28th Oct 2019 11:05
Ap19
FORM 8.3 - Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 24 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,460,771 | 0.17% | 3,698,009 | 0.25% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,551,046 | 0.10% | 0 | 0.00% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,018,500 | 0.14% | 1,063,900 | 0.07% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,030,317 | 0.41% | 4,761,909 | 0.32% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 76.7900 USD |
| Purchase | 10 | 76.7700 USD |
| Purchase | 37 | 76.7400 USD |
| Purchase | 41 | 76.9400 USD |
| Purchase | 49 | 76.6873 USD |
| Purchase | 50 | 76.4800 USD |
| Purchase | 54 | 76.8500 USD |
| Purchase | 100 | 77.1500 USD |
| Purchase | 100 | 76.8900 USD |
| Purchase | 100 | 76.8750 USD |
| Purchase | 100 | 76.8450 USD |
| Purchase | 100 | 76.7500 USD |
| Purchase | 100 | 76.6500 USD |
| Purchase | 100 | 76.6000 USD |
| Purchase | 121 | 76.7135 USD |
| Purchase | 143 | 76.4869 USD |
| Purchase | 145 | 76.6796 USD |
| Purchase | 158 | 76.8546 USD |
| Purchase | 200 | 76.3400 USD |
| Purchase | 200 | 76.7800 USD |
| Purchase | 200 | 76.8425 USD |
| Purchase | 221 | 76.8769 USD |
| Purchase | 290 | 76.6634 USD |
| Purchase | 296 | 76.7872 USD |
| Purchase | 400 | 76.5525 USD |
| Purchase | 400 | 76.8337 USD |
| Purchase | 442 | 76.8596 USD |
| Purchase | 479 | 76.8532 USD |
| Purchase | 600 | 76.6333 USD |
| Purchase | 700 | 76.8392 USD |
| Purchase | 800 | 76.7087 USD |
| Purchase | 800 | 76.6350 USD |
| Purchase | 1,000 | 76.8775 USD |
| Purchase | 1,000 | 76.7600 USD |
| Purchase | 1,059 | 76.4894 USD |
| Purchase | 1,076 | 76.7928 USD |
| Purchase | 1,600 | 76.6337 USD |
| Purchase | 1,600 | 76.4900 USD |
| Purchase | 1,758 | 76.7599 USD |
| Purchase | 2,800 | 76.8921 USD |
| Purchase | 2,893 | 76.4934 USD |
| Purchase | 2,898 | 76.4896 USD |
| Purchase | 3,273 | 76.7261 USD |
| Purchase | 3,273 | 76.7262 USD |
| Purchase | 3,613 | 76.7428 USD |
| Purchase | 4,020 | 76.8034 USD |
| Purchase | 4,076 | 76.7329 USD |
| Purchase | 4,700 | 76.8265 USD |
| Purchase | 4,791 | 76.6141 USD |
| Purchase | 4,856 | 76.8354 USD |
| Purchase | 5,756 | 77.7975 USD |
| Purchase | 6,126 | 76.5932 USD |
| Purchase | 6,142 | 76.8103 USD |
| Purchase | 6,865 | 76.8000 USD |
| Purchase | 8,852 | 76.9762 USD |
| Purchase | 11,400 | 76.6878 USD |
| Purchase | 15,600 | 76.8093 USD |
| Purchase | 16,184 | 76.6239 USD |
| Purchase | 20,000 | 76.5131 USD |
| Purchase | 24,547 | 76.8171 USD |
| Purchase | 24,700 | 76.7332 USD |
| Purchase | 30,100 | 76.7245 USD |
| Purchase | 36,650 | 76.8766 USD |
| Purchase | 38,647 | 76.6148 USD |
| Purchase | 41,270 | 76.7926 USD |
| Purchase | 60,485 | 76.8195 USD |
| Purchase | 153,390 | 76.6562 USD |
| Sale | 10 | 76.4000 USD |
| Sale | 21 | 76.7276 USD |
| Sale | 32 | 76.6700 USD |
| Sale | 34 | 76.7200 USD |
| Sale | 37 | 76.7400 USD |
| Sale | 44 | 76.8600 USD |
| Sale | 97 | 76.4700 USD |
| Sale | 100 | 76.8800 USD |
| Sale | 100 | 76.8300 USD |
| Sale | 100 | 76.8550 USD |
| Sale | 100 | 76.7900 USD |
| Sale | 100 | 77.1500 USD |
| Sale | 100 | 76.4900 USD |
| Sale | 103 | 76.8773 USD |
| Sale | 111 | 76.8795 USD |
| Sale | 115 | 76.6900 USD |
| Sale | 141 | 76.7000 USD |
| Sale | 172 | 76.7560 USD |
| Sale | 198 | 76.6651 USD |
| Sale | 200 | 76.4550 USD |
| Sale | 200 | 76.5950 USD |
| Sale | 200 | 76.6950 USD |
| Sale | 200 | 76.6000 USD |
| Sale | 200 | 76.6050 USD |
| Sale | 250 | 76.4800 USD |
| Sale | 300 | 76.6167 USD |
| Sale | 300 | 76.6166 USD |
| Sale | 356 | 76.6180 USD |
| Sale | 400 | 76.6655 USD |
| Sale | 500 | 76.4560 USD |
| Sale | 500 | 76.8090 USD |
| Sale | 500 | 76.8010 USD |
| Sale | 525 | 76.6042 USD |
| Sale | 600 | 76.6800 USD |
| Sale | 600 | 76.7150 USD |
| Sale | 602 | 76.7514 USD |
| Sale | 728 | 76.5555 USD |
| Sale | 772 | 76.7924 USD |
| Sale | 773 | 76.7586 USD |
| Sale | 891 | 76.4918 USD |
| Sale | 900 | 76.6455 USD |
| Sale | 919 | 76.5995 USD |
| Sale | 1,000 | 76.7600 USD |
| Sale | 1,002 | 76.5349 USD |
| Sale | 1,100 | 76.5831 USD |
| Sale | 1,200 | 76.5125 USD |
| Sale | 1,300 | 76.5119 USD |
| Sale | 1,387 | 76.5867 USD |
| Sale | 1,575 | 76.7531 USD |
| Sale | 2,326 | 76.7634 USD |
| Sale | 2,400 | 76.8464 USD |
| Sale | 2,670 | 77.3799 USD |
| Sale | 2,946 | 77.3322 USD |
| Sale | 3,273 | 76.7261 USD |
| Sale | 3,300 | 76.5592 USD |
| Sale | 3,690 | 76.7633 USD |
| Sale | 4,548 | 76.8671 USD |
| Sale | 4,980 | 76.5037 USD |
| Sale | 6,700 | 76.8416 USD |
| Sale | 7,788 | 76.7474 USD |
| Sale | 8,656 | 76.5059 USD |
| Sale | 8,684 | 76.7210 USD |
| Sale | 10,641 | 76.6861 USD |
| Sale | 11,400 | 76.6878 USD |
| Sale | 12,918 | 76.6799 USD |
| Sale | 13,009 | 76.7443 USD |
| Sale | 20,669 | 76.5238 USD |
| Sale | 22,100 | 76.7262 USD |
| Sale | 23,100 | 76.7286 USD |
| Sale | 23,471 | 76.8282 USD |
| Sale | 33,772 | 76.6660 USD |
| Sale | 34,252 | 76.8000 USD |
| Sale | 34,868 | 76.7203 USD |
| Sale | 71,392 | 76.8128 USD |
| Sale | 75,418 | 76.7422 USD |
| Sale | 90,119 | 76.7177 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
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|
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| |
| Call Option | Purchasing | 1,000 | 78 USD | American | 8 Nov 2019 | 1.4500 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 17 Jan 2020 | 1.9800 USD |
| Call Option | Purchasing | 100 | 82 USD | American | 8 Nov 2019 | 0.3400 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 15 Nov 2019 | 0.1100 USD |
| Call Option | Selling | 3,900 | 74 USD | American | 25 Oct 2019 | 2.8100 USD |
| Call Option | Selling | 200 | 74 USD | American | 1 Nov 2019 | 3.6200 USD |
| Call Option | Selling | 4,500 | 76 USD | American | 25 Oct 2019 | 1.1500 USD |
| Call Option | Selling | 900 | 77 USD | American | 25 Oct 2019 | 0.3755 USD |
| Call Option | Selling | 100 | 77 USD | American | 25 Oct 2019 | 0.4500 USD |
| Call Option | Selling | 1,000 | 77 USD | American | 8 Nov 2019 | 1.7000 USD |
| Call Option | Selling | 200 | 78 USD | American | 1 Nov 2019 | 0.8950 USD |
| Call Option | Selling | 200 | 80 USD | American | 1 Nov 2019 | 0.3700 USD |
| Call Option | Selling | 100 | 80 USD | American | 8 Nov 2019 | 0.7500 USD |
| Put Option | Purchasing | 700 | 38 USD | American | 21 Jan 2022 | 1.9600 USD |
| Put Option | Purchasing | 6,700 | 73 USD | American | 15 Nov 2019 | 0.8200 USD |
| Put Option | Purchasing | 300 | 74 USD | American | 15 Nov 2019 | 1.0600 USD |
| Put Option | Purchasing | 100 | 75 USD | American | 15 Nov 2019 | 1.2900 USD |
| Put Option | Purchasing | 400 | 76 USD | American | 25 Oct 2019 | 0.2300 USD |
| Put Option | Purchasing | 1,200 | 77 USD | American | 25 Oct 2019 | 0.4150 USD |
| Put Option | Purchasing | 3,500 | 77 USD | American | 25 Oct 2019 | 0.6248 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 15 Nov 2019 | 2.3900 USD |
| Put Option | Purchasing | 1,000 | 80 USD | American | 25 Oct 2019 | 2.8200 USD |
| Put Option | Selling | 100 | 38 USD | American | 21 Jan 2022 | 1.7300 USD |
| Put Option | Selling | 100 | 40 USD | American | 21 Jan 2022 | 2.2700 USD |
| Put Option | Selling | 100 | 43 USD | American | 21 Jan 2022 | 2.7900 USD |
| Put Option | Selling | 400 | 70 USD | American | 15 Nov 2019 | 0.3550 USD |
| Put Option | Selling | 200 | 70 USD | American | 19 Jun 2020 | 4.0900 USD |
| Put Option | Selling | 100 | 73 USD | American | 15 Nov 2019 | 0.6700 USD |
| Put Option | Selling | 6,700 | 75 USD | American | 15 Nov 2019 | 1.4100 USD |
| Put Option | Selling | 200 | 76 USD | American | 1 Nov 2019 | 1.1700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,200 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 7,700 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -9,800 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 80.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -6,700 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 900 | 80.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 37,600 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 81.5000 | American | Nov 8, 2019 |
| Put Options | Written | 100 | 73.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 76.5000 | American | Oct 25, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,300 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 5,200 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 3,400 | 78.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 79.0000 | American | Nov 8, 2019 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,900 | 80.0000 | American | Oct 25, 2019 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 80.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -29,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,600 | 76.0000 | American | Oct 25, 2019 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 900 | 82.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 112,100 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 3,400 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,300 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Nov 1, 2019 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 31,800 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 600 | 75.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,200 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 78.0000 | American | Oct 25, 2019 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Call Options | Written | -200 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Written | 700 | 72.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 200 | 85.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 26,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 81.0000 | American | Oct 25, 2019 |
| Call Options | Written | -1,700 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 76.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,200 | 77.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 75.0000 | American | Oct 25, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 76.5000 | American | Oct 25, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,900 | 79.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 25, 2019 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 78.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,500 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 83.0000 | American | Nov 15, 2019 |
| Put Options | Written | 14,600 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 77.5000 | American | Oct 25, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 75.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -11,800 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Nov 1, 2019 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,100 | 77.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 14,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 76.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 100 | 77.0000 | American | Nov 1, 2019 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,800 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,400 | 76.0000 | American | Oct 25, 2019 |
| Call Options | Written | -100 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 25, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191028005395/en/
Copyright Business Wire 2019
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