29th Oct 2019 11:27
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,327,921 | 0.16% | 3,673,533 | 0.25% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,574,179 | 0.11% | 0 | 0.00% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,023,700 | 0.14% | 1,011,900 | 0.07% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
5,925,800 | 0.40% | 4,685,433 | 0.32% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 8 | 78.1200 USD |
| Purchase | 28 | 77.9000 USD |
| Purchase | 32 | 77.6800 USD |
| Purchase | 61 | 77.8775 USD |
| Purchase | 100 | 77.1700 USD |
| Purchase | 100 | 76.7187 USD |
| Purchase | 100 | 76.6250 USD |
| Purchase | 100 | 77.3300 USD |
| Purchase | 100 | 77.6650 USD |
| Purchase | 100 | 78.3200 USD |
| Purchase | 100 | 77.7400 USD |
| Purchase | 100 | 77.4400 USD |
| Purchase | 100 | 77.4250 USD |
| Purchase | 120 | 77.4950 USD |
| Purchase | 162 | 78.2100 USD |
| Purchase | 168 | 77.6600 USD |
| Purchase | 175 | 77.6542 USD |
| Purchase | 200 | 78.0100 USD |
| Purchase | 200 | 77.2500 USD |
| Purchase | 219 | 78.2300 USD |
| Purchase | 300 | 78.0500 USD |
| Purchase | 300 | 77.4100 USD |
| Purchase | 400 | 76.6700 USD |
| Purchase | 400 | 78.2912 USD |
| Purchase | 405 | 77.2669 USD |
| Purchase | 547 | 78.1963 USD |
| Purchase | 600 | 78.2650 USD |
| Purchase | 620 | 76.9538 USD |
| Purchase | 675 | 76.9251 USD |
| Purchase | 700 | 77.2721 USD |
| Purchase | 700 | 77.6684 USD |
| Purchase | 800 | 78.0337 USD |
| Purchase | 845 | 78.2360 USD |
| Purchase | 915 | 77.7911 USD |
| Purchase | 1,000 | 76.7895 USD |
| Purchase | 1,200 | 77.6306 USD |
| Purchase | 1,300 | 77.9350 USD |
| Purchase | 1,600 | 78.0406 USD |
| Purchase | 1,600 | 77.7965 USD |
| Purchase | 1,800 | 78.1400 USD |
| Purchase | 2,200 | 78.2386 USD |
| Purchase | 2,500 | 77.6476 USD |
| Purchase | 2,744 | 77.5272 USD |
| Purchase | 3,200 | 77.8365 USD |
| Purchase | 4,621 | 78.0888 USD |
| Purchase | 5,519 | 77.5200 USD |
| Purchase | 5,520 | 78.2324 USD |
| Purchase | 6,000 | 77.8050 USD |
| Purchase | 6,100 | 78.2491 USD |
| Purchase | 7,385 | 77.5390 USD |
| Purchase | 7,957 | 77.9784 USD |
| Purchase | 8,607 | 78.0012 USD |
| Purchase | 13,544 | 77.9427 USD |
| Purchase | 16,800 | 77.7854 USD |
| Purchase | 26,699 | 77.8808 USD |
| Purchase | 27,966 | 77.9914 USD |
| Purchase | 28,500 | 77.7482 USD |
| Purchase | 62,202 | 78.3300 USD |
| Purchase | 93,697 | 78.0202 USD |
| Purchase | 94,494 | 78.0817 USD |
| Sale | 1 | 77.7600 USD |
| Sale | 8 | 78.1200 USD |
| Sale | 28 | 77.9000 USD |
| Sale | 92 | 77.5400 USD |
| Sale | 100 | 78.3500 USD |
| Sale | 100 | 78.2400 USD |
| Sale | 100 | 77.9900 USD |
| Sale | 100 | 78.2350 USD |
| Sale | 100 | 78.1000 USD |
| Sale | 100 | 78.1100 USD |
| Sale | 100 | 78.2100 USD |
| Sale | 100 | 78.2700 USD |
| Sale | 100 | 77.3900 USD |
| Sale | 108 | 78.2000 USD |
| Sale | 113 | 77.5088 USD |
| Sale | 137 | 78.2927 USD |
| Sale | 151 | 78.0700 USD |
| Sale | 173 | 77.5731 USD |
| Sale | 179 | 77.5219 USD |
| Sale | 187 | 78.1432 USD |
| Sale | 200 | 78.3200 USD |
| Sale | 200 | 78.2800 USD |
| Sale | 200 | 78.2050 USD |
| Sale | 200 | 78.1875 USD |
| Sale | 200 | 78.1800 USD |
| Sale | 200 | 78.1700 USD |
| Sale | 200 | 78.1750 USD |
| Sale | 200 | 78.1300 USD |
| Sale | 200 | 77.9400 USD |
| Sale | 200 | 77.8450 USD |
| Sale | 213 | 77.8132 USD |
| Sale | 268 | 78.1864 USD |
| Sale | 298 | 77.5569 USD |
| Sale | 299 | 77.5733 USD |
| Sale | 299 | 77.5666 USD |
| Sale | 300 | 78.2166 USD |
| Sale | 300 | 78.2500 USD |
| Sale | 300 | 78.3233 USD |
| Sale | 300 | 78.2900 USD |
| Sale | 300 | 77.8200 USD |
| Sale | 300 | 77.5633 USD |
| Sale | 307 | 77.5389 USD |
| Sale | 400 | 78.3100 USD |
| Sale | 400 | 78.3225 USD |
| Sale | 400 | 78.2237 USD |
| Sale | 400 | 78.2356 USD |
| Sale | 400 | 78.2300 USD |
| Sale | 400 | 78.0925 USD |
| Sale | 412 | 77.8131 USD |
| Sale | 489 | 77.5261 USD |
| Sale | 519 | 77.5247 USD |
| Sale | 532 | 78.2629 USD |
| Sale | 533 | 77.8151 USD |
| Sale | 550 | 78.2654 USD |
| Sale | 600 | 77.6133 USD |
| Sale | 600 | 78.1770 USD |
| Sale | 620 | 76.9539 USD |
| Sale | 620 | 76.9538 USD |
| Sale | 698 | 77.5684 USD |
| Sale | 700 | 77.6085 USD |
| Sale | 794 | 78.1687 USD |
| Sale | 800 | 78.0946 USD |
| Sale | 869 | 77.5202 USD |
| Sale | 888 | 77.7651 USD |
| Sale | 890 | 76.6800 USD |
| Sale | 913 | 78.2454 USD |
| Sale | 1,000 | 77.6670 USD |
| Sale | 1,100 | 78.0581 USD |
| Sale | 1,162 | 78.2758 USD |
| Sale | 1,187 | 77.5645 USD |
| Sale | 1,300 | 78.2608 USD |
| Sale | 1,353 | 77.5577 USD |
| Sale | 1,400 | 77.9653 USD |
| Sale | 1,400 | 78.2457 USD |
| Sale | 1,450 | 77.8458 USD |
| Sale | 1,500 | 77.5300 USD |
| Sale | 1,600 | 78.2775 USD |
| Sale | 1,700 | 77.6549 USD |
| Sale | 1,725 | 78.0887 USD |
| Sale | 1,800 | 78.2816 USD |
| Sale | 1,800 | 78.1400 USD |
| Sale | 1,900 | 77.5457 USD |
| Sale | 2,077 | 77.5458 USD |
| Sale | 2,200 | 78.2386 USD |
| Sale | 2,200 | 77.3795 USD |
| Sale | 2,381 | 77.9182 USD |
| Sale | 2,577 | 78.0406 USD |
| Sale | 2,800 | 77.5225 USD |
| Sale | 2,999 | 77.5355 USD |
| Sale | 3,160 | 78.0826 USD |
| Sale | 3,300 | 77.8634 USD |
| Sale | 3,511 | 77.5472 USD |
| Sale | 3,884 | 77.5584 USD |
| Sale | 6,058 | 77.6938 USD |
| Sale | 6,438 | 77.6662 USD |
| Sale | 6,702 | 77.5405 USD |
| Sale | 6,826 | 78.2874 USD |
| Sale | 7,149 | 77.5915 USD |
| Sale | 7,169 | 77.6747 USD |
| Sale | 7,600 | 77.6461 USD |
| Sale | 10,943 | 77.4379 USD |
| Sale | 15,385 | 78.0060 USD |
| Sale | 17,500 | 77.8048 USD |
| Sale | 29,850 | 77.8369 USD |
| Sale | 31,400 | 77.7753 USD |
| Sale | 41,886 | 78.2447 USD |
| Sale | 54,586 | 78.2561 USD |
| Sale | 54,668 | 78.3300 USD |
| Sale | 97,071 | 77.9855 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 100 | 65 USD | American | 18 Sep 2020 | 14.5000 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 1 Nov 2019 | 7.9800 USD |
| Call Option | Purchasing | 1,000 | 73 USD | American | 1 Nov 2019 | 4.4700 USD |
| Call Option | Purchasing | 100 | 77 USD | American | 1 Nov 2019 | 1.2000 USD |
| Call Option | Purchasing | 400 | 77 USD | American | 8 Nov 2019 | 2.2200 USD |
| Call Option | Purchasing | 500 | 78 USD | American | 1 Nov 2019 | 0.9700 USD |
| Call Option | Purchasing | 1,000 | 78 USD | American | 1 Nov 2019 | 1.1600 USD |
| Call Option | Purchasing | 1,000 | 78 USD | American | 15 Nov 2019 | 2.0310 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 1 Nov 2019 | 0.6300 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 15 Nov 2019 | 0.8500 USD |
| Call Option | Selling | 100 | 79 USD | American | 1 Nov 2019 | 0.7700 USD |
| Call Option | Selling | 400 | 79 USD | American | 8 Nov 2019 | 1.3900 USD |
| Call Option | Selling | 100 | 84 USD | American | 8 Nov 2019 | 0.1200 USD |
| Call Option | Selling | 1,500 | 98 USD | American | 17 Jan 2020 | 0.0800 USD |
| Call Option | Selling | 4,500 | 115 USD | American | 21 Jan 2022 | 1.4500 USD |
| Put Option | Purchasing | 100 | 70 USD | American | 21 Feb 2020 | 1.6300 USD |
| Put Option | Purchasing | 100 | 72 USD | American | 15 Nov 2019 | 0.3100 USD |
| Put Option | Purchasing | 200 | 73 USD | American | 15 Nov 2019 | 0.4100 USD |
| Put Option | Purchasing | 100 | 75 USD | American | 8 Nov 2019 | 0.7600 USD |
| Put Option | Purchasing | 200 | 76 USD | American | 1 Nov 2019 | 1.0500 USD |
| Put Option | Purchasing | 600 | 77 USD | American | 8 Nov 2019 | 1.0233 USD |
| Put Option | Selling | 100 | 70 USD | American | 19 Jun 2020 | 3.9000 USD |
| Put Option | Selling | 300 | 73 USD | American | 15 Nov 2019 | 0.3900 USD |
| Put Option | Selling | 400 | 73 USD | American | 17 Jan 2020 | 1.8500 USD |
| Put Option | Selling | 100 | 73 USD | American | 15 Jan 2021 | 8.0000 USD |
| Put Option | Selling | 700 | 75 USD | American | 15 Nov 2019 | 0.8514 USD |
| Put Option | Selling | 14,400 | 75 USD | American | 20 Dec 2019 | 1.4938 USD |
| Put Option | Selling | 2,000 | 75 USD | American | 17 Jan 2020 | 2.7500 USD |
| Put Option | Selling | 100 | 77 USD | American | 1 Nov 2019 | 1.1000 USD |
| Put Option | Selling | 400 | 78 USD | American | 1 Nov 2019 | 1.1200 USD |
| Put Option | Selling | 700 | 78 USD | American | 8 Nov 2019 | 1.5185 USD |
| Put Option | Selling | 1,800 | 78 USD | American | 8 Nov 2019 | 1.8438 USD |
| Put Option | Selling | 900 | 78 USD | American | 15 Nov 2019 | 1.5077 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 29 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 6,800 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,900 | 73.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,100 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 81.5000 | American | Nov 8, 2019 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 37,600 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 80.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -100 | 74.5000 | American | Nov 8, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Written | 5,200 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 79.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -29,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 76.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 80.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,900 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 112,100 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,400 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -17,300 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 77.5000 | American | Nov 1, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 77.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 32,000 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 500 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 69.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 84.0000 | American | Nov 8, 2019 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 79.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -300 | 77.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,200 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 72.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,000 | 73.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 26,400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 14,400 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 85.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 200 | 78.0000 | American | Nov 1, 2019 |
| Put Options | Written | 14,900 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,500 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -11,800 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Nov 1, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 14,800 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 78.0000 | American | Nov 8, 2019 |
| Put Options | Written | 700 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 200 | 77.0000 | American | Nov 1, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 78.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -12,800 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191029005575/en/
Copyright Business Wire 2019
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