12th Nov 2019 14:30
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 11 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
1,897,458 | 0.13% | 4,346,609 | 0.29% | ||
| |||||
(2) | Derivatives (other than options): | ||||
1,574,975 | 0.11% | 0 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,592,900 | 0.18% | 1,006,900 | 0.07% | |
| TOTAL: | |||||
6,065,333 | 0.41% | 5,353,509 | 0.36% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 22 | 84.9400 USD |
| Purchase | 44 | 84.3600 USD |
| Purchase | 45 | 84.7500 USD |
| Purchase | 100 | 84.7450 USD |
| Purchase | 100 | 84.8700 USD |
| Purchase | 100 | 84.7799 USD |
| Purchase | 100 | 85.3500 USD |
| Purchase | 100 | 84.8500 USD |
| Purchase | 100 | 84.3450 USD |
| Purchase | 100 | 84.7400 USD |
| Purchase | 130 | 85.0000 USD |
| Purchase | 200 | 85.1600 USD |
| Purchase | 200 | 85.1300 USD |
| Purchase | 300 | 85.4600 USD |
| Purchase | 400 | 84.8725 USD |
| Purchase | 500 | 85.4860 USD |
| Purchase | 628 | 85.3072 USD |
| Purchase | 688 | 84.8643 USD |
| Purchase | 700 | 85.1685 USD |
| Purchase | 700 | 85.4900 USD |
| Purchase | 716 | 85.5244 USD |
| Purchase | 900 | 85.0222 USD |
| Purchase | 1,300 | 85.2842 USD |
| Purchase | 1,456 | 85.3527 USD |
| Purchase | 1,500 | 85.1338 USD |
| Purchase | 1,800 | 84.9253 USD |
| Purchase | 1,876 | 85.6600 USD |
| Purchase | 2,100 | 85.0119 USD |
| Purchase | 3,295 | 85.1645 USD |
| Purchase | 3,516 | 84.8254 USD |
| Purchase | 4,100 | 85.0422 USD |
| Purchase | 4,808 | 85.0467 USD |
| Purchase | 7,068 | 85.4012 USD |
| Purchase | 7,381 | 85.0361 USD |
| Purchase | 7,682 | 85.3759 USD |
| Purchase | 8,660 | 85.4516 USD |
| Purchase | 10,600 | 85.1900 USD |
| Purchase | 19,000 | 85.1371 USD |
| Purchase | 21,735 | 85.0239 USD |
| Purchase | 35,087 | 85.1666 USD |
| Purchase | 52,458 | 85.0647 USD |
| Purchase | 53,657 | 84.9807 USD |
| Purchase | 104,793 | 85.6580 USD |
| Purchase | 140,650 | 85.4420 USD |
| Sale | 41 | 85.3150 USD |
| Sale | 45 | 85.4300 USD |
| Sale | 100 | 85.5450 USD |
| Sale | 100 | 85.3800 USD |
| Sale | 100 | 85.4000 USD |
| Sale | 100 | 84.5300 USD |
| Sale | 100 | 84.6000 USD |
| Sale | 100 | 85.4200 USD |
| Sale | 100 | 85.4400 USD |
| Sale | 100 | 85.4500 USD |
| Sale | 100 | 85.5400 USD |
| Sale | 131 | 84.6016 USD |
| Sale | 144 | 85.1100 USD |
| Sale | 165 | 85.5950 USD |
| Sale | 198 | 85.5700 USD |
| Sale | 200 | 84.5650 USD |
| Sale | 200 | 85.3950 USD |
| Sale | 200 | 85.4800 USD |
| Sale | 200 | 85.5150 USD |
| Sale | 200 | 85.4850 USD |
| Sale | 242 | 85.4075 USD |
| Sale | 245 | 84.7439 USD |
| Sale | 298 | 85.5192 USD |
| Sale | 300 | 84.6900 USD |
| Sale | 300 | 85.5500 USD |
| Sale | 300 | 85.4700 USD |
| Sale | 300 | 85.4600 USD |
| Sale | 300 | 85.4533 USD |
| Sale | 302 | 85.4789 USD |
| Sale | 400 | 85.1450 USD |
| Sale | 400 | 85.4525 USD |
| Sale | 400 | 85.1525 USD |
| Sale | 400 | 85.5025 USD |
| Sale | 493 | 85.3313 USD |
| Sale | 500 | 85.4840 USD |
| Sale | 523 | 85.4218 USD |
| Sale | 600 | 84.7933 USD |
| Sale | 700 | 85.0242 USD |
| Sale | 700 | 85.4350 USD |
| Sale | 772 | 84.8429 USD |
| Sale | 800 | 85.4650 USD |
| Sale | 900 | 85.4408 USD |
| Sale | 939 | 84.7963 USD |
| Sale | 1,003 | 85.4513 USD |
| Sale | 1,078 | 84.7603 USD |
| Sale | 1,083 | 84.9814 USD |
| Sale | 1,100 | 85.4900 USD |
| Sale | 1,100 | 85.0704 USD |
| Sale | 1,100 | 85.3200 USD |
| Sale | 1,200 | 85.2608 USD |
| Sale | 1,244 | 85.4588 USD |
| Sale | 1,300 | 85.2842 USD |
| Sale | 1,340 | 85.2300 USD |
| Sale | 1,400 | 85.2310 USD |
| Sale | 1,400 | 85.3798 USD |
| Sale | 1,452 | 85.4365 USD |
| Sale | 1,800 | 84.9253 USD |
| Sale | 1,858 | 85.4856 USD |
| Sale | 2,400 | 85.4737 USD |
| Sale | 2,426 | 85.3581 USD |
| Sale | 2,767 | 85.3046 USD |
| Sale | 3,061 | 85.3354 USD |
| Sale | 3,300 | 85.3737 USD |
| Sale | 3,500 | 85.2830 USD |
| Sale | 3,500 | 85.3254 USD |
| Sale | 3,772 | 85.4325 USD |
| Sale | 6,209 | 84.9460 USD |
| Sale | 6,474 | 85.3174 USD |
| Sale | 6,500 | 85.0773 USD |
| Sale | 9,460 | 85.1980 USD |
| Sale | 10,100 | 85.4156 USD |
| Sale | 10,643 | 85.0000 USD |
| Sale | 11,500 | 85.1522 USD |
| Sale | 13,891 | 85.4012 USD |
| Sale | 15,900 | 85.1300 USD |
| Sale | 27,255 | 85.3075 USD |
| Sale | 37,609 | 85.1546 USD |
| Sale | 74,471 | 85.5637 USD |
| Sale | 104,786 | 85.6600 USD |
| Sale | 126,563 | 85.0418 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 800 | 70 USD | American | 15 Jan 2021 | 17.3737 USD |
| Call Option | Purchasing | 200 | 75 USD | American | 17 Jan 2020 | 11.2000 USD |
| Call Option | Purchasing | 300 | 78 USD | American | 15 Jan 2021 | 12.2000 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 15 Nov 2019 | 5.5200 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 29 Nov 2019 | 5.8800 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 15 Jan 2021 | 10.8500 USD |
| Call Option | Purchasing | 300 | 83 USD | American | 15 Nov 2019 | 3.1700 USD |
| Call Option | Purchasing | 600 | 85 USD | American | 15 Nov 2019 | 0.8333 USD |
| Call Option | Purchasing | 400 | 85 USD | American | 19 Jun 2020 | 5.8500 USD |
| Call Option | Purchasing | 300 | 86 USD | American | 15 Nov 2019 | 0.4966 USD |
| Call Option | Purchasing | 1,000 | 86 USD | American | 22 Nov 2019 | 0.8600 USD |
| Call Option | Purchasing | 800 | 87 USD | American | 29 Nov 2019 | 0.8800 USD |
| Call Option | Purchasing | 600 | 88 USD | American | 27 Dec 2019 | 1.2383 USD |
| Call Option | Purchasing | 1,100 | 90 USD | American | 21 Feb 2020 | 2.0000 USD |
| Call Option | Purchasing | 100 | 93 USD | American | 15 May 2020 | 2.2500 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 15 May 2020 | 1.9800 USD |
| Call Option | Selling | 200 | 78 USD | American | 17 Jan 2020 | 8.9500 USD |
| Call Option | Selling | 400 | 80 USD | American | 19 Jun 2020 | 8.7000 USD |
| Call Option | Selling | 600 | 81 USD | American | 29 Nov 2019 | 5.0083 USD |
| Call Option | Selling | 100 | 82 USD | American | 15 Nov 2019 | 2.9400 USD |
| Call Option | Selling | 400 | 83 USD | American | 15 Nov 2019 | 2.1500 USD |
| Call Option | Selling | 100 | 86 USD | American | 15 Nov 2019 | 0.6600 USD |
| Call Option | Selling | 100 | 87 USD | American | 15 Nov 2019 | 0.2900 USD |
| Call Option | Selling | 300 | 90 USD | American | 17 Jan 2020 | 1.2500 USD |
| Call Option | Selling | 1,100 | 95 USD | American | 29 Nov 2019 | 0.0500 USD |
| Put Option | Purchasing | 5,000 | 73 USD | American | 21 Feb 2020 | 1.1700 USD |
| Put Option | Purchasing | 100 | 75 USD | American | 21 Jan 2022 | 10.7300 USD |
| Put Option | Purchasing | 1,000 | 78 USD | American | 20 Dec 2019 | 0.4500 USD |
| Put Option | Purchasing | 1,000 | 79 USD | American | 6 Dec 2019 | 0.3600 USD |
| Put Option | Purchasing | 400 | 80 USD | American | 15 May 2020 | 4.2900 USD |
| Put Option | Purchasing | 100 | 83 USD | American | 29 Nov 2019 | 0.5600 USD |
| Put Option | Purchasing | 500 | 83 USD | American | 20 Dec 2019 | 1.1840 USD |
| Put Option | Purchasing | 500 | 85 USD | American | 15 Nov 2019 | 0.9600 USD |
| Put Option | Purchasing | 1,000 | 85 USD | American | 22 Nov 2019 | 1.1000 USD |
| Put Option | Purchasing | 200 | 85 USD | American | 20 Dec 2019 | 1.9100 USD |
| Put Option | Purchasing | 400 | 90 USD | American | 21 Feb 2020 | 7.6000 USD |
| Put Option | Purchasing | 300 | 98 USD | American | 17 Jan 2020 | 13.6000 USD |
| Put Option | Purchasing | 100 | 100 USD | American | 17 Jan 2020 | 15.7500 USD |
| Put Option | Selling | 400 | 65 USD | American | 17 Jan 2020 | 0.2100 USD |
| Put Option | Selling | 1,000 | 68 USD | American | 20 Dec 2019 | 0.0700 USD |
| Put Option | Selling | 5,000 | 68 USD | American | 21 Feb 2020 | 0.6600 USD |
| Put Option | Selling | 100 | 73 USD | American | 29 Nov 2019 | 0.1200 USD |
| Put Option | Selling | 400 | 75 USD | American | 20 Dec 2019 | 0.2300 USD |
| Put Option | Selling | 100 | 75 USD | American | 18 Sep 2020 | 4.4500 USD |
| Put Option | Selling | 100 | 80 USD | American | 17 Jan 2020 | 1.6800 USD |
| Put Option | Selling | 200 | 83 USD | American | 20 Dec 2019 | 1.1100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 12 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 400 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 350,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 9,100 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,100 | 81.0000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,100 | 82.5000 | American | Nov 22, 2019 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,200 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 100 | 87.0000 | American | Dec 13, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,900 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -19,400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,900 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Written | -2,100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 1,100 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 287,200 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 84.0000 | American | Nov 29, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,300 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,400 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 86.5000 | American | Nov 29, 2019 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 80.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 81.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -6,400 | 83.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,400 | 78.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,500 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 80.5000 | American | Dec 6, 2019 |
| Call Options | Written | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 79.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -11,400 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 95.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -1,400 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,900 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 800 | 57.5000 | American | Feb 21, 2020 |
| Put Options | Written | 7,300 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 83.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 200 | 84.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 87.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 3,400 | 86.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Nov 22, 2019 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -500 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,400 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 77.0000 | American | Dec 13, 2019 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -24,900 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,800 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -11,900 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,100 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 86.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 7,200 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 155,500 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,500 | 82.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 88.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 85.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,500 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 110,700 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -200 | 84.0000 | American | Nov 22, 2019 |
| Call Options | Written | -700 | 82.5000 | American | Nov 29, 2019 |
| Call Options | Written | -100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Dec 6, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -83,300 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 80.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 82.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -13,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 84.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,600 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,200 | 74.5000 | American | Nov 15, 2019 |
| Put Options | Written | 700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 85.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 24,000 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 8,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 700 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 83.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 17,900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 77.0000 | American | Nov 22, 2019 |
| Call Options | Written | -600 | 80.5000 | American | Nov 29, 2019 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 80.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -500 | 77.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,500 | 85.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 17,600 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 80.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 82.5000 | American | May 15, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 9,300 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Nov 29, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 86.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 4,900 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -52,900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 81.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 78.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 74.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Written | 14,700 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,800 | 82.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 78.0000 | American | Nov 15, 2019 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 15,800 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 100 | 90.0000 | American | Dec 6, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 87.0000 | American | Nov 15, 2019 |
| Call Options | Written | -10,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,800 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -700 | 87.5000 | American | Dec 20, 2019 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,600 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -10,500 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 11,200 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 83.0000 | American | Dec 6, 2019 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 72.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 400 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,400 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 82.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 84.0000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 14,600 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 83.0000 | American | Nov 22, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 79.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 81.5000 | American | Nov 22, 2019 |
| Put Options | Purchased | -9,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -12,700 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,700 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,900 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,900 | 92.5000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191112005708/en/
Copyright Business Wire 2019
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