15th Oct 2019 11:54
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 10 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,387,739 | 0.16% | 3,369,510 | 0.23% | ||
(2) | Derivatives (other than options): | ||||
1,537,744 | 0.10% | 16,500 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,026,200 | 0.14% | 1,090,900 | 0.07% | |
| TOTAL: | |||||
5,951,683 | 0.40% | 4,476,910 | 0.30% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 37 | 74.3800 USD |
| Purchase | 100 | 74.5900 USD |
| Purchase | 100 | 71.0000 USD |
| Purchase | 100 | 74.5300 USD |
| Purchase | 100 | 74.4600 USD |
| Purchase | 100 | 74.3700 USD |
| Purchase | 100 | 74.3000 USD |
| Purchase | 100 | 74.2700 USD |
| Purchase | 100 | 74.2200 USD |
| Purchase | 148 | 74.2800 USD |
| Purchase | 195 | 74.3014 USD |
| Purchase | 199 | 74.3100 USD |
| Purchase | 200 | 73.7550 USD |
| Purchase | 200 | 74.3950 USD |
| Purchase | 200 | 74.3825 USD |
| Purchase | 200 | 73.5725 USD |
| Purchase | 300 | 74.4900 USD |
| Purchase | 300 | 74.2100 USD |
| Purchase | 300 | 73.0000 USD |
| Purchase | 300 | 74.3350 USD |
| Purchase | 301 | 74.3581 USD |
| Purchase | 325 | 74.2854 USD |
| Purchase | 355 | 73.6388 USD |
| Purchase | 400 | 47.5000 USD |
| Purchase | 500 | 74.4740 USD |
| Purchase | 600 | 74.0666 USD |
| Purchase | 600 | 72.0000 USD |
| Purchase | 603 | 74.1947 USD |
| Purchase | 620 | 74.3480 USD |
| Purchase | 676 | 74.3467 USD |
| Purchase | 700 | 74.4307 USD |
| Purchase | 700 | 74.4142 USD |
| Purchase | 743 | 73.6105 USD |
| Purchase | 789 | 74.2438 USD |
| Purchase | 789 | 74.4665 USD |
| Purchase | 894 | 74.3586 USD |
| Purchase | 934 | 74.2261 USD |
| Purchase | 1,000 | 66.5000 USD |
| Purchase | 1,000 | 64.0000 USD |
| Purchase | 1,100 | 74.2893 USD |
| Purchase | 1,100 | 74.2472 USD |
| Purchase | 1,188 | 74.4450 USD |
| Purchase | 1,192 | 74.3048 USD |
| Purchase | 1,200 | 73.5000 USD |
| Purchase | 1,359 | 73.5919 USD |
| Purchase | 1,424 | 74.4146 USD |
| Purchase | 1,485 | 74.3920 USD |
| Purchase | 1,562 | 74.3339 USD |
| Purchase | 1,821 | 74.3239 USD |
| Purchase | 2,300 | 74.2625 USD |
| Purchase | 2,426 | 74.3510 USD |
| Purchase | 2,800 | 74.0000 USD |
| Purchase | 3,042 | 74.2816 USD |
| Purchase | 3,325 | 74.2972 USD |
| Purchase | 3,588 | 73.5719 USD |
| Purchase | 3,975 | 73.3566 USD |
| Purchase | 4,110 | 73.5889 USD |
| Purchase | 4,202 | 74.4500 USD |
| Purchase | 4,272 | 74.3310 USD |
| Purchase | 4,400 | 50.0000 USD |
| Purchase | 4,500 | 69.0000 USD |
| Purchase | 5,097 | 74.1853 USD |
| Purchase | 6,600 | 65.0000 USD |
| Purchase | 6,639 | 74.3723 USD |
| Purchase | 6,900 | 72.5000 USD |
| Purchase | 7,200 | 55.0000 USD |
| Purchase | 8,000 | 68.0000 USD |
| Purchase | 9,000 | 68.5000 USD |
| Purchase | 9,340 | 74.2961 USD |
| Purchase | 9,990 | 74.3291 USD |
| Purchase | 12,555 | 74.2941 USD |
| Purchase | 16,500 | 74.1401 USD |
| Purchase | 17,931 | 74.3884 USD |
| Purchase | 18,700 | 60.0000 USD |
| Purchase | 20,600 | 70.0000 USD |
| Purchase | 21,080 | 74.1778 USD |
| Purchase | 22,717 | 73.9036 USD |
| Purchase | 23,300 | 74.1897 USD |
| Purchase | 30,000 | 67.5000 USD |
| Purchase | 42,700 | 74.3992 USD |
| Purchase | 53,263 | 74.3490 USD |
| Purchase | 56,137 | 74.4497 USD |
| Purchase | 67,733 | 74.3520 USD |
| Sale | 1 | 73.3000 USD |
| Sale | 1 | 74.2700 USD |
| Sale | 24 | 73.3900 USD |
| Sale | 40 | 74.1200 USD |
| Sale | 48 | 74.3100 USD |
| Sale | 93 | 74.4900 USD |
| Sale | 100 | 72.5000 USD |
| Sale | 100 | 74.3700 USD |
| Sale | 100 | 74.5000 USD |
| Sale | 100 | 74.3500 USD |
| Sale | 100 | 74.3000 USD |
| Sale | 100 | 74.2950 USD |
| Sale | 102 | 74.1539 USD |
| Sale | 107 | 74.5200 USD |
| Sale | 109 | 74.1173 USD |
| Sale | 177 | 74.2900 USD |
| Sale | 187 | 74.3246 USD |
| Sale | 200 | 74.2050 USD |
| Sale | 200 | 73.3350 USD |
| Sale | 200 | 73.7550 USD |
| Sale | 229 | 73.3654 USD |
| Sale | 248 | 74.2800 USD |
| Sale | 258 | 73.3658 USD |
| Sale | 300 | 74.4683 USD |
| Sale | 300 | 73.3933 USD |
| Sale | 300 | 74.1066 USD |
| Sale | 300 | 74.1866 USD |
| Sale | 300 | 74.2783 USD |
| Sale | 300 | 74.4066 USD |
| Sale | 302 | 73.3519 USD |
| Sale | 450 | 74.3233 USD |
| Sale | 500 | 74.4740 USD |
| Sale | 587 | 74.3131 USD |
| Sale | 600 | 74.3350 USD |
| Sale | 633 | 74.3257 USD |
| Sale | 666 | 74.3544 USD |
| Sale | 689 | 74.3223 USD |
| Sale | 700 | 74.1771 USD |
| Sale | 791 | 74.3752 USD |
| Sale | 799 | 73.3325 USD |
| Sale | 900 | 74.2894 USD |
| Sale | 900 | 74.2927 USD |
| Sale | 1,150 | 74.2969 USD |
| Sale | 1,200 | 74.2925 USD |
| Sale | 1,200 | 73.8683 USD |
| Sale | 1,324 | 74.4903 USD |
| Sale | 1,400 | 74.4871 USD |
| Sale | 1,400 | 74.3128 USD |
| Sale | 1,500 | 74.4696 USD |
| Sale | 1,886 | 73.3617 USD |
| Sale | 2,000 | 74.5097 USD |
| Sale | 2,210 | 74.3346 USD |
| Sale | 2,600 | 62.5000 USD |
| Sale | 2,715 | 74.4081 USD |
| Sale | 2,865 | 74.4603 USD |
| Sale | 3,047 | 74.3394 USD |
| Sale | 3,182 | 74.4500 USD |
| Sale | 3,314 | 74.4358 USD |
| Sale | 4,378 | 74.4673 USD |
| Sale | 4,500 | 74.3662 USD |
| Sale | 8,800 | 74.4030 USD |
| Sale | 9,600 | 74.0297 USD |
| Sale | 10,000 | 73.5845 USD |
| Sale | 10,860 | 74.3679 USD |
| Sale | 12,100 | 74.2833 USD |
| Sale | 14,343 | 74.4167 USD |
| Sale | 14,562 | 74.1912 USD |
| Sale | 21,700 | 74.2097 USD |
| Sale | 29,115 | 74.1322 USD |
| Sale | 41,489 | 74.3364 USD |
| Sale | 53,045 | 74.3970 USD |
| Sale | 66,955 | 74.4264 USD |
| Sale | 79,283 | 74.2333 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 3,500 | 71 USD | American | 29 Nov 2019 | 4.6500 USD |
| Call Option | Purchasing | 600 | 72 USD | American | 11 Oct 2019 | 2.1700 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 11 Oct 2019 | 1.1200 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 18 Oct 2019 | 0.9800 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 21 Feb 2020 | 5.0000 USD |
| Call Option | Purchasing | 100 | 74 USD | American | 11 Oct 2019 | 0.3200 USD |
| Call Option | Purchasing | 1,800 | 74 USD | American | 11 Oct 2019 | 0.3683 USD |
| Call Option | Purchasing | 900 | 75 USD | American | 11 Oct 2019 | 0.2300 USD |
| Call Option | Purchasing | 200 | 75 USD | American | 18 Oct 2019 | 0.3900 USD |
| Call Option | Purchasing | 800 | 75 USD | American | 25 Oct 2019 | 0.6400 USD |
| Call Option | Purchasing | 100 | 75 USD | American | 15 Nov 2019 | 1.6300 USD |
| Call Option | Purchasing | 700 | 78 USD | American | 15 Nov 2019 | 0.8500 USD |
| Call Option | Purchasing | 200 | 78 USD | American | 17 Jan 2020 | 2.1000 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 17 Jan 2020 | 0.8400 USD |
| Call Option | Purchasing | 200 | 88 USD | American | 21 Feb 2020 | 0.5700 USD |
| Call Option | Selling | 400 | 48 USD | American | 19 Jun 2020 | 25.6500 USD |
| Call Option | Selling | 2,000 | 50 USD | American | 17 Jan 2020 | 24.5700 USD |
| Call Option | Selling | 2,400 | 50 USD | American | 19 Jun 2020 | 24.2000 USD |
| Call Option | Selling | 4,000 | 55 USD | American | 17 Jan 2020 | 16.7100 USD |
| Call Option | Selling | 3,200 | 55 USD | American | 21 Feb 2020 | 18.1500 USD |
| Call Option | Selling | 18,700 | 60 USD | American | 17 Jan 2020 | 13.6000 USD |
| Call Option | Selling | 1,000 | 64 USD | American | 11 Oct 2019 | 7.8500 USD |
| Call Option | Selling | 100 | 65 USD | American | 1 Nov 2019 | 7.9000 USD |
| Call Option | Selling | 6,500 | 65 USD | American | 15 Nov 2019 | 8.6000 USD |
| Call Option | Selling | 1,000 | 67 USD | American | 11 Oct 2019 | 5.7500 USD |
| Call Option | Selling | 4,400 | 68 USD | American | 18 Oct 2019 | 6.4000 USD |
| Call Option | Selling | 8,000 | 68 USD | American | 25 Oct 2019 | 5.1000 USD |
| Call Option | Selling | 25,600 | 68 USD | American | 15 Nov 2019 | 6.0000 USD |
| Call Option | Selling | 9,000 | 69 USD | American | 25 Oct 2019 | 4.6500 USD |
| Call Option | Selling | 4,500 | 69 USD | American | 25 Oct 2019 | 4.8300 USD |
| Call Option | Selling | 200 | 70 USD | American | 11 Oct 2019 | 3.6500 USD |
| Call Option | Selling | 20,000 | 70 USD | American | 18 Oct 2019 | 3.6400 USD |
| Call Option | Selling | 400 | 70 USD | American | 25 Oct 2019 | 3.5500 USD |
| Call Option | Selling | 3,700 | 70 USD | American | 15 Nov 2019 | 4.7440 USD |
| Call Option | Selling | 100 | 71 USD | American | 25 Oct 2019 | 3.7500 USD |
| Call Option | Selling | 600 | 72 USD | American | 11 Oct 2019 | 1.4300 USD |
| Call Option | Selling | 200 | 73 USD | American | 11 Oct 2019 | 0.8100 USD |
| Call Option | Selling | 6,900 | 73 USD | American | 18 Oct 2019 | 1.1200 USD |
| Call Option | Selling | 100 | 73 USD | American | 18 Oct 2019 | 1.3200 USD |
| Call Option | Selling | 100 | 73 USD | American | 15 Nov 2019 | 2.8600 USD |
| Call Option | Selling | 2,800 | 74 USD | American | 11 Oct 2019 | 0.2700 USD |
| Call Option | Selling | 1,200 | 74 USD | American | 11 Oct 2019 | 0.3900 USD |
| Call Option | Selling | 100 | 75 USD | American | 11 Oct 2019 | 0.1000 USD |
| Call Option | Selling | 800 | 75 USD | American | 18 Oct 2019 | 0.5200 USD |
| Call Option | Selling | 1,000 | 76 USD | American | 11 Oct 2019 | 0.0400 USD |
| Call Option | Selling | 100 | 77 USD | American | 11 Oct 2019 | 0.0300 USD |
| Call Option | Selling | 19,700 | 80 USD | American | 11 Oct 2019 | 0.0200 USD |
| Call Option | Selling | 200 | 80 USD | American | 25 Oct 2019 | 0.0600 USD |
| Put Option | Purchasing | 400 | 40 USD | American | 21 Jan 2022 | 2.7500 USD |
| Put Option | Purchasing | 200 | 70 USD | American | 15 Nov 2019 | 1.4000 USD |
| Put Option | Purchasing | 100 | 70 USD | American | 17 Jan 2020 | 2.9100 USD |
| Put Option | Purchasing | 2,300 | 73 USD | American | 11 Oct 2019 | 0.4339 USD |
| Put Option | Selling | 400 | 63 USD | American | 15 Nov 2019 | 0.2400 USD |
| Put Option | Selling | 1,500 | 68 USD | American | 18 Oct 2019 | 0.0600 USD |
| Put Option | Selling | 500 | 68 USD | American | 15 Nov 2019 | 0.8300 USD |
| Put Option | Selling | 1,000 | 72 USD | American | 11 Oct 2019 | 0.0800 USD |
| Put Option | Selling | 100 | 75 USD | American | 11 Oct 2019 | 1.6400 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 15 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,200 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,200 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,000 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 72.0000 | American | Oct 18, 2019 |
| Call Options | Written | -8,500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 78.0000 | American | Oct 18, 2019 |
| Call Options | Written | -500 | 76.5000 | American | Oct 11, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,400 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 70.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 74.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -7,800 | 76.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 36,900 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,600 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,300 | 74.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 700 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -700 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -19,600 | 80.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -900 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -14,100 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Written | -11,400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Oct 25, 2019 |
| Put Options | Written | 6,600 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Written | 1,000 | 71.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,600 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -28,900 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,600 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 104,700 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 73.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 80.0000 | American | Oct 18, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 72.5000 | American | Oct 11, 2019 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 75.0000 | American | Oct 25, 2019 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 76.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Put Options | Written | 9,900 | 74.0000 | American | Oct 18, 2019 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 30,700 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 76.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 18,600 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 600 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -22,300 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -9,400 | 75.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 73.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 60.0000 | American | Oct 18, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 25,400 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 12,300 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 4,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 9,700 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 26,200 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 77.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 69.5000 | American | Oct 11, 2019 |
| Call Options | Written | -2,300 | 76.5000 | American | Oct 18, 2019 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 74.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 67.0000 | American | Oct 11, 2019 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Oct 11, 2019 |
| Put Options | Written | 2,800 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -300 | 71.0000 | American | Oct 11, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -11,400 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 68.0000 | American | Oct 11, 2019 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -11,700 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -39,300 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -11,900 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 15,900 | 65.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 14,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 200 | 74.5000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 800 | 77.5000 | American | Oct 11, 2019 |
| Put Options | Written | 100 | 69.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 63.0000 | American | Oct 11, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 74.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 8,500 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,500 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,500 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 72.5000 | American | Oct 11, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -14,200 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -15,000 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 74.0000 | American | Oct 11, 2019 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191015005564/en/
Copyright Business Wire 2019
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