24th Jan 2020 14:13
Ap19
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 22 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,158,762 | 0.21% | 4,012,943 | 0.27% | ||
(2) | Derivatives (other than options): | ||||
2,289,376 | 0.15% | 779,700 | 0.05% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 1,683,000 | 0.11% | 854,800 | 0.06% | |
| TOTAL: | |||||
7,131,138 | 0.48% | 5,647,443 | 0.38% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 87.5100 USD |
| Purchase | 1 | 87.4900 USD |
| Purchase | 3 | 87.4200 USD |
| Purchase | 11 | 87.4945 USD |
| Purchase | 12 | 87.3525 USD |
| Purchase | 15 | 87.9100 USD |
| Purchase | 21 | 87.4361 USD |
| Purchase | 25 | 87.3132 USD |
| Purchase | 28 | 87.3328 USD |
| Purchase | 37 | 87.9000 USD |
| Purchase | 38 | 87.9005 USD |
| Purchase | 46 | 87.7291 USD |
| Purchase | 100 | 87.2800 USD |
| Purchase | 100 | 87.2900 USD |
| Purchase | 116 | 87.2934 USD |
| Purchase | 169 | 87.3100 USD |
| Purchase | 186 | 87.3368 USD |
| Purchase | 200 | 87.2850 USD |
| Purchase | 200 | 87.3650 USD |
| Purchase | 225 | 87.8903 USD |
| Purchase | 300 | 87.3233 USD |
| Purchase | 300 | 87.3200 USD |
| Purchase | 398 | 87.3300 USD |
| Purchase | 400 | 87.2950 USD |
| Purchase | 400 | 91.0000 USD |
| Purchase | 400 | 87.4950 USD |
| Purchase | 400 | 90.0000 USD |
| Purchase | 456 | 87.3400 USD |
| Purchase | 609 | 87.4465 USD |
| Purchase | 619 | 87.7267 USD |
| Purchase | 680 | 87.5295 USD |
| Purchase | 900 | 87.3338 USD |
| Purchase | 1,100 | 87.5054 USD |
| Purchase | 1,400 | 87.5457 USD |
| Purchase | 1,459 | 87.4121 USD |
| Purchase | 1,553 | 87.2635 USD |
| Purchase | 1,700 | 87.3050 USD |
| Purchase | 1,800 | 87.4141 USD |
| Purchase | 2,900 | 87.6651 USD |
| Purchase | 3,066 | 87.5557 USD |
| Purchase | 3,311 | 87.8208 USD |
| Purchase | 3,700 | 87.4250 USD |
| Purchase | 5,400 | 87.3700 USD |
| Purchase | 7,300 | 87.5418 USD |
| Purchase | 8,594 | 87.3788 USD |
| Purchase | 9,000 | 87.5336 USD |
| Purchase | 14,739 | 87.5582 USD |
| Purchase | 17,900 | 87.4703 USD |
| Purchase | 17,958 | 87.6243 USD |
| Purchase | 18,546 | 87.9099 USD |
| Purchase | 30,726 | 87.5564 USD |
| Purchase | 30,800 | 87.5141 USD |
| Purchase | 41,848 | 87.2101 USD |
| Purchase | 47,949 | 87.5495 USD |
| Purchase | 60,522 | 87.2796 USD |
| Purchase | 104,212 | 87.2100 USD |
| Sale | 38 | 87.8492 USD |
| Sale | 38 | 87.9005 USD |
| Sale | 52 | 87.9029 USD |
| Sale | 71 | 87.9113 USD |
| Sale | 79 | 87.8889 USD |
| Sale | 100 | 87.1700 USD |
| Sale | 100 | 87.2600 USD |
| Sale | 100 | 87.3650 USD |
| Sale | 100 | 87.4900 USD |
| Sale | 100 | 87.8000 USD |
| Sale | 100 | 87.9050 USD |
| Sale | 100 | 87.9200 USD |
| Sale | 100 | 87.9350 USD |
| Sale | 100 | 87.9400 USD |
| Sale | 100 | 88.1100 USD |
| Sale | 101 | 87.8203 USD |
| Sale | 105 | 87.8292 USD |
| Sale | 120 | 87.3660 USD |
| Sale | 200 | 87.7250 USD |
| Sale | 200 | 87.3300 USD |
| Sale | 200 | 87.5450 USD |
| Sale | 250 | 87.8440 USD |
| Sale | 261 | 87.8040 USD |
| Sale | 300 | 87.8066 USD |
| Sale | 300 | 87.3433 USD |
| Sale | 300 | 87.8866 USD |
| Sale | 300 | 87.5800 USD |
| Sale | 300 | 87.6366 USD |
| Sale | 400 | 87.5325 USD |
| Sale | 400 | 87.2875 USD |
| Sale | 400 | 87.3387 USD |
| Sale | 400 | 87.5737 USD |
| Sale | 405 | 87.2824 USD |
| Sale | 500 | 87.7140 USD |
| Sale | 500 | 87.3490 USD |
| Sale | 500 | 87.4130 USD |
| Sale | 501 | 87.3707 USD |
| Sale | 519 | 87.3673 USD |
| Sale | 570 | 87.4600 USD |
| Sale | 696 | 87.8412 USD |
| Sale | 700 | 87.6271 USD |
| Sale | 700 | 87.8028 USD |
| Sale | 739 | 87.5559 USD |
| Sale | 799 | 87.8274 USD |
| Sale | 800 | 87.8362 USD |
| Sale | 1,066 | 87.3663 USD |
| Sale | 1,100 | 87.5054 USD |
| Sale | 1,108 | 87.7789 USD |
| Sale | 1,247 | 87.7474 USD |
| Sale | 1,365 | 87.4570 USD |
| Sale | 1,458 | 87.3702 USD |
| Sale | 1,466 | 87.4939 USD |
| Sale | 1,523 | 87.6985 USD |
| Sale | 1,594 | 87.5885 USD |
| Sale | 1,700 | 87.3050 USD |
| Sale | 1,788 | 87.2924 USD |
| Sale | 2,177 | 87.7742 USD |
| Sale | 2,753 | 87.2854 USD |
| Sale | 2,900 | 87.6651 USD |
| Sale | 3,500 | 87.5447 USD |
| Sale | 3,700 | 87.4250 USD |
| Sale | 3,800 | 87.3379 USD |
| Sale | 3,830 | 87.4270 USD |
| Sale | 4,891 | 87.4761 USD |
| Sale | 5,300 | 87.5130 USD |
| Sale | 5,400 | 87.5495 USD |
| Sale | 5,400 | 87.3700 USD |
| Sale | 6,100 | 87.4589 USD |
| Sale | 7,590 | 87.7975 USD |
| Sale | 15,700 | 87.5660 USD |
| Sale | 18,546 | 87.9099 USD |
| Sale | 19,807 | 87.2278 USD |
| Sale | 23,904 | 87.2670 USD |
| Sale | 27,300 | 87.5186 USD |
| Sale | 33,250 | 87.6073 USD |
| Sale | 41,919 | 87.2112 USD |
| Sale | 85,392 | 87.2100 USD |
| Sale | 87,833 | 87.3740 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | |
| unit | |||
| SWAP | Long | 8,660 | 87.5568 USD | |
| SWAP | Long | 18,846 | 87.8892 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | |
| selling, | securities | paid/ | |||
| varying etc | to which | received | |||
| option |
| ||||
| relates |
| ||||
Call Option | Purchasing | 1,200 | 85 USD | American | 19 Jun 2020 | 6.5100 USD |
Call Option | Purchasing | 700 | 88 USD | American | 24 Jan 2020 | 0.3742 USD |
Call Option | Purchasing | 100 | 89 USD | American | 24 Jan 2020 | 0.1800 USD |
Call Option | Purchasing | 4,000 | 89 USD | American | 31 Jan 2020 | 0.6180 USD |
Call Option | Purchasing | 300 | 90 USD | American | 24 Jan 2020 | 0.0633 USD |
Call Option | Purchasing | 2,200 | 90 USD | American | 31 Jan 2020 | 0.4836 USD |
Call Option | Purchasing | 300 | 90 USD | American | 21 Feb 2020 | 1.5400 USD |
Call Option | Purchasing | 100 | 91 USD | American | 21 Feb 2020 | 1.4000 USD |
Call Option | Purchasing | 1,300 | 92 USD | American | 21 Feb 2020 | 0.7400 USD |
Call Option | Purchasing | 200 | 93 USD | American | 21 Feb 2020 | 0.7900 USD |
Call Option | Purchasing | 100 | 95 USD | American | 21 Feb 2020 | 0.2900 USD |
Call Option | Purchasing | 100 | 95 USD | American | 20 Mar 2020 | 0.6500 USD |
Call Option | Selling | 100 | 80 USD | American | 21 Jan 2022 | 13.4500 USD |
Call Option | Selling | 100 | 83 USD | American | 21 Jan 2022 | 12.2000 USD |
Call Option | Selling | 100 | 88 USD | American | 31 Jan 2020 | 1.4700 USD |
Call Option | Selling | 1,000 | 91 USD | American | 7 Feb 2020 | 0.6700 USD |
Call Option | Selling | 100 | 110 USD | American | 21 Jan 2022 | 3.3500 USD |
Put Option | Purchasing | 2,400 | 80 USD | American | 20 Mar 2020 | 0.8108 USD |
Put Option | Purchasing | 300 | 82 USD | American | 31 Jan 2020 | 0.0800 USD |
Put Option | Purchasing | 200 | 85 USD | American | 21 Feb 2020 | 1.2700 USD |
Put Option | Purchasing | 1,500 | 87 USD | American | 24 Jan 2020 | 0.2200 USD |
Put Option | Purchasing | 300 | 88 USD | American | 24 Jan 2020 | 0.3833 USD |
Put Option | Purchasing | 100 | 88 USD | American | 31 Jan 2020 | 1.0700 USD |
Put Option | Purchasing | 6,900 | 88 USD | American | 31 Jan 2020 | 1.1000 USD |
Put Option | Purchasing | 100 | 90 USD | American | 24 Jan 2020 | 2.0300 USD |
Put Option | Purchasing | 5,000 | 90 USD | American | 21 Feb 2020 | 3.5500 USD |
Put Option | Purchasing | 200 | 95 USD | American | 21 Feb 2020 | 7.3300 USD |
Put Option | Selling | 100 | 87 USD | American | 31 Jan 2020 | 0.6700 USD |
Put Option | Selling | 5,000 | 91 USD | American | 21 Feb 2020 | 4.2200 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Put Options | Written | 11,200 | 84.5000 | American | Feb 21, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,900 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 100.0000 | American | Mar 20, 2020 |
| Put Options | Written | 11,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 89.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 88.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,600 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 86.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 2,600 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -20,600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 85.5000 | American | Jan 24, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,800 | 92.5000 | American | Feb 7, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 82.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -20,100 | 92.0000 | American | Feb 7, 2020 |
| Call Options | Written | -200 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 84.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 93.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 105.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 19,600 | 92.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,200 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,500 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,100 | 89.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 8,400 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,000 | 91.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 62.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 91.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Feb 28, 2020 |
| Call Options | Purchased | 5,800 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,400 | 80.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 95.0000 | American | Jan 31, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 87.5000 | American | Jan 24, 2020 |
| Call Options | Written | -100 | 87.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 91.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,000 | 91.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,500 | 89.0000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 100 | 90.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 87.5000 | American | Feb 7, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 97.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 5,000 | 95.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 89.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Feb 14, 2020 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 90.5000 | American | Feb 28, 2020 |
| Call Options | Purchased | 3,000 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 900 | 88.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 90.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,100 | 89.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 3,900 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 6,400 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 93.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 85.0000 | American | Feb 7, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,400 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 89.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -2,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -10,600 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 87.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -8,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -13,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 16,800 | 85.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 2,000 | 90.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 13,800 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,800 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 36,300 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,600 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 89.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,300 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,700 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 89.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 89.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 84.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,000 | 93.5000 | American | Feb 14, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jan 31, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 88.5000 | American | Jan 24, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,000 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 81.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 88.0000 | American | Jan 24, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,500 | 92.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 16,700 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,700 | 90.5000 | American | Jan 24, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 5,400 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 12,700 | 84.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 95.0000 | American | Feb 14, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,800 | 88.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,900 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 83.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -400 | 90.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -15,500 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 5,000 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 89.0000 | American | Feb 7, 2020 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 16,000 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 93.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 82.0000 | American | Jan 31, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 87.5000 | American | Jan 31, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Written | -5,600 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 87.0000 | American | Jan 24, 2020 |
| Call Options | Written | -4,600 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -7,900 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200124005270/en/
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