16th Sep 2019 12:55
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 13 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,664,233 | 0.18% | 3,219,505 | 0.22% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,631,660 | 0.11% | 3,200 | 0.00% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,055,600 | 0.14% | 1,460,500 | 0.10% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
6,351,493 | 0.43% | 4,683,205 | 0.32% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 9 | 71.3050 USD |
| Purchase | 16 | 71.3100 USD |
| Purchase | 40 | 71.1600 USD |
| Purchase | 49 | 70.8440 USD |
| Purchase | 56 | 70.6700 USD |
| Purchase | 100 | 70.7800 USD |
| Purchase | 100 | 70.5200 USD |
| Purchase | 100 | 71.1300 USD |
| Purchase | 100 | 71.2600 USD |
| Purchase | 100 | 71.1700 USD |
| Purchase | 100 | 71.1400 USD |
| Purchase | 107 | 71.0884 USD |
| Purchase | 108 | 70.6781 USD |
| Purchase | 142 | 70.7000 USD |
| Purchase | 159 | 71.2900 USD |
| Purchase | 167 | 71.3159 USD |
| Purchase | 192 | 70.5300 USD |
| Purchase | 200 | 71.2950 USD |
| Purchase | 300 | 71.0933 USD |
| Purchase | 300 | 70.8233 USD |
| Purchase | 373 | 71.2696 USD |
| Purchase | 400 | 71.3243 USD |
| Purchase | 487 | 71.2800 USD |
| Purchase | 500 | 71.2860 USD |
| Purchase | 882 | 70.6297 USD |
| Purchase | 979 | 70.6588 USD |
| Purchase | 1,059 | 71.2809 USD |
| Purchase | 1,100 | 70.6918 USD |
| Purchase | 1,150 | 70.9300 USD |
| Purchase | 1,159 | 71.0168 USD |
| Purchase | 1,203 | 71.1457 USD |
| Purchase | 1,270 | 70.6617 USD |
| Purchase | 1,327 | 71.0343 USD |
| Purchase | 1,400 | 70.9500 USD |
| Purchase | 1,769 | 70.6704 USD |
| Purchase | 2,072 | 70.9613 USD |
| Purchase | 2,100 | 71.2626 USD |
| Purchase | 2,106 | 71.2763 USD |
| Purchase | 2,122 | 71.2803 USD |
| Purchase | 2,210 | 70.9279 USD |
| Purchase | 2,668 | 70.5100 USD |
| Purchase | 2,868 | 70.9187 USD |
| Purchase | 3,300 | 70.8960 USD |
| Purchase | 4,115 | 70.6033 USD |
| Purchase | 4,217 | 70.8786 USD |
| Purchase | 4,300 | 70.5999 USD |
| Purchase | 4,953 | 71.2881 USD |
| Purchase | 6,112 | 71.2206 USD |
| Purchase | 8,279 | 70.9679 USD |
| Purchase | 8,900 | 71.1362 USD |
| Purchase | 12,881 | 70.9237 USD |
| Purchase | 13,062 | 70.9351 USD |
| Purchase | 14,000 | 71.2798 USD |
| Purchase | 25,008 | 71.0269 USD |
| Purchase | 29,820 | 70.9422 USD |
| Purchase | 30,681 | 70.5101 USD |
| Purchase | 31,700 | 71.2108 USD |
| Purchase | 45,500 | 71.1214 USD |
| Purchase | 45,896 | 70.8146 USD |
| Purchase | 82,134 | 70.9047 USD |
| Purchase | 85,122 | 70.5753 USD |
| Purchase | 90,000 | 71.1491 USD |
| Purchase | 125,894 | 71.3124 USD |
| Purchase | 167,688 | 70.9842 USD |
| Purchase | 222,297 | 70.9803 USD |
| Sale | 3 | 71.2600 USD |
| Sale | 27 | 71.4300 USD |
| Sale | 28 | 71.2800 USD |
| Sale | 67 | 71.2900 USD |
| Sale | 98 | 70.6829 USD |
| Sale | 100 | 71.3300 USD |
| Sale | 100 | 70.6300 USD |
| Sale | 200 | 70.9200 USD |
| Sale | 200 | 71.2300 USD |
| Sale | 200 | 70.6100 USD |
| Sale | 202 | 70.5000 USD |
| Sale | 260 | 70.6253 USD |
| Sale | 299 | 70.7626 USD |
| Sale | 300 | 70.6866 USD |
| Sale | 300 | 71.1666 USD |
| Sale | 320 | 70.5562 USD |
| Sale | 366 | 70.5527 USD |
| Sale | 375 | 71.1473 USD |
| Sale | 400 | 70.7525 USD |
| Sale | 400 | 71.3243 USD |
| Sale | 554 | 70.6133 USD |
| Sale | 612 | 70.9632 USD |
| Sale | 680 | 71.0118 USD |
| Sale | 692 | 70.9300 USD |
| Sale | 700 | 70.9500 USD |
| Sale | 700 | 70.9914 USD |
| Sale | 744 | 71.1600 USD |
| Sale | 747 | 70.9713 USD |
| Sale | 800 | 70.9912 USD |
| Sale | 900 | 70.7166 USD |
| Sale | 900 | 70.8888 USD |
| Sale | 1,000 | 70.9280 USD |
| Sale | 1,000 | 70.9980 USD |
| Sale | 1,008 | 70.9875 USD |
| Sale | 1,025 | 70.9358 USD |
| Sale | 1,055 | 70.9244 USD |
| Sale | 1,075 | 71.0927 USD |
| Sale | 1,100 | 70.6150 USD |
| Sale | 1,167 | 70.9774 USD |
| Sale | 1,200 | 71.1925 USD |
| Sale | 1,207 | 70.9369 USD |
| Sale | 1,300 | 70.9776 USD |
| Sale | 1,400 | 71.1439 USD |
| Sale | 1,459 | 70.6015 USD |
| Sale | 1,488 | 70.9022 USD |
| Sale | 1,500 | 71.0648 USD |
| Sale | 1,500 | 71.0098 USD |
| Sale | 1,706 | 70.8982 USD |
| Sale | 1,869 | 70.9372 USD |
| Sale | 1,871 | 70.9259 USD |
| Sale | 1,906 | 70.9681 USD |
| Sale | 2,592 | 71.0248 USD |
| Sale | 2,900 | 71.0379 USD |
| Sale | 2,960 | 71.0296 USD |
| Sale | 3,238 | 70.9069 USD |
| Sale | 3,397 | 70.9655 USD |
| Sale | 3,397 | 70.8950 USD |
| Sale | 3,549 | 70.9731 USD |
| Sale | 3,600 | 71.2211 USD |
| Sale | 3,648 | 70.8977 USD |
| Sale | 4,252 | 71.0432 USD |
| Sale | 4,491 | 71.2987 USD |
| Sale | 5,572 | 70.9194 USD |
| Sale | 6,958 | 71.1093 USD |
| Sale | 7,300 | 71.0376 USD |
| Sale | 7,877 | 70.9855 USD |
| Sale | 8,000 | 71.0020 USD |
| Sale | 8,020 | 70.8498 USD |
| Sale | 8,600 | 70.9887 USD |
| Sale | 9,803 | 70.7629 USD |
| Sale | 9,885 | 70.8860 USD |
| Sale | 11,654 | 71.0137 USD |
| Sale | 12,144 | 70.9616 USD |
| Sale | 12,550 | 70.7911 USD |
| Sale | 13,247 | 70.8496 USD |
| Sale | 13,345 | 70.9789 USD |
| Sale | 14,000 | 71.2798 USD |
| Sale | 14,000 | 71.2799 USD |
| Sale | 24,900 | 71.1239 USD |
| Sale | 25,641 | 70.6902 USD |
| Sale | 26,282 | 71.0252 USD |
| Sale | 28,385 | 70.9804 USD |
| Sale | 29,011 | 70.8243 USD |
| Sale | 29,122 | 70.6483 USD |
| Sale | 29,795 | 70.9273 USD |
| Sale | 31,700 | 71.2108 USD |
| Sale | 31,826 | 71.1641 USD |
| Sale | 32,915 | 71.0903 USD |
| Sale | 53,141 | 70.5100 USD |
| Sale | 55,774 | 70.7429 USD |
| Sale | 61,500 | 71.1684 USD |
| Sale | 83,700 | 71.1579 USD |
| Sale | 83,844 | 70.9842 USD |
| Sale | 101,806 | 70.8370 USD |
| Sale | 127,494 | 71.3041 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
relates |
|
|
|
| ||
| Call Option | Purchasing | 200 | 55 USD | American | 21 Feb 2020 | 16.4400 USD |
| Call Option | Purchasing | 100 | 65 USD | American | 15 Jan 2021 | 9.2500 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 20 Sep 2019 | 1.5400 USD |
| Call Option | Purchasing | 200 | 70 USD | American | 4 Oct 2019 | 1.8400 USD |
| Call Option | Purchasing | 5,000 | 70 USD | American | 18 Oct 2019 | 2.4948 USD |
| Call Option | Purchasing | 2,000 | 70 USD | American | 15 Nov 2019 | 3.0630 USD |
| Call Option | Purchasing | 100 | 71 USD | American | 25 Oct 2019 | 2.1500 USD |
| Call Option | Purchasing | 300 | 72 USD | American | 20 Sep 2019 | 0.7400 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 20 Sep 2019 | 0.1900 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 27 Sep 2019 | 0.4000 USD |
| Call Option | Purchasing | 400 | 73 USD | American | 18 Oct 2019 | 1.0650 USD |
| Call Option | Purchasing | 200 | 73 USD | American | 25 Oct 2019 | 1.3100 USD |
| Call Option | Purchasing | 400 | 75 USD | American | 15 Nov 2019 | 1.0400 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 15 Nov 2019 | 0.5000 USD |
| Call Option | Selling | 100 | 68 USD | American | 20 Sep 2019 | 3.1600 USD |
| Call Option | Selling | 100 | 68 USD | American | 20 Sep 2019 | 3.3200 USD |
| Call Option | Selling | 100 | 69 USD | American | 13 Sep 2019 | 2.1500 USD |
| Call Option | Selling | 100 | 71 USD | American | 13 Sep 2019 | 0.5400 USD |
| Call Option | Selling | 300 | 75 USD | American | 15 Nov 2019 | 1.0900 USD |
| Call Option | Selling | 400 | 85 USD | American | 15 Nov 2019 | 0.0400 USD |
| Put Option | Purchasing | 300 | 65 USD | American | 15 Nov 2019 | 1.0800 USD |
| Put Option | Purchasing | 2,300 | 68 USD | American | 18 Oct 2019 | 0.8286 USD |
| Put Option | Purchasing | 500 | 69 USD | American | 25 Oct 2019 | 1.3800 USD |
| Put Option | Purchasing | 300 | 70 USD | American | 15 Nov 2019 | 2.7400 USD |
| Put Option | Purchasing | 2,100 | 72 USD | American | 13 Sep 2019 | 0.8000 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 15 Nov 2019 | 7.6000 USD |
| Put Option | Selling | 400 | 43 USD | American | 20 Sep 2019 | 0.0200 USD |
| Put Option | Selling | 100 | 55 USD | American | 15 Nov 2019 | 0.1700 USD |
| Put Option | Selling | 100 | 58 USD | American | 15 Nov 2019 | 0.2600 USD |
| Put Option | Selling | 200 | 60 USD | American | 18 Oct 2019 | 0.1200 USD |
| Put Option | Selling | 200 | 60 USD | American | 15 Nov 2019 | 0.4050 USD |
| Put Option | Selling | 1,500 | 60 USD | American | 15 Jan 2021 | 5.0566 USD |
| Put Option | Selling | 100 | 63 USD | American | 4 Oct 2019 | 0.0700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
relates |
|
|
| ||
| Put Options | Written | 9,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,600 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 66.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 1,700 | 68.5000 | American | Sep 13, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 60.5000 | American | Sep 20, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 13,600 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,700 | 66.0000 | American | Sep 13, 2019 |
| Put Options | Written | 17,600 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 71.0000 | American | Sep 13, 2019 |
| Put Options | Written | 2,700 | 69.5000 | American | Sep 13, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 400 | 67.5000 | American | Oct 4, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,700 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,500 | 65.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,800 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 66.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 67.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 68.5000 | American | Oct 4, 2019 |
| Call Options | Written | -1,100 | 68.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,000 | 66.5000 | American | Sep 13, 2019 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 130,200 | 72.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 73.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,500 | 75.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 30,200 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,300 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,500 | 70.0000 | American | Sep 13, 2019 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Sep 13, 2019 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 13,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 300 | 71.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 200 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 16,200 | 68.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 4,000 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,600 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 72.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 66.5000 | American | Sep 20, 2019 |
| Call Options | Written | -1,800 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 69.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -9,800 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Written | -3,700 | 92.5000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 63.0000 | American | Sep 13, 2019 |
| Call Options | Written | -200 | 57.0000 | American | Sep 13, 2019 |
| Put Options | Written | 8,200 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 70.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 69.5000 | American | Sep 13, 2019 |
| Call Options | Purchased | 18,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 64.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -25,900 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,300 | 65.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -10,000 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Call Options | Written | -14,600 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -130,000 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -27,700 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 32,800 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,400 | 67.0000 | American | Sep 13, 2019 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 47.5000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 17,000 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 68.0000 | American | Sep 20, 2019 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 71.0000 | American | Sep 27, 2019 |
| Put Options | Written | 4,000 | 42.5000 | American | Sep 20, 2019 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 71.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,200 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 68.5000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 60.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 900 | 66.5000 | American | Sep 13, 2019 |
| Put Options | Written | 800 | 69.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -700 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,400 | 95.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -800 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 66.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 61.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 64.5000 | American | Sep 27, 2019 |
| Call Options | Written | -500 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -10,900 | 80.0000 | American | Sep 20, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 69.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -52,000 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,800 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 13,300 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 70.5000 | American | Sep 13, 2019 |
| Put Options | Written | 1,000 | 64.0000 | American | Sep 13, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 68.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 100 | 69.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 69.0000 | American | Sep 13, 2019 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,600 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 64.0000 | American | Oct 11, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,700 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -49,200 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,900 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,200 | 65.0000 | American | Sep 27, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,700 | 75.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 9,800 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 34,500 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 800 | 65.0000 | American | Sep 13, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,100 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 10,000 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -800 | 70.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -6,300 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -61,400 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 62.0000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,400 | 66.0000 | American | Sep 13, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Call Options | Written | -9,400 | 82.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -29,100 | 77.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -57,700 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -74,600 | 85.0000 | American | Sep 20, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Sep 13, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,400 | 87.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 72.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,300 | 64.5000 | American | Sep 13, 2019 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 66.5000 | American | Sep 20, 2019 |
| Put Options | Written | 900 | 67.5000 | American | Sep 13, 2019 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 70.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 2,700 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,700 | 67.0000 | American | Sep 13, 2019 |
| Put Options | Written | 800 | 65.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 12,300 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Sep 27, 2019 |
| Put Options | Written | 100 | 65.5000 | American | Sep 13, 2019 |
| Call Options | Purchased | 100 | 71.0000 | American | Oct 25, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,100 | 71.5000 | American | Sep 13, 2019 |
| Put Options | Purchased | -39,400 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -27,600 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -15,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Written | -900 | 71.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 67.5000 | American | Sep 27, 2019 |
| Put Options | Written | 15,900 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 5,100 | 70.0000 | American | Sep 27, 2019 |
| Put Options | Written | 3,000 | 57.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,800 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Written | 1,000 | 66.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,300 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 70.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Put Options | Written | 3,700 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -7,600 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 57.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 63.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 67.5000 | American | Oct 18, 2019 |
| Call Options | Written | -3,500 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 67.5000 | American | Sep 13, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -14,600 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
Notes
Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190916005444/en/
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