

Sale

200

184.5900 USD

Sale

200

184.5600 USD

Sale

217

185.0833 USD

Sale

295

184.7838 USD

Sale

300

184.7000 USD

Sale

300

184.6700 USD

Sale

300

184.9700 USD

Sale

325

184.7338 USD

Sale

332

184.7681 USD

Sale

335

184.7292 USD

Sale

400

184.7987 USD

Sale

401

184.5970 USD

Sale

500

184.8510 USD

Sale

566

184.7232 USD

Sale

800

184.5875 USD

Sale

900

184.9911 USD

Sale

1,100

185.0372 USD

Sale

1,200

184.7558 USD

Sale

1,237

185.1688 USD

Sale

1,400

184.7107 USD

Sale

1,440

184.7563 USD

Sale

1,457

184.7893 USD

Sale

2,006

185.1718 USD

Sale

2,194

184.8067 USD

Sale

2,322

184.8518 USD

Sale

2,400

184.7813 USD

Sale

3,600

184.8802 USD

Sale

5,854

185.0326 USD

Sale

6,056

184.8553 USD

Sale

6,500

184.9123 USD

Sale

11,579

184.9215 USD

Sale

14,667

184.9015 USD

Sale

17,654

184.9968 USD

Sale

18,431

184.9200 USD

Sale

25,000

184.6405 USD

Sale

56,342

184.9218 USD

Sale

68,369

184.9195 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product NameWriting,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call OptionPurchasing

100

195 USD

American

17 Jan 2020

0.2600 USD

Call OptionSelling

100

190 USD

American

17 Jan 2020

1.8000 USD

Put OptionSelling

200

140 USD

American

19 Jun 2020

2.1400 USD

Put OptionSelling

500

180 USD

American

15 May 2020

7.1000 USD

Put OptionSelling

500

185 USD

American

20 Mar 2020

6.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product nameWritten or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call OptionsPurchased

1,600

175.0000

American

Dec 20, 2019

Put OptionsWritten

1,100

100.0000

American

Feb 21, 2020

Put OptionsWritten

700

95.0000

American

Jan 15, 2021

Call OptionsPurchased

9,100

185.0000

American

Jan 15, 2021

Call OptionsPurchased

1,300

100.0000

American

Jan 15, 2021

Put OptionsWritten

900

90.0000

American

Feb 21, 2020

Put OptionsWritten

2,200

180.0000

American

Dec 20, 2019

Call OptionsPurchased

1,800

190.0000

American

Feb 21, 2020

Put OptionsWritten

500

185.0000

American

Jun 19, 2020

Put OptionsWritten

700

100.0000

American

Jan 15, 2021

Put OptionsWritten

200

180.0000

American

Jan 15, 2021

Put OptionsWritten

4,800

155.0000

American

Dec 20, 2019

Call OptionsPurchased

4,300

250.0000

American

Jan 17, 2020

Put OptionsWritten

100

135.0000

American

Feb 21, 2020

Call OptionsPurchased

2,500

175.0000

American

Jan 15, 2021

Put OptionsPurchased

-3,000

165.0000

American

Dec 20, 2019

Call OptionsWritten

-2,000

185.0000

American

Dec 20, 2019

Call OptionsWritten

-2,100

125.0000

American

Jan 15, 2021

Put OptionsPurchased

-300

165.0000

American

Jan 15, 2021

Put OptionsPurchased

-500

170.0000

American

Dec 20, 2019

Call OptionsWritten

-5,500

160.0000

American

Mar 20, 2020

Put OptionsPurchased

-4,500

70.0000

American

Jan 15, 2021

Put OptionsPurchased

-50,000

160.0000

American

Feb 21, 2020

Put OptionsPurchased

-1,500

155.0000

American

Feb 21, 2020

Put OptionsPurchased

-700

155.0000

American

Jan 17, 2020

Put OptionsWritten

36,400

105.0000

American

Jan 15, 2021

Put OptionsWritten

9,200

160.0000

American

Jun 19, 2020

Put OptionsWritten

66,500

140.0000

American

Mar 20, 2020

Call OptionsPurchased

26,600

170.0000

American

Dec 20, 2019

Call OptionsPurchased

1,000

190.0000

American

Dec 20, 2019

Put OptionsWritten

18,500

150.0000

American

May 15, 2020

Put OptionsWritten

500

80.0000

American

Feb 21, 2020

Call OptionsPurchased

3,400

170.0000

American

Jan 15, 2021

Put OptionsPurchased

-2,900

90.0000

American

Dec 20, 2019

Put OptionsPurchased

-16,800

115.0000

American

Jan 15, 2021

Put OptionsPurchased

-100

155.0000

American

Jan 15, 2021

Put OptionsPurchased

-10,800

125.0000

American

Jan 17, 2020

Put OptionsPurchased

-200

110.0000

American

Dec 20, 2019

Call OptionsWritten

-1,100

290.0000

American

Jan 17, 2020

Put OptionsPurchased

-2,200

70.0000

American

Jan 17, 2020

Put OptionsPurchased

-1,200

65.0000

American

Jan 15, 2021

Call OptionsWritten

-1,900

180.0000

American

Feb 21, 2020

Call OptionsWritten

-300

150.0000

American

Feb 21, 2020

Put OptionsPurchased

-300

80.0000

American

Jan 15, 2021

Put OptionsPurchased

-5,300

110.0000

American

Jan 17, 2020

Call OptionsWritten

-1,000

185.0000

American

Feb 21, 2020

Put OptionsPurchased

-1,700

110.0000

American

Jan 15, 2021

Call OptionsWritten

-2,200

210.0000

American

Dec 20, 2019

Call OptionsPurchased

5,800

160.0000

American

Jan 17, 2020

Put OptionsWritten

1,000

85.0000

American

Dec 20, 2019

Put OptionsWritten

400

65.0000

American

Jan 17, 2020

Put OptionsWritten

500

185.0000

American

Mar 20, 2020

Put OptionsWritten

400

125.0000

American

Jan 15, 2021

Put OptionsWritten

300

100.0000

American

Dec 20, 2019

Call OptionsPurchased

5,100

170.0000

American

Feb 21, 2020

Call OptionsPurchased

3,300

165.0000

American

Jan 15, 2021

Call OptionsPurchased

3,000

180.0000

American

Jan 17, 2020

Call OptionsPurchased

100

185.0000

American

Nov 29, 2019

Put OptionsWritten

100

145.0000

American

Jan 15, 2021

Put OptionsWritten

13,500

165.0000

American

Jan 17, 2020

Call OptionsPurchased

9,500

170.0000

American

Jun 19, 2020

Put OptionsWritten

200

185.0000

American

Jan 17, 2020

Put OptionsWritten

200

140.0000

American

Dec 20, 2019

Put OptionsPurchased

-100

120.0000

American

Jan 17, 2020

Put OptionsPurchased

-66,500

160.0000

American

Mar 20, 2020

Call OptionsWritten

-200

140.0000

American

Feb 21, 2020

Call OptionsWritten

-4,500

220.0000

American

Jan 17, 2020

Call OptionsWritten

-2,800

175.0000

American

Jan 17, 2020

Put OptionsWritten

100

145.0000

American

Dec 20, 2019

Call OptionsPurchased

1,900

180.0000

American

Jan 15, 2021

Call OptionsPurchased

300

145.0000

American

Jan 15, 2021

Put OptionsWritten

400

170.0000

American

Jan 15, 2021

Put OptionsWritten

6,400

95.0000

American

Jun 19, 2020

Call OptionsPurchased

500

220.0000

American

Jan 21, 2022

Call OptionsPurchased

100

165.0000

American

Feb 21, 2020

Put OptionsWritten

46,300

140.0000

American

Jun 19, 2020

Put OptionsWritten

800

135.0000

American

Dec 20, 2019

Call OptionsPurchased

800

160.0000

American

Jan 21, 2022

Call OptionsPurchased

4,100

170.0000

American

Jan 17, 2020

Put OptionsWritten

3,800

165.0000

American

Jun 19, 2020

Put OptionsPurchased

-2,300

170.0000

American

Jun 19, 2020

Call OptionsWritten

-29,800

150.0000

American

Jan 17, 2020

Put OptionsPurchased

-2,600

75.0000

American

Jan 15, 2021

Call OptionsWritten

-500

220.0000

American

Jan 15, 2021

Put OptionsPurchased

-22,500

105.0000

American

Jan 17, 2020

Put OptionsPurchased

-1,500

150.0000

American

Jan 17, 2020

Put OptionsPurchased

-3,300

100.0000

American

Jan 17, 2020

Call OptionsWritten

-100

135.0000

American

Jan 15, 2021

Call OptionsWritten

-7,000

300.0000

American

Jan 17, 2020

Call OptionsWritten

-100

190.0000

American

May 15, 2020

Call OptionsWritten

-2,000

130.0000

American

Feb 21, 2020

Put OptionsWritten

7,000

120.0000

American

Jun 19, 2020

Put OptionsWritten

50,000

140.0000

American

Feb 21, 2020

Put OptionsWritten

2,000

115.0000

American

Feb 21, 2020

Put OptionsWritten

14,300

160.0000

American

Mar 20, 2020

Call OptionsPurchased

6,700

190.0000

American

Jan 15, 2021

Call OptionsPurchased

1,400

180.0000

American

Jan 21, 2022

Put OptionsWritten

100

140.0000

American

Jan 15, 2021

Put OptionsWritten

30,100

140.0000

American

Jan 17, 2020

Call OptionsPurchased

4,900

190.0000

American

Jan 17, 2020

Put OptionsWritten

1,800

145.0000

American

Jun 19, 2020

Call OptionsPurchased

200

180.0000

American

Jun 19, 2020

Put OptionsWritten

3,100

115.0000

American

Dec 20, 2019

Put OptionsWritten

7,000

160.0000

American

Jan 17, 2020

Put OptionsWritten

4,700

80.0000

American

Jan 17, 2020

Put OptionsWritten

14,800

160.0000

American

Feb 21, 2020

Put OptionsWritten

2,500

120.0000

American

Feb 21, 2020

Call OptionsPurchased

400

200.0000

American

Jan 15, 2021

Call OptionsWritten

-100

120.0000

American

Jan 15, 2021

Call OptionsWritten

-600

205.0000

American

Jan 17, 2020

Call OptionsWritten

-1,200

195.0000

American

Dec 20, 2019

Call OptionsWritten

-200

165.0000

American

Jun 19, 2020

Call OptionsWritten

-1,500

270.0000

American

Jan 17, 2020

Call OptionsWritten

-1,700

225.0000

American

Jan 17, 2020

Call OptionsWritten

-4,100

155.0000

American

Jan 17, 2020

Put OptionsPurchased

-12,400

150.0000

American

Jan 15, 2021

Call OptionsWritten

-100

240.0000

American

Jan 17, 2020

Call OptionsWritten

-200

140.0000

American

Jun 19, 2020

Call OptionsPurchased

4,000

160.0000

American

Jan 15, 2021

Call OptionsPurchased

100

180.0000

American

Mar 20, 2020

Put OptionsWritten

100

165.0000

American

May 15, 2020

Put OptionsWritten

3,300

165.0000

American

Mar 20, 2020

Put OptionsWritten

13,700

75.0000

American

Jan 17, 2020

Put OptionsWritten

33,600

150.0000

American

Dec 20, 2019

Put OptionsWritten

1,800

180.0000

American

Jan 17, 2020

Put OptionsWritten

500

180.0000

American

May 15, 2020

Call OptionsPurchased

4,300

165.0000

American

Jan 17, 2020

Call OptionsWritten

-200

185.0000

American

Jun 19, 2020

Call OptionsWritten

-900

175.0000

American

Jun 19, 2020

Call OptionsWritten

-200

110.0000

American

Jan 15, 2021

Call OptionsWritten

-2,800

230.0000

American

Jan 17, 2020

Put OptionsPurchased

-300

160.0000

American

Jan 15, 2021

Put OptionsPurchased

-1,700

185.0000

American

Jan 15, 2021

Call OptionsWritten

-2,400

165.0000

American

Mar 20, 2020

Call OptionsWritten

-22,800

210.0000

American

Jan 17, 2020

Put OptionsPurchased

-100

85.0000

American

Jan 17, 2020

Put OptionsPurchased

-100

150.0000

American

Jun 19, 2020

Call OptionsWritten

-18,700

185.0000

American

Jan 17, 2020

Put OptionsPurchased

-600

120.0000

American

Jan 15, 2021

Put OptionsPurchased

-200

172.5000

American

Dec 13, 2019

Put OptionsPurchased

-2,300

90.0000

American

Jan 15, 2021

Put OptionsPurchased

-1,900

175.0000

American

Jan 17, 2020

Put OptionsPurchased

-400

115.0000

American

Jan 17, 2020

Call OptionsWritten

-6,600

200.0000

American

Jan 17, 2020

Put OptionsWritten

7,100

145.0000

American

Jan 17, 2020

Call OptionsPurchased

400

180.0000

American

Dec 20, 2019

Put OptionsWritten

8,400

170.0000

American

Feb 21, 2020

Put OptionsWritten

600

135.0000

American

Jan 17, 2020

Call OptionsPurchased

100

150.0000

American

Jan 15, 2021

Put OptionsWritten

1,300

90.0000

American

Jan 17, 2020

Call OptionsPurchased

3,800

175.0000

American

Feb 21, 2020

Call OptionsWritten

-1,000

200.0000

American

Feb 21, 2020

Call OptionsWritten

-100

185.0000

American

Mar 20, 2020

Put OptionsPurchased

-106,300

130.0000

American

Jan 17, 2020

Put OptionsPurchased

-3,600

80.0000

American

Dec 20, 2019

Call OptionsWritten

-100

215.0000

American

Jan 17, 2020

Put OptionsPurchased

-100

175.0000

American

Jan 15, 2021

Put OptionsPurchased

-200

130.0000

American

Jan 15, 2021

Put OptionsPurchased

-19,300

95.0000

American

Jan 17, 2020

Put OptionsPurchased

-200

185.0000

American

Nov 29, 2019

Put OptionsWritten

43,400

170.0000

American

Jan 17, 2020

Put OptionsWritten

1,200

95.0000

American

Dec 20, 2019

Put OptionsWritten

5,600

145.0000

American

Feb 21, 2020

Call OptionsPurchased

4,600

145.0000

American

Jan 17, 2020

Call OptionsPurchased

11,200

195.0000

American

Jan 15, 2021

Put OptionsWritten

3,500

200.0000

American

Dec 20, 2019

Put OptionsWritten

9,300

160.0000

American

Dec 20, 2019

Put OptionsWritten

25,000

150.0000

American

Jan 17, 2020

Put OptionsWritten

100

150.0000

American

Mar 20, 2020

Put OptionsWritten

31,900

150.0000

American

Feb 21, 2020

Call OptionsWritten

-100

110.0000

American

Jan 17, 2020

Call OptionsWritten

-1,500

140.0000

American

Jan 15, 2021

Call OptionsWritten

-1,300

130.0000

American

Jan 17, 2020

Call OptionsWritten

-600

250.0000

American

Jan 15, 2021

Put OptionsPurchased

-9,600

140.0000

American

Mar 20, 2020

Call OptionsWritten

-100

172.5000

American

Dec 6, 2019

Call OptionsWritten

-4,500

260.0000

American

Jan 17, 2020

Put OptionsPurchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191127005380/en/

Copyright Business Wire 2019


Related Shares:

Barclays
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Change0.00