1st Jun 2017 11:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABERDEEN ASSET MANAGEMENT PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 31 May 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | STANDARD LIFE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 12,476,761 | 0.95% | 6,535,718 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 706,151 | 0.05% | 10,003,230 | 0.76% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,182,912 | 1.00% | 16,538,948 | 1.25% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ORD | Purchase | 3 | 2.8900 GBP | ||||
| 10p ORD | Purchase | 107 | 2.8840 GBP | ||||
| 10p ORD | Purchase | 110 | 2.9090 GBP | ||||
| 10p ORD | Purchase | 117 | 2.9060 GBP | ||||
| 10p ORD | Purchase | 200 | 7.4250 USD | ||||
| 10p ORD | Purchase | 236 | 2.8850 GBP | ||||
| 10p ORD | Purchase | 276 | 2.9200 GBP | ||||
| 10p ORD | Purchase | 300 | 2.9160 GBP | ||||
| 10p ORD | Purchase | 300 | 2.9150 GBP | ||||
| 10p ORD | Purchase | 328 | 2.9040 GBP | ||||
| 10p ORD | Purchase | 332 | 2.9065 GBP | ||||
| 10p ORD | Purchase | 481 | 2.9140 GBP | ||||
| 10p ORD | Purchase | 532 | 2.9020 GBP | ||||
| 10p ORD | Purchase | 590 | 2.8880 GBP | ||||
| 10p ORD | Purchase | 638 | 2.9094 GBP | ||||
| 10p ORD | Purchase | 781 | 2.9070 GBP | ||||
| 10p ORD | Purchase | 883 | 2.9077 GBP | ||||
| 10p ORD | Purchase | 900 | 2.9050 GBP | ||||
| 10p ORD | Purchase | 1,000 | 2.8790 GBP | ||||
| 10p ORD | Purchase | 1,011 | 2.9080 GBP | ||||
| 10p ORD | Purchase | 1,028 | 2.9230 GBP | ||||
| 10p ORD | Purchase | 1,083 | 2.9110 GBP | ||||
| 10p ORD | Purchase | 1,099 | 2.9250 GBP | ||||
| 10p ORD | Purchase | 1,501 | 2.9180 GBP | ||||
| 10p ORD | Purchase | 1,762 | 2.9120 GBP | ||||
| 10p ORD | Purchase | 1,952 | 2.9130 GBP | ||||
| 10p ORD | Purchase | 2,090 | 2.8920 GBP | ||||
| 10p ORD | Purchase | 2,243 | 2.9085 GBP | ||||
| 10p ORD | Purchase | 3,628 | 2.9215 GBP | ||||
| 10p ORD | Purchase | 5,188 | 2.9030 GBP | ||||
| 10p ORD | Purchase | 7,335 | 2.8885 GBP | ||||
| 10p ORD | Purchase | 11,098 | 2.9073 GBP | ||||
| 10p ORD | Purchase | 12,540 | 2.8894 GBP | ||||
| 10p ORD | Purchase | 16,034 | 2.9122 GBP | ||||
| 10p ORD | Purchase | 20,189 | 2.9046 GBP | ||||
| 10p ORD | Purchase | 29,158 | 2.9027 GBP | ||||
| 10p ORD | Purchase | 110,837 | 2.8976 GBP | ||||
| 10p ORD | Purchase | 173,627 | 2.8952 GBP | ||||
| 10p ORD | Sale | 38 | 2.9095 GBP | ||||
| 10p ORD | Sale | 88 | 2.9088 GBP | ||||
| 10p ORD | Sale | 110 | 2.9090 GBP | ||||
| 10p ORD | Sale | 117 | 2.9060 GBP | ||||
| 10p ORD | Sale | 214 | 2.8850 GBP | ||||
| 10p ORD | Sale | 276 | 2.9200 GBP | ||||
| 10p ORD | Sale | 300 | 2.9160 GBP | ||||
| 10p ORD | Sale | 300 | 2.9150 GBP | ||||
| 10p ORD | Sale | 328 | 2.9040 GBP | ||||
| 10p ORD | Sale | 481 | 2.9140 GBP | ||||
| 10p ORD | Sale | 900 | 2.9050 GBP | ||||
| 10p ORD | Sale | 999 | 2.9020 GBP | ||||
| 10p ORD | Sale | 1,011 | 2.9080 GBP | ||||
| 10p ORD | Sale | 1,028 | 2.9230 GBP | ||||
| 10p ORD | Sale | 1,045 | 2.8920 GBP | ||||
| 10p ORD | Sale | 1,083 | 2.9110 GBP | ||||
| 10p ORD | Sale | 1,099 | 2.9250 GBP | ||||
| 10p ORD | Sale | 1,387 | 2.9130 GBP | ||||
| 10p ORD | Sale | 1,401 | 2.9070 GBP | ||||
| 10p ORD | Sale | 1,501 | 2.9180 GBP | ||||
| 10p ORD | Sale | 1,762 | 2.9120 GBP | ||||
| 10p ORD | Sale | 1,883 | 2.8900 GBP | ||||
| 10p ORD | Sale | 2,252 | 2.8980 GBP | ||||
| 10p ORD | Sale | 2,276 | 2.9056 GBP | ||||
| 10p ORD | Sale | 2,505 | 2.9039 GBP | ||||
| 10p ORD | Sale | 2,920 | 2.9151 GBP | ||||
| 10p ORD | Sale | 3,062 | 2.8901 GBP | ||||
| 10p ORD | Sale | 4,165 | 2.9027 GBP | ||||
| 10p ORD | Sale | 5,188 | 2.9030 GBP | ||||
| 10p ORD | Sale | 6,605 | 2.9092 GBP | ||||
| 10p ORD | Sale | 11,593 | 2.9064 GBP | ||||
| 10p ORD | Sale | 14,525 | 2.9029 GBP | ||||
| 10p ORD | Sale | 25,200 | 2.8907 GBP | ||||
| 10p ORD | Sale | 37,532 | 2.9019 GBP | ||||
| 10p ORD | Sale | 97,555 | 2.9067 GBP | ||||
| ADR | Sale | 200 | 7.4250 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ORD | CFD | Long | 400 | 2.8982 GBP | |||||
| 10p ORD | SWAP | Long | 921 | 2.9021 GBP | |||||
| 10p ORD | SWAP | Long | 2,700 | 2.9061 GBP | |||||
| 10p ORD | CFD | Long | 3,024 | 2.9116 GBP | |||||
| 10p ORD | CFD | Long | 4,165 | 2.9027 GBP | |||||
| 10p ORD | CFD | Long | 4,274 | 2.9026 GBP | |||||
| 10p ORD | SWAP | Long | 7,759 | 2.9088 GBP | |||||
| 10p ORD | SWAP | Long | 8,008 | 2.9041 GBP | |||||
| 10p ORD | CFD | Long | 14,525 | 2.9028 GBP | |||||
| 10p ORD | SWAP | Long | 15,123 | 2.8924 GBP | |||||
| 10p ORD | SWAP | Long | 21,494 | 2.9070 GBP | |||||
| 10p ORD | CFD | Long | 63,955 | 2.9067 GBP | |||||
| 10p ORD | CFD | Short | 638 | 2.9094 GBP | |||||
| 10p ORD | SWAP | Short | 7,895 | 2.9177 GBP | |||||
| 10p ORD | SWAP | Short | 8,233 | 2.8925 GBP | |||||
| 10p ORD | SWAP | Short | 17,235 | 2.9081 GBP | |||||
| 10p ORD | CFD | Short | 20,189 | 2.9046 GBP | |||||
| 10p ORD | SWAP | Short | 32,690 | 2.9103 GBP | |||||
| 10p ORD | SWAP | Short | 38,786 | 2.8933 GBP | |||||
| 10p ORD | SWAP | Short | 61,249 | 2.8944 GBP | |||||
| 10p ORD | SWAP | Short | 138,561 | 2.8943 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 1 Jun 2017 | ||
| Contact name: | Hemika Mistry | ||
| Telephone number: | 020 7116 3891 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20170601005688/en/
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