4th May 2020 10:42
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 01 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,869,666 | 1.18% | 2,957,361 | 0.90% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,887,345 | 0.88% | 2,513,001 | 0.76% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 180,700 | 0.05% | 139,000 | 0.04% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,937,711 | 2.11% | 5,609,362 | 1.70% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 187.5700 USD |
Purchase | 5 | 187.5400 USD |
Purchase | 7 | 187.7700 USD |
Purchase | 10 | 189.8800 USD |
Purchase | 12 | 188.5941 USD |
Purchase | 77 | 189.7500 USD |
Purchase | 100 | 189.7700 USD |
Purchase | 200 | 189.6812 USD |
Purchase | 200 | 187.1200 USD |
Purchase | 276 | 187.8244 USD |
Purchase | 276 | 187.8245 USD |
Purchase | 300 | 187.1400 USD |
Purchase | 405 | 188.8480 USD |
Purchase | 499 | 188.1429 USD |
Purchase | 500 | 188.8980 USD |
Purchase | 600 | 189.0608 USD |
Purchase | 700 | 189.5228 USD |
Purchase | 815 | 187.4304 USD |
Purchase | 819 | 189.3457 USD |
Purchase | 942 | 189.1933 USD |
Purchase | 1,084 | 188.6716 USD |
Purchase | 1,658 | 187.8696 USD |
Purchase | 2,000 | 188.7737 USD |
Purchase | 2,336 | 188.6731 USD |
Purchase | 2,440 | 188.7327 USD |
Purchase | 2,936 | 188.4949 USD |
Purchase | 3,598 | 189.4183 USD |
Purchase | 3,950 | 188.2748 USD |
Purchase | 5,371 | 188.2158 USD |
Purchase | 8,300 | 189.2336 USD |
Purchase | 8,600 | 189.0154 USD |
Purchase | 27,000 | 189.2457 USD |
Purchase | 34,150 | 189.7400 USD |
Purchase | 61,395 | 188.8691 USD |
Purchase | 101,412 | 189.2767 USD |
Sale | 1 | 189.0500 USD |
Sale | 1 | 188.4200 USD |
Sale | 1 | 188.4100 USD |
Sale | 1 | 188.3600 USD |
Sale | 4 | 188.6450 USD |
Sale | 4 | 188.5775 USD |
Sale | 6 | 187.5450 USD |
Sale | 7 | 187.7700 USD |
Sale | 35 | 189.4700 USD |
Sale | 76 | 187.8100 USD |
Sale | 90 | 189.3300 USD |
Sale | 100 | 189.3000 USD |
Sale | 100 | 189.4800 USD |
Sale | 109 | 189.3844 USD |
Sale | 143 | 189.3271 USD |
Sale | 190 | 189.5764 USD |
Sale | 200 | 187.8300 USD |
Sale | 200 | 189.4900 USD |
Sale | 238 | 189.6034 USD |
Sale | 276 | 187.8244 USD |
Sale | 300 | 189.6333 USD |
Sale | 302 | 189.6003 USD |
Sale | 344 | 188.7033 USD |
Sale | 364 | 189.5510 USD |
Sale | 398 | 189.5350 USD |
Sale | 449 | 189.5843 USD |
Sale | 700 | 189.5228 USD |
Sale | 877 | 189.5245 USD |
Sale | 900 | 189.2550 USD |
Sale | 937 | 189.1960 USD |
Sale | 947 | 189.6487 USD |
Sale | 1,000 | 189.7828 USD |
Sale | 1,090 | 189.3920 USD |
Sale | 1,115 | 189.5270 USD |
Sale | 1,200 | 189.6020 USD |
Sale | 1,255 | 189.4660 USD |
Sale | 1,273 | 189.1474 USD |
Sale | 3,058 | 189.6537 USD |
Sale | 3,400 | 189.2376 USD |
Sale | 3,787 | 189.5934 USD |
Sale | 3,797 | 189.4837 USD |
Sale | 4,165 | 189.4117 USD |
Sale | 4,740 | 189.3219 USD |
Sale | 5,000 | 189.3870 USD |
Sale | 5,224 | 188.8856 USD |
Sale | 5,800 | 188.8898 USD |
Sale | 6,634 | 189.4270 USD |
Sale | 7,346 | 188.6235 USD |
Sale | 7,544 | 189.3882 USD |
Sale | 8,204 | 188.7212 USD |
Sale | 13,607 | 188.9797 USD |
Sale | 15,883 | 189.2608 USD |
Sale | 17,698 | 188.3194 USD |
Sale | 18,986 | 189.3148 USD |
Sale | 20,332 | 189.0425 USD |
Sale | 22,700 | 189.2232 USD |
Sale | 26,600 | 189.3220 USD |
Sale | 30,610 | 188.7441 USD |
Sale | 34,236 | 189.7400 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Selling | 100 | 190 USD | American | 15 May 2020 | 3.6000 USD |
Put Option | Selling | 200 | 185 USD | American | 15 Jan 2021 | 10.0250 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,600 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,700 | 180.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -900 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200504005308/en/
Copyright Business Wire 2020
Related Shares:
Barclays