8th Oct 2019 14:52
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,391,265 | 0.16% | 3,618,932 | 0.24% | ||
(2) | Derivatives (other than options): | ||||
1,532,385 | 0.10% | 16,500 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,178,400 | 0.15% | 1,074,300 | 0.07% | |
| TOTAL: | |||||
6,102,050 | 0.41% | 4,709,732 | 0.32% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 74.7800 USD |
| Purchase | 15 | 74.2500 USD |
| Purchase | 36 | 74.0200 USD |
| Purchase | 39 | 74.7000 USD |
| Purchase | 50 | 74.6200 USD |
| Purchase | 72 | 74.4830 USD |
| Purchase | 100 | 74.2700 USD |
| Purchase | 100 | 74.6900 USD |
| Purchase | 100 | 74.5800 USD |
| Purchase | 100 | 74.5700 USD |
| Purchase | 100 | 74.4900 USD |
| Purchase | 125 | 74.0940 USD |
| Purchase | 178 | 74.6596 USD |
| Purchase | 184 | 74.3900 USD |
| Purchase | 200 | 75.0000 USD |
| Purchase | 200 | 77.0000 USD |
| Purchase | 200 | 74.5525 USD |
| Purchase | 300 | 74.4933 USD |
| Purchase | 375 | 74.3621 USD |
| Purchase | 400 | 67.5000 USD |
| Purchase | 455 | 74.2973 USD |
| Purchase | 500 | 71.5000 USD |
| Purchase | 575 | 74.3548 USD |
| Purchase | 600 | 74.6450 USD |
| Purchase | 600 | 74.5841 USD |
| Purchase | 619 | 74.5310 USD |
| Purchase | 700 | 74.4678 USD |
| Purchase | 700 | 73.0000 USD |
| Purchase | 900 | 74.6000 USD |
| Purchase | 900 | 72.5000 USD |
| Purchase | 900 | 74.8283 USD |
| Purchase | 900 | 74.4150 USD |
| Purchase | 1,089 | 74.6367 USD |
| Purchase | 1,200 | 74.5000 USD |
| Purchase | 1,400 | 74.0000 USD |
| Purchase | 1,400 | 74.5892 USD |
| Purchase | 1,600 | 68.5000 USD |
| Purchase | 2,100 | 74.5805 USD |
| Purchase | 2,100 | 72.0000 USD |
| Purchase | 2,487 | 74.5521 USD |
| Purchase | 2,700 | 74.5600 USD |
| Purchase | 2,757 | 74.1285 USD |
| Purchase | 3,013 | 74.4745 USD |
| Purchase | 3,200 | 70.0000 USD |
| Purchase | 4,015 | 74.5246 USD |
| Purchase | 7,200 | 76.0000 USD |
| Purchase | 7,519 | 74.5311 USD |
| Purchase | 7,700 | 73.5000 USD |
| Purchase | 8,507 | 74.4732 USD |
| Purchase | 13,011 | 74.5162 USD |
| Purchase | 19,722 | 74.6536 USD |
| Purchase | 19,737 | 74.6534 USD |
| Purchase | 19,851 | 74.6546 USD |
| Purchase | 27,000 | 74.6010 USD |
| Purchase | 32,817 | 74.6532 USD |
| Purchase | 39,500 | 74.6335 USD |
| Purchase | 41,051 | 74.5619 USD |
| Purchase | 41,552 | 74.5792 USD |
| Purchase | 48,174 | 74.6600 USD |
| Purchase | 71,755 | 74.6494 USD |
| Purchase | 179,963 | 74.6538 USD |
| Purchase | 200,421 | 73.8500 USD |
| Sale | 15 | 74.2500 USD |
| Sale | 58 | 74.6400 USD |
| Sale | 74 | 74.4910 USD |
| Sale | 75 | 74.3200 USD |
| Sale | 77 | 74.5400 USD |
| Sale | 91 | 74.6200 USD |
| Sale | 100 | 74.3000 USD |
| Sale | 100 | 69.5000 USD |
| Sale | 100 | 74.6900 USD |
| Sale | 100 | 74.5550 USD |
| Sale | 100 | 74.5100 USD |
| Sale | 100 | 74.5000 USD |
| Sale | 100 | 74.4300 USD |
| Sale | 101 | 74.2798 USD |
| Sale | 139 | 74.7000 USD |
| Sale | 186 | 74.5700 USD |
| Sale | 200 | 74.5500 USD |
| Sale | 200 | 74.3800 USD |
| Sale | 200 | 69.0000 USD |
| Sale | 200 | 74.3400 USD |
| Sale | 200 | 74.3600 USD |
| Sale | 224 | 74.4944 USD |
| Sale | 253 | 74.4552 USD |
| Sale | 256 | 74.5168 USD |
| Sale | 276 | 74.5008 USD |
| Sale | 300 | 74.2116 USD |
| Sale | 300 | 74.2666 USD |
| Sale | 300 | 74.8400 USD |
| Sale | 303 | 74.6162 USD |
| Sale | 303 | 74.6168 USD |
| Sale | 400 | 74.5950 USD |
| Sale | 400 | 74.7500 USD |
| Sale | 500 | 74.6560 USD |
| Sale | 619 | 74.5310 USD |
| Sale | 800 | 74.7425 USD |
| Sale | 900 | 74.8283 USD |
| Sale | 1,089 | 74.6367 USD |
| Sale | 1,100 | 68.0000 USD |
| Sale | 1,200 | 74.6300 USD |
| Sale | 1,207 | 74.5057 USD |
| Sale | 1,259 | 74.6879 USD |
| Sale | 1,600 | 74.6617 USD |
| Sale | 2,600 | 74.5600 USD |
| Sale | 2,723 | 74.6374 USD |
| Sale | 2,857 | 74.1415 USD |
| Sale | 2,897 | 74.6969 USD |
| Sale | 2,900 | 74.5413 USD |
| Sale | 3,072 | 74.6909 USD |
| Sale | 3,300 | 74.5465 USD |
| Sale | 3,400 | 74.6170 USD |
| Sale | 3,617 | 74.7318 USD |
| Sale | 3,800 | 74.5811 USD |
| Sale | 3,975 | 74.7924 USD |
| Sale | 4,421 | 74.6979 USD |
| Sale | 4,971 | 74.7847 USD |
| Sale | 4,984 | 74.7751 USD |
| Sale | 6,500 | 74.5390 USD |
| Sale | 6,622 | 74.5897 USD |
| Sale | 7,182 | 74.5560 USD |
| Sale | 7,519 | 74.6611 USD |
| Sale | 9,300 | 74.7282 USD |
| Sale | 9,603 | 74.8197 USD |
| Sale | 10,200 | 74.6765 USD |
| Sale | 12,291 | 74.5570 USD |
| Sale | 12,467 | 74.6161 USD |
| Sale | 19,722 | 74.6536 USD |
| Sale | 21,650 | 74.6509 USD |
| Sale | 22,351 | 74.6948 USD |
| Sale | 22,696 | 74.5410 USD |
| Sale | 23,700 | 74.6015 USD |
| Sale | 26,900 | 74.6098 USD |
| Sale | 32,017 | 74.5710 USD |
| Sale | 32,155 | 74.6559 USD |
| Sale | 61,374 | 74.5902 USD |
| Sale | 61,627 | 74.6523 USD |
| Sale | 75,585 | 74.5448 USD |
| Sale | 109,026 | 74.6600 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 1,937 | 74.2388 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 200 | 73 USD | American | 4 Oct 2019 | 1.2000 USD |
| Call Option | Purchasing | 800 | 74 USD | American | 11 Oct 2019 | 0.9600 USD |
| Call Option | Purchasing | 300 | 75 USD | American | 4 Oct 2019 | 0.2800 USD |
| Call Option | Purchasing | 200 | 75 USD | American | 11 Oct 2019 | 0.5100 USD |
| Call Option | Purchasing | 400 | 75 USD | American | 18 Oct 2019 | 0.8300 USD |
| Call Option | Purchasing | 100 | 75 USD | American | 15 Nov 2019 | 2.0200 USD |
| Call Option | Purchasing | 300 | 76 USD | American | 11 Oct 2019 | 0.2633 USD |
| Call Option | Purchasing | 100 | 76 USD | American | 18 Oct 2019 | 0.4300 USD |
| Call Option | Purchasing | 1,000 | 77 USD | American | 11 Oct 2019 | 0.1900 USD |
| Call Option | Purchasing | 400 | 78 USD | American | 18 Sep 2020 | 5.1500 USD |
| Call Option | Purchasing | 500 | 83 USD | American | 18 Sep 2020 | 3.3500 USD |
| Call Option | Selling | 200 | 74 USD | American | 4 Oct 2019 | 0.3700 USD |
| Call Option | Selling | 300 | 74 USD | American | 18 Oct 2019 | 1.7133 USD |
| Call Option | Selling | 200 | 75 USD | American | 18 Oct 2019 | 0.8300 USD |
| Call Option | Selling | 200 | 80 USD | American | 18 Oct 2019 | 0.0600 USD |
| Call Option | Selling | 100 | 80 USD | American | 25 Oct 2019 | 0.1400 USD |
| Put Option | Purchasing | 100 | 70 USD | American | 15 Nov 2019 | 1.3800 USD |
| Put Option | Purchasing | 500 | 75 USD | American | 4 Oct 2019 | 0.0900 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 21 Feb 2020 | 13.1000 USD |
| Put Option | Selling | 500 | 58 USD | American | 19 Jun 2020 | 1.9400 USD |
| Put Option | Selling | 100 | 73 USD | American | 4 Oct 2019 | 0.0200 USD |
| Put Option | Selling | 500 | 75 USD | American | 4 Oct 2019 | 0.3200 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 8 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 67.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 16,200 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,400 | 74.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,000 | 66.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,300 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 74.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 6,000 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,700 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Oct 11, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 18,200 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,000 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,500 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 78.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,100 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 69.5000 | American | Oct 4, 2019 |
| Call Options | Written | -1,100 | 68.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 66.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,400 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 70.0000 | American | Oct 11, 2019 |
| Call Options | Written | -1,000 | 77.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 72.0000 | American | Oct 18, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 700 | 73.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 36,900 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 65.0000 | American | Nov 1, 2019 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 500 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,400 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 68.5000 | American | Oct 4, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 7,700 | 73.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 200 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,000 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,100 | 72.0000 | American | Oct 4, 2019 |
| Put Options | Written | 100 | 67.5000 | American | Oct 4, 2019 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 80.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,100 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -14,100 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -7,000 | 76.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 9,800 | 75.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 18,600 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 80.0000 | American | Oct 25, 2019 |
| Put Options | Written | 7,200 | 76.0000 | American | Oct 4, 2019 |
| Put Options | Written | 1,800 | 74.0000 | American | Oct 4, 2019 |
| Put Options | Written | 6,600 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 70.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,300 | 74.5000 | American | Oct 4, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -28,900 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,200 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,500 | 69.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 103,800 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 25,600 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Oct 11, 2019 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 73.5000 | American | Oct 18, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 80.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -18,400 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 30,400 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,500 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 71.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 76.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 18,600 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,700 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 76.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 200 | 73.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,900 | 74.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 200 | 70.0000 | American | Oct 11, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 5,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 64.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 900 | 76.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 77.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,600 | 68.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -73,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 72.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 78.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -600 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 75.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,300 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 71.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 10,200 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,000 | 77.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 25,600 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 6,600 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 26,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -200 | 70.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 76.5000 | American | Oct 18, 2019 |
| Call Options | Written | -52,900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 69.5000 | American | Oct 11, 2019 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,700 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 71.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 9,000 | 68.5000 | American | Oct 25, 2019 |
| Put Options | Written | 2,800 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 72.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 16,800 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 6,800 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,000 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 74.5000 | American | Oct 4, 2019 |
| Put Options | Written | 300 | 67.0000 | American | Oct 11, 2019 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 78.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -11,300 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -39,800 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 68.0000 | American | Oct 11, 2019 |
| Call Options | Written | -15,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -27,500 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -11,400 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 71.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,600 | 73.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 15,800 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 4,400 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 8,500 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 200 | 74.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,600 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 14,300 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 5,100 | 69.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 4,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 77.0000 | American | Oct 4, 2019 |
| Put Options | Written | 100 | 69.0000 | American | Oct 18, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Oct 4, 2019 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 800 | 77.5000 | American | Oct 11, 2019 |
| Call Options | Written | -100 | 72.5000 | American | Oct 11, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,700 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -14,600 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 69.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -15,700 | 67.5000 | American | Oct 18, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191008005614/en/
Copyright Business Wire 2019
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