6th Dec 2019 14:45
Ap19
FORM 8.3 - Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,466,213 | 0.17% | 4,981,309 | 0.34% | ||
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|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
4,998,545 | 0.34% | 474,700 | 0.03% | ||
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|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,525,300 | 0.17% | 904,300 | 0.06% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
9,990,058 | 0.68% | 6,360,309 | 0.43% | ||
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|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 13 | 86.8900 USD |
| Purchase | 47 | 86.3950 USD |
| Purchase | 95 | 87.2700 USD |
| Purchase | 100 | 87.0000 USD |
| Purchase | 100 | 87.2200 USD |
| Purchase | 117 | 87.3552 USD |
| Purchase | 147 | 86.9529 USD |
| Purchase | 200 | 87.3050 USD |
| Purchase | 200 | 87.2500 USD |
| Purchase | 200 | 87.2475 USD |
| Purchase | 200 | 87.1700 USD |
| Purchase | 200 | 87.0075 USD |
| Purchase | 200 | 87.5000 USD |
| Purchase | 200 | 86.4000 USD |
| Purchase | 224 | 87.4000 USD |
| Purchase | 237 | 87.3730 USD |
| Purchase | 237 | 86.4075 USD |
| Purchase | 261 | 87.4298 USD |
| Purchase | 272 | 87.3852 USD |
| Purchase | 298 | 87.2300 USD |
| Purchase | 300 | 86.5833 USD |
| Purchase | 439 | 87.4016 USD |
| Purchase | 476 | 86.4885 USD |
| Purchase | 500 | 87.0190 USD |
| Purchase | 500 | 86.4530 USD |
| Purchase | 563 | 87.0792 USD |
| Purchase | 564 | 86.4160 USD |
| Purchase | 830 | 87.1036 USD |
| Purchase | 1,000 | 87.5100 USD |
| Purchase | 1,105 | 87.3470 USD |
| Purchase | 1,218 | 86.4672 USD |
| Purchase | 1,300 | 86.9626 USD |
| Purchase | 1,400 | 86.4928 USD |
| Purchase | 1,700 | 87.0147 USD |
| Purchase | 2,050 | 87.0212 USD |
| Purchase | 2,110 | 86.9676 USD |
| Purchase | 2,192 | 86.9098 USD |
| Purchase | 2,370 | 86.4405 USD |
| Purchase | 2,505 | 87.1836 USD |
| Purchase | 5,001 | 87.1344 USD |
| Purchase | 5,652 | 86.5309 USD |
| Purchase | 5,911 | 87.2025 USD |
| Purchase | 6,100 | 87.2093 USD |
| Purchase | 8,851 | 87.0651 USD |
| Purchase | 11,523 | 87.1163 USD |
| Purchase | 19,598 | 86.9381 USD |
| Purchase | 24,600 | 86.9215 USD |
| Purchase | 25,300 | 86.9207 USD |
| Purchase | 34,483 | 86.8267 USD |
| Purchase | 34,798 | 87.0309 USD |
| Purchase | 37,917 | 87.2000 USD |
| Purchase | 38,418 | 86.9723 USD |
| Purchase | 42,270 | 86.9645 USD |
| Purchase | 48,166 | 86.9759 USD |
| Purchase | 121,972 | 87.0425 USD |
| Sale | 10 | 87.1300 USD |
| Sale | 27 | 87.4000 USD |
| Sale | 46 | 86.2200 USD |
| Sale | 80 | 87.0200 USD |
| Sale | 100 | 87.1400 USD |
| Sale | 100 | 87.1700 USD |
| Sale | 100 | 87.4050 USD |
| Sale | 100 | 87.4900 USD |
| Sale | 100 | 86.4400 USD |
| Sale | 100 | 87.0300 USD |
| Sale | 100 | 87.0850 USD |
| Sale | 113 | 86.8812 USD |
| Sale | 128 | 86.3800 USD |
| Sale | 130 | 86.3715 USD |
| Sale | 147 | 86.3984 USD |
| Sale | 183 | 87.1012 USD |
| Sale | 190 | 87.1784 USD |
| Sale | 200 | 86.3900 USD |
| Sale | 200 | 87.0075 USD |
| Sale | 288 | 87.1756 USD |
| Sale | 304 | 86.9936 USD |
| Sale | 386 | 86.3794 USD |
| Sale | 400 | 87.2750 USD |
| Sale | 416 | 87.2214 USD |
| Sale | 547 | 87.2798 USD |
| Sale | 596 | 86.8840 USD |
| Sale | 600 | 87.2400 USD |
| Sale | 650 | 86.7112 USD |
| Sale | 749 | 87.1971 USD |
| Sale | 764 | 87.1720 USD |
| Sale | 799 | 86.9947 USD |
| Sale | 884 | 87.2190 USD |
| Sale | 946 | 86.8160 USD |
| Sale | 1,000 | 87.5100 USD |
| Sale | 1,150 | 87.3838 USD |
| Sale | 2,200 | 87.4037 USD |
| Sale | 3,000 | 87.3380 USD |
| Sale | 4,590 | 86.8527 USD |
| Sale | 5,948 | 86.9751 USD |
| Sale | 6,600 | 86.8770 USD |
| Sale | 18,800 | 86.9425 USD |
| Sale | 19,344 | 87.0212 USD |
| Sale | 24,400 | 86.9072 USD |
| Sale | 32,644 | 87.2000 USD |
| Sale | 38,902 | 86.7996 USD |
| Sale | 39,083 | 86.9449 USD |
| Sale | 60,883 | 86.8750 USD |
| Sale | 85,331 | 87.0965 USD |
| Sale | 133,847 | 87.0214 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
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| |
| Call Option | Purchasing | 5,000 | 80 USD | American | 21 Feb 2020 | 7.8000 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 13 Dec 2019 | 4.8100 USD |
| Call Option | Purchasing | 1,000 | 85 USD | American | 6 Dec 2019 | 2.0400 USD |
| Call Option | Purchasing | 300 | 85 USD | American | 21 Feb 2020 | 4.5900 USD |
| Call Option | Purchasing | 100 | 86 USD | American | 6 Dec 2019 | 1.2000 USD |
| Call Option | Purchasing | 200 | 87 USD | American | 6 Dec 2019 | 0.7500 USD |
| Call Option | Purchasing | 1,600 | 87 USD | American | 13 Dec 2019 | 1.0162 USD |
| Call Option | Purchasing | 100 | 87 USD | American | 20 Dec 2019 | 1.3200 USD |
| Call Option | Purchasing | 300 | 88 USD | American | 6 Dec 2019 | 0.2200 USD |
| Call Option | Purchasing | 1,000 | 88 USD | American | 13 Dec 2019 | 0.6190 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 20 Dec 2019 | 1.4600 USD |
| Call Option | Purchasing | 300 | 89 USD | American | 6 Dec 2019 | 0.0600 USD |
| Call Option | Purchasing | 1,900 | 90 USD | American | 20 Dec 2019 | 0.3900 USD |
| Call Option | Purchasing | 500 | 90 USD | American | 27 Dec 2019 | 0.4600 USD |
| Call Option | Purchasing | 700 | 90 USD | American | 21 Feb 2020 | 2.3571 USD |
| Call Option | Purchasing | 2,700 | 90 USD | American | 15 May 2020 | 3.7000 USD |
| Call Option | Purchasing | 200 | 100 USD | American | 19 Jun 2020 | 1.6500 USD |
| Call Option | Selling | 1,900 | 93 USD | American | 20 Dec 2019 | 0.1100 USD |
| Call Option | Selling | 500 | 95 USD | American | 21 Feb 2020 | 1.0200 USD |
| Call Option | Selling | 200 | 100 USD | American | 17 Jan 2020 | 0.0700 USD |
| Put Option | Purchasing | 100 | 68 USD | American | 19 Jun 2020 | 1.1400 USD |
| Put Option | Purchasing | 4,100 | 84 USD | American | 13 Dec 2019 | 0.4200 USD |
| Put Option | Purchasing | 1,000 | 87 USD | American | 6 Dec 2019 | 0.7400 USD |
| Put Option | Selling | 100 | 38 USD | American | 21 Jan 2022 | 1.2600 USD |
| Put Option | Selling | 100 | 40 USD | American | 21 Jan 2022 | 1.4000 USD |
| Put Option | Selling | 100 | 63 USD | American | 17 Jan 2020 | 0.0700 USD |
| Put Option | Selling | 200 | 65 USD | American | 19 Jun 2020 | 1.1750 USD |
| Put Option | Selling | 100 | 70 USD | American | 19 Jun 2020 | 1.6400 USD |
| Put Option | Selling | 4,100 | 84 USD | American | 13 Dec 2019 | 0.3500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 362,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 8,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 82.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 6,100 | 91.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,700 | 87.0000 | American | Dec 13, 2019 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 2,800 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -900 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,200 | 86.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -300 | 86.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -1,400 | 85.5000 | American | Dec 13, 2019 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 87.0000 | American | Dec 6, 2019 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 6, 2019 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,700 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 6, 2019 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 4,100 | 83.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 87.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,300 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,700 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 88.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,300 | 88.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 6, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,900 | 79.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,400 | 78.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 81.0000 | American | Dec 6, 2019 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -1,000 | 80.5000 | American | Dec 6, 2019 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 17,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,200 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 88.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 1,000 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 86.5000 | American | Dec 13, 2019 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,600 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 84.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,800 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,400 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -7,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -600 | 81.0000 | American | Dec 20, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 87.0000 | American | Dec 6, 2019 |
| Call Options | Written | -900 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 77.0000 | American | Dec 13, 2019 |
| Call Options | Written | -400 | 92.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -12,800 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 92.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -50,800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 11,000 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,300 | 86.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 5,100 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 85.0000 | American | Dec 6, 2019 |
| Put Options | Written | 2,900 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 900 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 18,100 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 86.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 23,600 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -4,100 | 84.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 81.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 86.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,400 | 89.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 86.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 9,200 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,700 | 83.5000 | American | Dec 6, 2019 |
| Put Options | Written | 29,500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 90.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 3,700 | 89.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 22,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 85.0000 | American | Dec 6, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 82.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Written | 15,600 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 83.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 86.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -2,000 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -53,000 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Dec 13, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,900 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 84.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 2,100 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,900 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,500 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 21,700 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 86.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 600 | 90.0000 | American | Dec 6, 2019 |
| Call Options | Written | -100 | 91.5000 | American | Dec 27, 2019 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Call Options | Written | -67,300 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 87.0000 | American | Dec 13, 2019 |
| Call Options | Written | -7,200 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 80.0000 | American | Dec 6, 2019 |
| Call Options | Written | -11,100 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -9,500 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Put Options | Written | 11,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,000 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 82.0000 | American | Dec 6, 2019 |
| Put Options | Written | 9,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 3,900 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,300 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 83.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 9,600 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 90.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -4,900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,200 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,200 | 95.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,800 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -5,900 | 95.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191206005294/en/
Copyright Business Wire 2019
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