23rd Sep 2019 16:01
Ap19
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 18 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,724,448 | 0.18% | 3,287,815 | 0.22% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,631,660 | 0.11% | 19,700 | 0.00% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,170,000 | 0.15% | 1,473,500 | 0.10% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,526,108 | 0.44% | 4,781,015 | 0.32% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 71.4300 USD |
| Purchase | 20 | 70.9500 USD |
| Purchase | 100 | 70.9800 USD |
| Purchase | 115 | 70.9200 USD |
| Purchase | 158 | 71.0801 USD |
| Purchase | 200 | 70.9950 USD |
| Purchase | 200 | 71.0500 USD |
| Purchase | 300 | 71.3769 USD |
| Purchase | 300 | 70.9866 USD |
| Purchase | 475 | 71.3717 USD |
| Purchase | 501 | 71.0595 USD |
| Purchase | 620 | 71.2670 USD |
| Purchase | 786 | 71.1787 USD |
| Purchase | 1,000 | 71.0460 USD |
| Purchase | 1,100 | 71.0490 USD |
| Purchase | 1,134 | 70.9961 USD |
| Purchase | 1,300 | 71.1988 USD |
| Purchase | 1,801 | 70.9906 USD |
| Purchase | 2,226 | 71.1935 USD |
| Purchase | 2,823 | 71.1563 USD |
| Purchase | 3,049 | 71.2554 USD |
| Purchase | 4,201 | 71.2653 USD |
| Purchase | 4,300 | 71.2925 USD |
| Purchase | 4,364 | 71.2415 USD |
| Purchase | 4,690 | 71.2026 USD |
| Purchase | 5,077 | 71.2164 USD |
| Purchase | 5,203 | 71.6151 USD |
| Purchase | 5,388 | 71.2202 USD |
| Purchase | 6,100 | 71.0989 USD |
| Purchase | 7,074 | 71.1662 USD |
| Purchase | 9,359 | 71.1516 USD |
| Purchase | 11,687 | 71.2099 USD |
| Purchase | 14,000 | 71.1053 USD |
| Purchase | 17,235 | 71.1907 USD |
| Purchase | 26,722 | 71.2990 USD |
| Purchase | 32,800 | 71.0719 USD |
| Purchase | 34,363 | 71.2121 USD |
| Purchase | 40,595 | 71.2700 USD |
| Purchase | 52,636 | 71.0744 USD |
| Purchase | 60,300 | 71.1105 USD |
| Purchase | 68,627 | 71.1739 USD |
| Purchase | 95,319 | 71.1611 USD |
| Sale | 17 | 71.0200 USD |
| Sale | 20 | 70.9500 USD |
| Sale | 25 | 71.0300 USD |
| Sale | 88 | 71.2600 USD |
| Sale | 100 | 70.8500 USD |
| Sale | 100 | 70.9800 USD |
| Sale | 100 | 70.9900 USD |
| Sale | 100 | 71.3000 USD |
| Sale | 100 | 71.3500 USD |
| Sale | 100 | 71.3600 USD |
| Sale | 100 | 71.3700 USD |
| Sale | 100 | 71.4100 USD |
| Sale | 128 | 71.0137 USD |
| Sale | 199 | 70.9171 USD |
| Sale | 200 | 71.2900 USD |
| Sale | 200 | 71.2500 USD |
| Sale | 200 | 70.9750 USD |
| Sale | 300 | 71.3433 USD |
| Sale | 300 | 71.4000 USD |
| Sale | 300 | 71.0966 USD |
| Sale | 380 | 71.1752 USD |
| Sale | 400 | 71.0400 USD |
| Sale | 400 | 70.9550 USD |
| Sale | 400 | 71.1575 USD |
| Sale | 400 | 71.0925 USD |
| Sale | 400 | 71.1050 USD |
| Sale | 500 | 70.9810 USD |
| Sale | 551 | 71.3381 USD |
| Sale | 600 | 70.9991 USD |
| Sale | 600 | 71.1233 USD |
| Sale | 676 | 71.3032 USD |
| Sale | 800 | 71.2906 USD |
| Sale | 800 | 71.0787 USD |
| Sale | 800 | 71.3275 USD |
| Sale | 800 | 71.0675 USD |
| Sale | 812 | 71.2825 USD |
| Sale | 900 | 70.9122 USD |
| Sale | 960 | 71.2343 USD |
| Sale | 1,069 | 71.2074 USD |
| Sale | 1,115 | 71.2274 USD |
| Sale | 1,400 | 71.1607 USD |
| Sale | 1,421 | 71.1509 USD |
| Sale | 1,500 | 71.1333 USD |
| Sale | 1,558 | 71.1060 USD |
| Sale | 1,624 | 70.9198 USD |
| Sale | 1,638 | 71.1783 USD |
| Sale | 1,866 | 71.2458 USD |
| Sale | 1,900 | 71.2821 USD |
| Sale | 1,915 | 71.1814 USD |
| Sale | 2,321 | 71.1180 USD |
| Sale | 2,339 | 71.2176 USD |
| Sale | 2,400 | 71.1558 USD |
| Sale | 3,400 | 71.2094 USD |
| Sale | 3,900 | 71.2101 USD |
| Sale | 4,100 | 71.2773 USD |
| Sale | 4,400 | 71.0876 USD |
| Sale | 5,800 | 71.3309 USD |
| Sale | 5,874 | 71.1418 USD |
| Sale | 6,228 | 71.1679 USD |
| Sale | 6,300 | 71.3059 USD |
| Sale | 7,498 | 71.0794 USD |
| Sale | 7,700 | 71.1452 USD |
| Sale | 8,226 | 71.1272 USD |
| Sale | 9,156 | 71.1375 USD |
| Sale | 9,521 | 71.1749 USD |
| Sale | 10,800 | 71.1393 USD |
| Sale | 11,219 | 71.2582 USD |
| Sale | 21,484 | 71.2722 USD |
| Sale | 22,255 | 71.2461 USD |
| Sale | 26,108 | 71.1776 USD |
| Sale | 27,442 | 71.2583 USD |
| Sale | 29,278 | 71.1002 USD |
| Sale | 30,863 | 71.1095 USD |
| Sale | 42,500 | 71.0745 USD |
| Sale | 51,900 | 71.0830 USD |
| Sale | 57,939 | 71.1228 USD |
| Sale | 59,680 | 71.1878 USD |
| Sale | 62,762 | 71.2700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 100 | 65 USD | American | 20 Sep 2019 | 6.3000 USD |
| Call Option | Purchasing | 8,000 | 68 USD | American | 25 Oct 2019 | 3.7668 USD |
| Call Option | Purchasing | 1,300 | 68 USD | American | 15 Nov 2019 | 4.8192 USD |
| Call Option | Purchasing | 4,500 | 69 USD | American | 25 Oct 2019 | 3.0388 USD |
| Call Option | Purchasing | 9,000 | 69 USD | American | 25 Oct 2019 | 3.4383 USD |
| Call Option | Purchasing | 4,100 | 74 USD | American | 25 Oct 2019 | 0.7600 USD |
| Call Option | Purchasing | 3,200 | 75 USD | American | 15 Nov 2019 | 0.9450 USD |
| Call Option | Purchasing | 1,300 | 76 USD | American | 4 Oct 2019 | 0.0800 USD |
| Call Option | Purchasing | 81,800 | 78 USD | American | 15 Nov 2019 | 0.4515 USD |
| Put Option | Purchasing | 4,500 | 67 USD | American | 25 Oct 2019 | 0.9800 USD |
| Put Option | Purchasing | 300 | 70 USD | American | 11 Oct 2019 | 1.2000 USD |
| Put Option | Purchasing | 100 | 71 USD | American | 20 Sep 2019 | 0.5800 USD |
| Put Option | Purchasing | 100 | 72 USD | American | 20 Sep 2019 | 0.8000 USD |
| Put Option | Purchasing | 100 | 72 USD | American | 20 Sep 2019 | 1.2000 USD |
| Put Option | Purchasing | 1,500 | 73 USD | American | 27 Sep 2019 | 2.3000 USD |
| Put Option | Selling | 1,600 | 43 USD | American | 21 Feb 2020 | 0.1400 USD |
| Put Option | Selling | 2,800 | 48 USD | American | 15 Nov 2019 | 0.0500 USD |
| Put Option | Selling | 2,200 | 50 USD | American | 15 Nov 2019 | 0.0700 USD |
| Put Option | Selling | 300 | 67 USD | American | 11 Oct 2019 | 0.4800 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 23 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 13,200 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 60.5000 | American | Sep 20, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,000 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Written | 2,900 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 17,600 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 9,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 67.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 500 | 72.5000 | American | Sep 27, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,700 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 66.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 66.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -500 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,100 | 68.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,800 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,200 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 72.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,000 | 68.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 65.5000 | American | Sep 27, 2019 |
| Call Options | Written | -400 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 69.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -200 | 70.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -900 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 71.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 71.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 138,500 | 72.5000 | American | Sep 20, 2019 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,500 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,500 | 72.0000 | American | Sep 20, 2019 |
| Put Options | Written | 800 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,900 | 73.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Oct 25, 2019 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 30,200 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Written | 15,000 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,600 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Oct 18, 2019 |
| Put Options | Written | 1,500 | 72.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 500 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 71.5000 | American | Sep 20, 2019 |
| Call Options | Written | -3,700 | 92.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -16,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 69.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -400 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Written | -11,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 66.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,800 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 18,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | Oct 4, 2019 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Written | 8,200 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 200 | 70.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -9,400 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -27,700 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 64.5000 | American | Sep 20, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,300 | 65.5000 | American | Sep 27, 2019 |
| Call Options | Written | -14,600 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -25,900 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -130,000 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 68.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,000 | 47.5000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 400 | 68.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 300 | 71.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 84,400 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 71.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 60.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,500 | 69.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 700 | 76.0000 | American | Oct 4, 2019 |
| Put Options | Written | 32,800 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 20,000 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,000 | 42.5000 | American | Sep 20, 2019 |
| Put Options | Written | 600 | 69.5000 | American | Sep 20, 2019 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Call Options | Written | -900 | 69.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -11,000 | 80.0000 | American | Sep 20, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,400 | 95.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -3,700 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 64.5000 | American | Sep 27, 2019 |
| Call Options | Written | -1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -51,900 | 65.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -500 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 66.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 6,900 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 69.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 64.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 13,900 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 65.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -49,200 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,100 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,900 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 8,700 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 9,800 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 70.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 34,500 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 73.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 15,300 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -9,400 | 82.5000 | American | Sep 20, 2019 |
| Call Options | Written | -29,100 | 77.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 62.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,300 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -61,400 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 70.5000 | American | Sep 20, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Written | -6,400 | 87.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -57,700 | 65.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -74,600 | 85.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 73.0000 | American | Sep 27, 2019 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,000 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 17,000 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 2,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 66.5000 | American | Sep 20, 2019 |
| Put Options | Written | 1,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 67.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 100 | 71.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Written | -13,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -39,300 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -300 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -400 | 68.0000 | American | Oct 11, 2019 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,500 | 73.0000 | American | Sep 27, 2019 |
| Call Options | Written | -15,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 71.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,000 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -28,800 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Written | 3,700 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 15,400 | 65.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,200 | 67.5000 | American | Sep 27, 2019 |
| Put Options | Written | 1,000 | 66.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 300 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Written | 100 | 70.0000 | American | Oct 4, 2019 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,100 | 70.0000 | American | Sep 27, 2019 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 70.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Put Options | Written | 3,000 | 57.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,000 | 57.5000 | American | Sep 27, 2019 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -14,600 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,500 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 63.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -7,600 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -14,800 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
Notes
1.Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190923005611/en/
Copyright Business Wire 2019
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