29th Apr 2020 10:38
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,056,967 | 1.23% | 2,959,005 | 0.90% | ||
(2) | Derivatives (other than options): | ||||
2,887,345 | 0.88% | 2,673,331 | 0.81% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 180,900 | 0.05% | 140,700 | 0.04% | |
| TOTAL: | |||||
7,125,212 | 2.17% | 5,773,036 | 1.75% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 64 | 187.4999 USD |
| Purchase | 100 | 187.5200 USD |
| Purchase | 200 | 187.1800 USD |
| Purchase | 200 | 187.7000 USD |
| Purchase | 205 | 187.4424 USD |
| Purchase | 231 | 187.3821 USD |
| Purchase | 284 | 187.9222 USD |
| Purchase | 300 | 187.3333 USD |
| Purchase | 304 | 187.3766 USD |
| Purchase | 304 | 188.0726 USD |
| Purchase | 400 | 187.4600 USD |
| Purchase | 410 | 187.4231 USD |
| Purchase | 561 | 187.4688 USD |
| Purchase | 598 | 187.6464 USD |
| Purchase | 600 | 187.6566 USD |
| Purchase | 600 | 187.4311 USD |
| Purchase | 695 | 188.6181 USD |
| Purchase | 700 | 187.5924 USD |
| Purchase | 800 | 187.3237 USD |
| Purchase | 2,155 | 187.3500 USD |
| Purchase | 2,629 | 187.7719 USD |
| Purchase | 3,257 | 187.5145 USD |
| Purchase | 4,300 | 187.8535 USD |
| Purchase | 4,300 | 187.8944 USD |
| Purchase | 5,952 | 187.6100 USD |
| Purchase | 7,563 | 187.5237 USD |
| Purchase | 10,300 | 187.4791 USD |
| Purchase | 14,983 | 187.7444 USD |
| Purchase | 16,173 | 187.5332 USD |
| Purchase | 35,661 | 187.5134 USD |
| Sale | 1 | 187.1300 USD |
| Sale | 1 | 187.6600 USD |
| Sale | 2 | 186.7100 USD |
| Sale | 2 | 188.8700 USD |
| Sale | 4 | 187.7700 USD |
| Sale | 6 | 187.2400 USD |
| Sale | 19 | 187.4189 USD |
| Sale | 26 | 187.5682 USD |
| Sale | 47 | 187.5234 USD |
| Sale | 62 | 187.4445 USD |
| Sale | 66 | 187.5875 USD |
| Sale | 68 | 187.5735 USD |
| Sale | 73 | 187.3331 USD |
| Sale | 100 | 187.2000 USD |
| Sale | 100 | 187.5700 USD |
| Sale | 200 | 187.5701 USD |
| Sale | 200 | 187.6300 USD |
| Sale | 200 | 187.1962 USD |
| Sale | 503 | 187.6719 USD |
| Sale | 589 | 187.4802 USD |
| Sale | 630 | 187.4715 USD |
| Sale | 700 | 187.4271 USD |
| Sale | 700 | 187.6114 USD |
| Sale | 756 | 187.3565 USD |
| Sale | 893 | 187.4166 USD |
| Sale | 1,100 | 188.0113 USD |
| Sale | 1,126 | 187.4882 USD |
| Sale | 1,137 | 187.3708 USD |
| Sale | 1,200 | 187.5554 USD |
| Sale | 1,200 | 187.4979 USD |
| Sale | 2,322 | 187.5035 USD |
| Sale | 3,200 | 187.7992 USD |
| Sale | 3,492 | 187.4931 USD |
| Sale | 4,101 | 187.8855 USD |
| Sale | 8,121 | 187.3500 USD |
| Sale | 11,498 | 187.6874 USD |
| Sale | 15,395 | 187.7310 USD |
| Sale | 20,071 | 187.4061 USD |
| Sale | 44,257 | 187.5978 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 29 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
aAp23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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