23rd Mar 2020 10:41
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,751,745 | 0.19% | 4,304,031 | 0.29% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,159,179 | 0.15% | 552,566 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,673,500 | 0.11% | 1,586,000 | 0.11% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
6,584,424 | 0.45% | 6,442,597 | 0.44% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 68.1300 USD |
| Purchase | 100 | 69.1900 USD |
| Purchase | 100 | 69.1700 USD |
| Purchase | 100 | 69.1100 USD |
| Purchase | 100 | 69.5400 USD |
| Purchase | 100 | 69.0800 USD |
| Purchase | 100 | 67.4700 USD |
| Purchase | 100 | 68.9800 USD |
| Purchase | 100 | 68.3300 USD |
| Purchase | 100 | 69.8400 USD |
| Purchase | 100 | 69.7800 USD |
| Purchase | 100 | 67.5200 USD |
| Purchase | 110 | 68.2981 USD |
| Purchase | 200 | 69.2100 USD |
| Purchase | 200 | 69.1600 USD |
| Purchase | 200 | 68.8700 USD |
| Purchase | 200 | 68.5175 USD |
| Purchase | 200 | 68.4900 USD |
| Purchase | 200 | 68.2050 USD |
| Purchase | 207 | 70.0713 USD |
| Purchase | 296 | 68.4966 USD |
| Purchase | 300 | 68.7200 USD |
| Purchase | 300 | 69.1433 USD |
| Purchase | 300 | 68.7900 USD |
| Purchase | 300 | 68.5616 USD |
| Purchase | 300 | 68.9166 USD |
| Purchase | 300 | 68.3700 USD |
| Purchase | 400 | 68.9000 USD |
| Purchase | 400 | 68.3875 USD |
| Purchase | 400 | 69.0937 USD |
| Purchase | 400 | 68.2875 USD |
| Purchase | 400 | 68.0937 USD |
| Purchase | 400 | 67.9775 USD |
| Purchase | 400 | 69.3612 USD |
| Purchase | 400 | 67.8775 USD |
| Purchase | 411 | 68.6409 USD |
| Purchase | 451 | 67.8375 USD |
| Purchase | 460 | 69.1021 USD |
| Purchase | 500 | 69.1340 USD |
| Purchase | 500 | 69.0560 USD |
| Purchase | 504 | 68.8209 USD |
| Purchase | 537 | 68.2149 USD |
| Purchase | 600 | 68.2850 USD |
| Purchase | 600 | 68.5366 USD |
| Purchase | 600 | 69.0400 USD |
| Purchase | 600 | 69.8192 USD |
| Purchase | 607 | 69.8000 USD |
| Purchase | 624 | 68.2391 USD |
| Purchase | 658 | 67.9791 USD |
| Purchase | 709 | 68.4950 USD |
| Purchase | 800 | 69.0568 USD |
| Purchase | 978 | 70.0817 USD |
| Purchase | 1,050 | 69.5742 USD |
| Purchase | 1,064 | 69.1436 USD |
| Purchase | 1,200 | 68.4075 USD |
| Purchase | 1,200 | 68.5225 USD |
| Purchase | 1,200 | 68.5525 USD |
| Purchase | 1,222 | 69.1823 USD |
| Purchase | 1,324 | 67.6933 USD |
| Purchase | 1,535 | 68.4605 USD |
| Purchase | 1,600 | 68.4586 USD |
| Purchase | 1,700 | 69.0829 USD |
| Purchase | 1,823 | 67.6696 USD |
| Purchase | 1,831 | 69.0165 USD |
| Purchase | 2,000 | 69.1997 USD |
| Purchase | 2,307 | 68.5511 USD |
| Purchase | 2,320 | 69.8196 USD |
| Purchase | 2,600 | 71.5574 USD |
| Purchase | 2,702 | 68.5293 USD |
| Purchase | 2,791 | 68.5230 USD |
| Purchase | 2,900 | 67.6600 USD |
| Purchase | 3,245 | 69.4843 USD |
| Purchase | 3,400 | 69.1597 USD |
| Purchase | 3,428 | 69.1556 USD |
| Purchase | 3,462 | 68.8259 USD |
| Purchase | 3,500 | 68.2908 USD |
| Purchase | 3,738 | 70.6687 USD |
| Purchase | 4,700 | 68.2870 USD |
| Purchase | 5,808 | 68.0336 USD |
| Purchase | 6,564 | 69.1558 USD |
| Purchase | 8,110 | 68.5719 USD |
| Purchase | 8,161 | 71.2395 USD |
| Purchase | 9,650 | 69.1626 USD |
| Purchase | 10,011 | 69.6245 USD |
| Purchase | 10,740 | 68.8470 USD |
| Purchase | 12,599 | 69.1015 USD |
| Purchase | 18,650 | 68.5691 USD |
| Purchase | 20,352 | 70.5734 USD |
| Purchase | 25,493 | 70.3072 USD |
| Purchase | 28,133 | 69.5195 USD |
| Purchase | 37,000 | 71.0600 USD |
| Purchase | 77,465 | 69.5462 USD |
| Purchase | 87,500 | 69.5665 USD |
| Purchase | 111,948 | 68.8200 USD |
| Purchase | 122,320 | 69.4836 USD |
| Purchase | 131,300 | 69.6754 USD |
| Purchase | 153,250 | 69.7122 USD |
| Purchase | 448,197 | 70.6237 USD |
| Sale | 20 | 72.2300 USD |
| Sale | 23 | 68.3700 USD |
| Sale | 24 | 69.5000 USD |
| Sale | 39 | 71.2400 USD |
| Sale | 40 | 72.3000 USD |
| Sale | 90 | 71.2100 USD |
| Sale | 95 | 67.9100 USD |
| Sale | 100 | 68.4550 USD |
| Sale | 100 | 68.5600 USD |
| Sale | 100 | 68.3400 USD |
| Sale | 100 | 72.0450 USD |
| Sale | 100 | 71.9500 USD |
| Sale | 100 | 72.1850 USD |
| Sale | 100 | 71.2200 USD |
| Sale | 100 | 71.3650 USD |
| Sale | 100 | 72.1700 USD |
| Sale | 197 | 68.7615 USD |
| Sale | 200 | 68.3150 USD |
| Sale | 200 | 68.2800 USD |
| Sale | 200 | 68.2750 USD |
| Sale | 200 | 72.1900 USD |
| Sale | 200 | 68.2775 USD |
| Sale | 200 | 68.6900 USD |
| Sale | 203 | 68.3497 USD |
| Sale | 250 | 68.3470 USD |
| Sale | 300 | 68.9166 USD |
| Sale | 300 | 69.6066 USD |
| Sale | 300 | 67.8300 USD |
| Sale | 300 | 68.0800 USD |
| Sale | 300 | 68.2900 USD |
| Sale | 300 | 68.4633 USD |
| Sale | 347 | 70.4374 USD |
| Sale | 373 | 69.6730 USD |
| Sale | 490 | 68.1348 USD |
| Sale | 500 | 68.4000 USD |
| Sale | 500 | 70.3820 USD |
| Sale | 515 | 68.8617 USD |
| Sale | 650 | 68.3315 USD |
| Sale | 700 | 68.4571 USD |
| Sale | 700 | 68.3221 USD |
| Sale | 700 | 68.3300 USD |
| Sale | 700 | 68.3542 USD |
| Sale | 800 | 68.2681 USD |
| Sale | 800 | 69.3268 USD |
| Sale | 800 | 68.4475 USD |
| Sale | 850 | 68.2735 USD |
| Sale | 900 | 68.4444 USD |
| Sale | 911 | 71.6459 USD |
| Sale | 927 | 68.2869 USD |
| Sale | 950 | 68.2300 USD |
| Sale | 955 | 68.4290 USD |
| Sale | 1,001 | 68.8161 USD |
| Sale | 1,050 | 68.3684 USD |
| Sale | 1,090 | 68.4514 USD |
| Sale | 1,155 | 71.8303 USD |
| Sale | 1,200 | 68.1633 USD |
| Sale | 1,247 | 71.3319 USD |
| Sale | 1,256 | 71.0902 USD |
| Sale | 1,471 | 69.6706 USD |
| Sale | 1,500 | 68.2373 USD |
| Sale | 1,508 | 68.9677 USD |
| Sale | 1,524 | 68.3815 USD |
| Sale | 1,578 | 68.7751 USD |
| Sale | 1,679 | 67.6871 USD |
| Sale | 1,700 | 68.3538 USD |
| Sale | 1,700 | 68.5138 USD |
| Sale | 1,800 | 69.1072 USD |
| Sale | 1,862 | 68.7486 USD |
| Sale | 2,600 | 68.4297 USD |
| Sale | 2,600 | 71.5574 USD |
| Sale | 4,060 | 67.9143 USD |
| Sale | 4,422 | 68.6851 USD |
| Sale | 6,342 | 68.7648 USD |
| Sale | 9,650 | 69.1626 USD |
| Sale | 9,756 | 68.4917 USD |
| Sale | 10,728 | 69.1558 USD |
| Sale | 11,513 | 68.7130 USD |
| Sale | 11,945 | 72.1898 USD |
| Sale | 12,764 | 69.3857 USD |
| Sale | 13,036 | 70.3372 USD |
| Sale | 13,110 | 68.8720 USD |
| Sale | 14,926 | 69.1102 USD |
| Sale | 15,016 | 68.6425 USD |
| Sale | 19,055 | 68.8854 USD |
| Sale | 22,061 | 68.5748 USD |
| Sale | 24,900 | 70.3563 USD |
| Sale | 24,954 | 68.5201 USD |
| Sale | 25,955 | 68.9669 USD |
| Sale | 28,626 | 72.5600 USD |
| Sale | 57,481 | 69.2809 USD |
| Sale | 58,163 | 68.7750 USD |
| Sale | 61,160 | 69.4836 USD |
| Sale | 63,292 | 70.9250 USD |
| Sale | 63,400 | 69.2477 USD |
| Sale | 204,206 | 69.6344 USD |
| Sale | 280,090 | 71.7175 USD |
| Sale | 290,133 | 68.8200 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
| ||
| relates |
|
|
| ||
| Call Option | Purchasing | 200 | 70 USD | American | 20 Mar 2020 | 0.4400 USD |
| Call Option | Purchasing | 2,000 | 80 USD | American | 17 Apr 2020 | 0.8535 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 1 May 2020 | 1.3500 USD |
| Call Option | Purchasing | 100 | 81 USD | American | 1 May 2020 | 1.1500 USD |
| Call Option | Selling | 500 | 65 USD | American | 15 Jan 2021 | 10.8500 USD |
| Call Option | Selling | 100 | 68 USD | American | 15 Jan 2021 | 9.7500 USD |
| Call Option | Selling | 100 | 70 USD | American | 21 Aug 2020 | 6.5000 USD |
| Call Option | Selling | 400 | 70 USD | American | 15 Jan 2021 | 10.1250 USD |
| Call Option | Selling | 1,300 | 73 USD | American | 18 Sep 2020 | 5.8692 USD |
| Call Option | Selling | 1,500 | 73 USD | American | 15 Jan 2021 | 7.2833 USD |
| Call Option | Selling | 100 | 75 USD | American | 15 Jan 2021 | 7.3000 USD |
| Call Option | Selling | 500 | 98 USD | American | 15 May 2020 | 0.2500 USD |
| Call Option | Selling | 300 | 100 USD | American | 21 Aug 2020 | 0.8000 USD |
| Call Option | Selling | 700 | 105 USD | American | 15 Jan 2021 | 1.5700 USD |
| Put Option | Purchasing | 100 | 60 USD | American | 1 May 2020 | 2.5000 USD |
| Put Option | Purchasing | 100 | 62 USD | American | 27 Mar 2020 | 0.8900 USD |
| Put Option | Purchasing | 100 | 63 USD | American | 19 Jun 2020 | 4.9000 USD |
| Put Option | Purchasing | 200 | 65 USD | American | 20 Mar 2020 | 0.2000 USD |
| Put Option | Purchasing | 200 | 65 USD | American | 19 Jun 2020 | 6.2250 USD |
| Put Option | Purchasing | 13,200 | 68 USD | American | 18 Sep 2020 | 8.1457 USD |
| Put Option | Purchasing | 100 | 95 USD | American | 15 May 2020 | 24.5000 USD |
| Put Option | Purchasing | 1,600 | 96 USD | American | 20 Mar 2020 | 22.5000 USD |
| Put Option | Selling | 13,200 | 73 USD | American | 15 May 2020 | 6.7596 USD |
| Put Option | Selling | 100 | 75 USD | American | 27 Mar 2020 | 6.1900 USD |
| Put Option | Selling | 900 | 83 USD | American | 20 Mar 2020 | 14.0000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 23 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative |
| |||
| relates |
| |||
| Put Options | Written | 101,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,700 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 79.5000 | American | May 1, 2020 |
| Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,300 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,500 | 100.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 75.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 100 | 103.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,200 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 3,100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 75.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Mar 27, 2020 |
| Put Options | Written | 9,300 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 95.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 60.0000 | American | May 1, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 75.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -500 | 100.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 62.0000 | American | Mar 27, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 93.5000 | American | Mar 20, 2020 |
| Call Options | Written | -19,200 | 110.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,600 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 84.5000 | American | Mar 27, 2020 |
| Call Options | Written | -100 | 90.5000 | American | Mar 20, 2020 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Apr 24, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 3,800 | 87.5000 | American | Mar 20, 2020 |
| Put Options | Written | 301,500 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 80.5000 | American | May 1, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 900 | 90.0000 | American | Mar 20, 2020 |
| Put Options | Written | 700 | 78.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,800 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 2,700 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 17,800 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 3,400 | 65.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 6,900 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,500 | 92.5000 | American | May 15, 2020 |
| Call Options | Written | -400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,300 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -8,400 | 80.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Apr 24, 2020 |
| Call Options | Written | -8,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -13,100 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,500 | 70.0000 | American | Apr 3, 2020 |
| Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Call Options | Written | -1,500 | 100.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Apr 17, 2020 |
| Call Options | Written | -100 | 115.0000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Call Options | Written | -500 | 90.0000 | American | Mar 27, 2020 |
| Call Options | Written | -16,800 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -30,100 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -400 | 72.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 16,900 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 8,600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 10,200 | 97.5000 | American | Mar 20, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,200 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 83.0000 | American | May 1, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 92.0000 | American | Apr 3, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 82.5000 | American | Apr 17, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -1,900 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,200 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Written | -5,200 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 71.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -10,600 | 77.5000 | American | Mar 20, 2020 |
| Call Options | Written | -2,200 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Call Options | Written | -1,000 | 81.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -3,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 72.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 151,500 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 98.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 77.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 900 | 70.0000 | American | Mar 20, 2020 |
| Put Options | Written | 176,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,000 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 900 | 95.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 89.0000 | American | Mar 20, 2020 |
| Put Options | Written | 37,000 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,300 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 94.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 60.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -50,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Written | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -77,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 125.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 91.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 65.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -352,300 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 92.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
| Put Options | Purchased | -5,500 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 82.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -200 | 88.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,200 | 95.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,400 | 90.0000 | American | Apr 17, 2020 |
| Call Options | Written | -2,300 | 95.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -14,300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,300 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 300 | 78.5000 | American | Mar 27, 2020 |
| Call Options | Purchased | 300 | 70.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 200 | 70.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Mar 20, 2020 |
| Put Options | Written | 16,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 62.5000 | American | Jan 21, 2022 |
| Put Options | Written | 17,300 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 85.0000 | American | May 1, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 16,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 88.0000 | American | Mar 27, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 24, 2020 |
| Call Options | Written | -500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 77.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 80.0000 | American | Mar 20, 2020 |
| Call Options | Written | -900 | 105.0000 | American | Mar 27, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 84.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 93.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 30,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 87.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 92.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 77.5000 | American | Mar 20, 2020 |
| Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 72.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Call Options | Written | -2,000 | 80.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Call Options | Written | -33,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 75.0000 | American | Mar 27, 2020 |
| Call Options | Written | -500 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 88.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 900 | 110.0000 | American | Apr 17, 2020 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 40.0000 | American | May 15, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 70.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 97.5000 | American | Apr 3, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 90.0000 | American | Mar 27, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 67.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 13,900 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 93.5000 | American | Mar 27, 2020 |
| Call Options | Written | -14,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 27, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Apr 3, 2020 |
| Call Options | Written | -1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -16,100 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Call Options | Written | -6,000 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -19,400 | 105.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 94.0000 | American | Mar 27, 2020 |
| Call Options | Written | -500 | 81.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 700 | 97.5000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,700 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 10,700 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 90.0000 | American | Apr 3, 2020 |
| Put Options | Written | 7,500 | 92.5000 | American | Mar 20, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,400 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 81.0000 | American | May 1, 2020 |
| Put Options | Written | 15,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 84.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Written | -700 | 95.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -60,600 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,800 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 80.0000 | American | May 1, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Apr 17, 2020 |
| Call Options | Written | -4,800 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 74.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -4,100 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -250,700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,800 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -600 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 92.5000 | American | Aug 21, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200323005280/en/
Copyright Business Wire 2020
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