30th Apr 2020 10:43
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,057,121 | 1.23% | 2,963,025 | 0.90% | ||
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|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,887,345 | 0.88% | 2,673,331 | 0.81% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 180,900 | 0.05% | 139,400 | 0.04% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
7,125,366 | 2.17% | 5,775,756 | 1.76% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 187.3700 USD |
| Purchase | 33 | 187.4100 USD |
| Purchase | 100 | 187.5700 USD |
| Purchase | 100 | 189.0500 USD |
| Purchase | 101 | 188.3565 USD |
| Purchase | 200 | 189.6500 USD |
| Purchase | 200 | 189.2725 USD |
| Purchase | 200 | 189.6600 USD |
| Purchase | 201 | 189.0546 USD |
| Purchase | 300 | 188.5361 USD |
| Purchase | 400 | 188.8575 USD |
| Purchase | 461 | 189.2463 USD |
| Purchase | 500 | 189.2740 USD |
| Purchase | 600 | 188.5300 USD |
| Purchase | 700 | 189.6450 USD |
| Purchase | 700 | 189.6100 USD |
| Purchase | 782 | 189.4900 USD |
| Purchase | 1,200 | 189.3850 USD |
| Purchase | 1,281 | 188.9117 USD |
| Purchase | 1,838 | 188.2512 USD |
| Purchase | 1,852 | 189.3963 USD |
| Purchase | 1,881 | 189.2900 USD |
| Purchase | 2,302 | 189.1729 USD |
| Purchase | 3,278 | 189.1211 USD |
| Purchase | 4,659 | 189.1470 USD |
| Purchase | 6,304 | 189.5945 USD |
| Purchase | 11,829 | 189.0949 USD |
| Purchase | 14,866 | 189.0481 USD |
| Purchase | 16,522 | 189.2727 USD |
| Purchase | 25,900 | 188.8143 USD |
| Purchase | 26,200 | 188.8358 USD |
| Purchase | 27,726 | 189.0908 USD |
| Purchase | 31,167 | 189.0658 USD |
| Purchase | 31,593 | 188.6894 USD |
| Sale | 10 | 187.2800 USD |
| Sale | 19 | 188.2300 USD |
| Sale | 26 | 189.6600 USD |
| Sale | 28 | 189.6900 USD |
| Sale | 50 | 189.5500 USD |
| Sale | 100 | 189.0700 USD |
| Sale | 100 | 189.7100 USD |
| Sale | 100 | 188.2000 USD |
| Sale | 100 | 188.2550 USD |
| Sale | 100 | 189.7000 USD |
| Sale | 100 | 189.6500 USD |
| Sale | 108 | 189.0724 USD |
| Sale | 111 | 189.6200 USD |
| Sale | 134 | 187.3649 USD |
| Sale | 138 | 189.8144 USD |
| Sale | 150 | 189.5600 USD |
| Sale | 181 | 189.5803 USD |
| Sale | 189 | 189.5856 USD |
| Sale | 200 | 189.4800 USD |
| Sale | 200 | 189.6625 USD |
| Sale | 200 | 187.3350 USD |
| Sale | 200 | 189.6000 USD |
| Sale | 200 | 189.6750 USD |
| Sale | 207 | 189.7767 USD |
| Sale | 300 | 189.6316 USD |
| Sale | 300 | 188.2533 USD |
| Sale | 300 | 189.6816 USD |
| Sale | 350 | 189.2157 USD |
| Sale | 363 | 189.6406 USD |
| Sale | 400 | 188.2625 USD |
| Sale | 400 | 189.0975 USD |
| Sale | 500 | 189.6330 USD |
| Sale | 684 | 189.7998 USD |
| Sale | 700 | 189.6100 USD |
| Sale | 706 | 188.7845 USD |
| Sale | 746 | 189.7571 USD |
| Sale | 900 | 189.2205 USD |
| Sale | 919 | 188.2512 USD |
| Sale | 943 | 189.4558 USD |
| Sale | 1,000 | 188.9770 USD |
| Sale | 1,456 | 189.6259 USD |
| Sale | 1,556 | 188.9879 USD |
| Sale | 1,571 | 189.7265 USD |
| Sale | 1,674 | 189.6871 USD |
| Sale | 2,053 | 189.2900 USD |
| Sale | 2,200 | 189.6530 USD |
| Sale | 2,400 | 189.3850 USD |
| Sale | 4,394 | 188.5871 USD |
| Sale | 6,123 | 188.3373 USD |
| Sale | 12,800 | 189.3751 USD |
| Sale | 13,100 | 188.2663 USD |
| Sale | 16,314 | 188.6419 USD |
| Sale | 16,623 | 189.2668 USD |
| Sale | 25,700 | 188.8217 USD |
| Sale | 98,961 | 189.0863 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
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| received | |
| option |
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|
| |
| relates |
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| |
| Put Option | Selling | 1,100 | 175 USD | American | 15 May 2020 | 2.3545 USD |
| Put Option | Selling | 200 | 185 USD | American | 15 May 2020 | 3.5000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
aAp23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -200 | 145.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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