4th Nov 2019 15:09
Ap19
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 31 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,245,600 | 0.15% | 4,055,425 | 0.27% | ||
(2) | Derivatives (other than options): | ||||
1,574,472 | 0.11% | 0 | 0.00% | ||
| |||||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,504,400 | 0.17% | 1,004,900 | 0.07% | |
| TOTAL: | |||||
6,324,472 | 0.43% | 5,060,325 | 0.34% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 23 | 79.4600 USD |
| Purchase | 55 | 79.3763 USD |
| Purchase | 71 | 79.1800 USD |
| Purchase | 100 | 79.4300 USD |
| Purchase | 100 | 79.0400 USD |
| Purchase | 100 | 79.3700 USD |
| Purchase | 100 | 79.1400 USD |
| Purchase | 109 | 79.1683 USD |
| Purchase | 154 | 79.3509 USD |
| Purchase | 160 | 79.3400 USD |
| Purchase | 165 | 79.3630 USD |
| Purchase | 200 | 79.1600 USD |
| Purchase | 200 | 79.3050 USD |
| Purchase | 200 | 79.1500 USD |
| Purchase | 225 | 79.4011 USD |
| Purchase | 250 | 79.5600 USD |
| Purchase | 300 | 79.4233 USD |
| Purchase | 300 | 79.1300 USD |
| Purchase | 300 | 79.4400 USD |
| Purchase | 300 | 79.4433 USD |
| Purchase | 309 | 79.2891 USD |
| Purchase | 323 | 79.3023 USD |
| Purchase | 400 | 78.9125 USD |
| Purchase | 410 | 79.4741 USD |
| Purchase | 514 | 79.2486 USD |
| Purchase | 550 | 79.2509 USD |
| Purchase | 700 | 79.4235 USD |
| Purchase | 763 | 79.2000 USD |
| Purchase | 900 | 79.2544 USD |
| Purchase | 900 | 79.1577 USD |
| Purchase | 942 | 79.2517 USD |
| Purchase | 1,058 | 79.3045 USD |
| Purchase | 1,500 | 79.0656 USD |
| Purchase | 2,200 | 79.2345 USD |
| Purchase | 2,211 | 79.1685 USD |
| Purchase | 3,051 | 79.2158 USD |
| Purchase | 3,102 | 79.5424 USD |
| Purchase | 3,371 | 79.1736 USD |
| Purchase | 4,293 | 79.2123 USD |
| Purchase | 5,056 | 79.2104 USD |
| Purchase | 7,077 | 79.2223 USD |
| Purchase | 8,071 | 79.3970 USD |
| Purchase | 12,013 | 79.1790 USD |
| Purchase | 12,800 | 79.2300 USD |
| Purchase | 13,363 | 79.1905 USD |
| Purchase | 17,320 | 78.8222 USD |
| Purchase | 20,137 | 79.5564 USD |
| Purchase | 21,900 | 79.2730 USD |
| Purchase | 38,900 | 79.2480 USD |
| Purchase | 39,493 | 79.2008 USD |
| Purchase | 45,395 | 79.1636 USD |
| Purchase | 53,538 | 79.3206 USD |
| Purchase | 64,784 | 79.4637 USD |
| Purchase | 81,920 | 79.5500 USD |
| Purchase | 124,670 | 79.5459 USD |
| Purchase | 270,976 | 79.5462 USD |
| Sale | 5 | 79.1000 USD |
| Sale | 30 | 79.4100 USD |
| Sale | 71 | 79.0200 USD |
| Sale | 93 | 79.1200 USD |
| Sale | 100 | 78.9850 USD |
| Sale | 100 | 79.0100 USD |
| Sale | 100 | 79.0350 USD |
| Sale | 100 | 79.0600 USD |
| Sale | 100 | 79.1100 USD |
| Sale | 100 | 79.1600 USD |
| Sale | 100 | 79.2900 USD |
| Sale | 100 | 79.3100 USD |
| Sale | 100 | 79.3150 USD |
| Sale | 100 | 79.3250 USD |
| Sale | 100 | 79.4500 USD |
| Sale | 100 | 79.5700 USD |
| Sale | 100 | 79.5900 USD |
| Sale | 101 | 79.3400 USD |
| Sale | 108 | 79.3162 USD |
| Sale | 125 | 79.3552 USD |
| Sale | 168 | 79.3600 USD |
| Sale | 171 | 79.1800 USD |
| Sale | 199 | 79.3949 USD |
| Sale | 200 | 79.3750 USD |
| Sale | 200 | 79.0800 USD |
| Sale | 200 | 79.3050 USD |
| Sale | 200 | 79.1850 USD |
| Sale | 207 | 79.1396 USD |
| Sale | 250 | 79.5600 USD |
| Sale | 300 | 79.2933 USD |
| Sale | 300 | 79.2866 USD |
| Sale | 300 | 79.1533 USD |
| Sale | 300 | 79.1183 USD |
| Sale | 300 | 78.9683 USD |
| Sale | 300 | 79.4400 USD |
| Sale | 300 | 79.1750 USD |
| Sale | 301 | 78.8807 USD |
| Sale | 302 | 79.3433 USD |
| Sale | 306 | 79.4140 USD |
| Sale | 361 | 79.4200 USD |
| Sale | 380 | 79.3800 USD |
| Sale | 390 | 79.3735 USD |
| Sale | 400 | 79.2000 USD |
| Sale | 400 | 79.1075 USD |
| Sale | 404 | 79.0075 USD |
| Sale | 410 | 79.4741 USD |
| Sale | 500 | 79.0300 USD |
| Sale | 500 | 79.2760 USD |
| Sale | 600 | 78.9300 USD |
| Sale | 600 | 79.2100 USD |
| Sale | 650 | 79.3015 USD |
| Sale | 703 | 79.2677 USD |
| Sale | 753 | 79.4241 USD |
| Sale | 800 | 79.2287 USD |
| Sale | 807 | 79.2148 USD |
| Sale | 810 | 79.3929 USD |
| Sale | 886 | 79.2090 USD |
| Sale | 893 | 79.1738 USD |
| Sale | 1,000 | 79.2080 USD |
| Sale | 1,139 | 79.2514 USD |
| Sale | 1,246 | 79.3595 USD |
| Sale | 1,250 | 79.0860 USD |
| Sale | 1,345 | 79.0896 USD |
| Sale | 1,363 | 79.2137 USD |
| Sale | 1,411 | 79.1779 USD |
| Sale | 1,423 | 79.4287 USD |
| Sale | 1,500 | 79.2026 USD |
| Sale | 1,500 | 79.0656 USD |
| Sale | 1,507 | 79.2242 USD |
| Sale | 1,520 | 79.1577 USD |
| Sale | 1,555 | 79.3668 USD |
| Sale | 1,833 | 79.3823 USD |
| Sale | 2,026 | 79.1544 USD |
| Sale | 2,112 | 79.4380 USD |
| Sale | 2,119 | 79.1374 USD |
| Sale | 2,142 | 79.2521 USD |
| Sale | 2,200 | 79.1731 USD |
| Sale | 2,200 | 79.1609 USD |
| Sale | 2,780 | 79.3000 USD |
| Sale | 2,872 | 79.2868 USD |
| Sale | 3,187 | 79.5427 USD |
| Sale | 3,356 | 79.2952 USD |
| Sale | 3,446 | 79.3681 USD |
| Sale | 3,605 | 79.0045 USD |
| Sale | 4,800 | 79.2219 USD |
| Sale | 5,056 | 79.2104 USD |
| Sale | 5,226 | 79.2208 USD |
| Sale | 5,414 | 79.3491 USD |
| Sale | 5,947 | 79.3172 USD |
| Sale | 6,353 | 79.3309 USD |
| Sale | 7,134 | 79.3306 USD |
| Sale | 7,700 | 79.2364 USD |
| Sale | 8,660 | 78.8222 USD |
| Sale | 8,763 | 79.3689 USD |
| Sale | 13,500 | 79.2726 USD |
| Sale | 13,976 | 79.3151 USD |
| Sale | 13,992 | 79.3323 USD |
| Sale | 15,543 | 79.1798 USD |
| Sale | 16,603 | 79.1524 USD |
| Sale | 17,665 | 79.3608 USD |
| Sale | 18,549 | 79.5560 USD |
| Sale | 23,600 | 79.2463 USD |
| Sale | 26,400 | 79.2465 USD |
| Sale | 48,862 | 79.1880 USD |
| Sale | 90,811 | 79.3861 USD |
| Sale | 167,521 | 79.5500 USD |
| Sale | 268,376 | 79.5490 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 500 | 75 USD | American | 18 Sep 2020 | 9.0000 USD |
| Call Option | Purchasing | 1,000 | 77 USD | American | 1 Nov 2019 | 2.8100 USD |
| Call Option | Purchasing | 1,300 | 78 USD | American | 1 Nov 2019 | 2.0407 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 13 Dec 2019 | 3.3900 USD |
| Call Option | Purchasing | 2,000 | 79 USD | American | 1 Nov 2019 | 1.5300 USD |
| Call Option | Purchasing | 1,000 | 80 USD | American | 1 Nov 2019 | 0.9200 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 15 Nov 2019 | 1.9000 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 20 Dec 2019 | 2.2500 USD |
| Call Option | Purchasing | 100 | 82 USD | American | 1 Nov 2019 | 0.4400 USD |
| Call Option | Purchasing | 200 | 82 USD | American | 15 Nov 2019 | 0.7600 USD |
| Call Option | Purchasing | 100 | 82 USD | American | 13 Dec 2019 | 1.3900 USD |
| Call Option | Purchasing | 900 | 83 USD | American | 15 Nov 2019 | 0.4200 USD |
| Call Option | Purchasing | 400 | 83 USD | American | 15 Nov 2019 | 0.5725 USD |
| Call Option | Purchasing | 1,000 | 83 USD | American | 29 Nov 2019 | 0.7500 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 6 Dec 2019 | 0.4700 USD |
| Call Option | Purchasing | 1,800 | 85 USD | American | 21 Feb 2020 | 1.7600 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 21 Jan 2022 | 8.0000 USD |
| Call Option | Selling | 1,900 | 77 USD | American | 1 Nov 2019 | 3.1957 USD |
| Call Option | Selling | 100 | 78 USD | American | 15 Nov 2019 | 2.8300 USD |
| Call Option | Selling | 400 | 78 USD | American | 15 Nov 2019 | 2.8475 USD |
| Call Option | Selling | 100 | 78 USD | American | 29 Nov 2019 | 2.7000 USD |
| Call Option | Selling | 100 | 78 USD | American | 15 Jan 2021 | 8.7400 USD |
| Call Option | Selling | 200 | 79 USD | American | 1 Nov 2019 | 1.4600 USD |
| Call Option | Selling | 6,100 | 80 USD | American | 15 Nov 2019 | 1.3147 USD |
| Call Option | Selling | 1,300 | 81 USD | American | 1 Nov 2019 | 0.5946 USD |
| Call Option | Selling | 100 | 81 USD | American | 8 Nov 2019 | 0.7400 USD |
| Call Option | Selling | 400 | 83 USD | American | 1 Nov 2019 | 0.3000 USD |
| Call Option | Selling | 500 | 84 USD | American | 8 Nov 2019 | 0.1900 USD |
| Put Option | Purchasing | 1,000 | 75 USD | American | 6 Dec 2019 | 0.9900 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 1 Nov 2019 | 0.9600 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 8 Nov 2019 | 1.2200 USD |
| Put Option | Purchasing | 200 | 80 USD | American | 15 Nov 2019 | 1.7800 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 17 Jan 2020 | 7.5500 USD |
| Put Option | Selling | 200 | 60 USD | American | 17 Jan 2020 | 0.2200 USD |
| Put Option | Selling | 100 | 65 USD | American | 19 Jun 2020 | 2.1300 USD |
| Put Option | Selling | 300 | 70 USD | American | 15 Jan 2021 | 6.8000 USD |
| Put Option | Selling | 1,000 | 75 USD | American | 15 Nov 2019 | 0.4600 USD |
| Put Option | Selling | 15,000 | 75 USD | American | 15 Nov 2019 | 0.5400 USD |
| Put Option | Selling | 100 | 78 USD | American | 8 Nov 2019 | 1.1700 USD |
| Put Option | Selling | 100 | 78 USD | American | 15 Nov 2019 | 1.1600 USD |
| Put Option | Selling | 100 | 79 USD | American | 15 Nov 2019 | 1.6100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 7,200 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 900 | 78.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 74.5000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,200 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,900 | 73.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,900 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,000 | 80.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,900 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 81.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Call Options | Written | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 74.5000 | American | Nov 8, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 81.0000 | American | Nov 1, 2019 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,200 | 79.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 200 | 79.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 79.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,000 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 80.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -27,000 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 76.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 111,500 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,100 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 700 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 3,400 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 151,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -17,200 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 78.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 25,900 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,000 | 77.5000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 77.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 84.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 100 | 69.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 74.5000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Dec 6, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -600 | 84.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -100 | 72.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,400 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 73.0000 | American | Nov 1, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 85.0000 | American | Nov 22, 2019 |
| Put Options | Written | 26,400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 80.0000 | American | Nov 1, 2019 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 81.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 83.0000 | American | Nov 1, 2019 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,900 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 78.0000 | American | Nov 1, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 14,900 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,800 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,800 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,400 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 2,300 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 5,400 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 79.0000 | American | Nov 15, 2019 |
| Put Options | Written | 6,000 | 82.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,900 | 78.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 900 | 81.5000 | American | Nov 1, 2019 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 79.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 75.0000 | American | Dec 6, 2019 |
| Call Options | Written | -400 | 78.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,800 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191104005595/en/
Copyright Business Wire 2019
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