24th Sep 2014 15:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,064,608 | 0.26% | 4,072,125 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,333,895 | 0.21% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,542,000 | 0.41% | 8,150,600 | 0.51% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,940,503 | 0.88% | 12,222,725 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 35 | 56.9300 USD | ||||
| ORD | Purchase | 36 | 57.2500 USD | ||||
| ORD | Purchase | 36 | 58.2200 USD | ||||
| ORD | Purchase | 48 | 57.2600 USD | ||||
| ORD | Purchase | 71 | 57.1000 USD | ||||
| ORD | Purchase | 100 | 57.1100 USD | ||||
| ORD | Purchase | 100 | 57.2900 USD | ||||
| ORD | Purchase | 100 | 57.3000 USD | ||||
| ORD | Purchase | 100 | 57.3600 USD | ||||
| ORD | Purchase | 100 | 57.5500 USD | ||||
| ORD | Purchase | 200 | 57.5550 USD | ||||
| ORD | Purchase | 300 | 57.3100 USD | ||||
| ORD | Purchase | 332 | 57.4679 USD | ||||
| ORD | Purchase | 400 | 57.3800 USD | ||||
| ORD | Purchase | 474 | 57.4580 USD | ||||
| ORD | Purchase | 500 | 57.3020 USD | ||||
| ORD | Purchase | 605 | 57.6600 USD | ||||
| ORD | Purchase | 724 | 57.4513 USD | ||||
| ORD | Purchase | 828 | 57.3332 USD | ||||
| ORD | Purchase | 900 | 57.2644 USD | ||||
| ORD | Purchase | 982 | 57.4896 USD | ||||
| ORD | Purchase | 1,000 | 57.5350 USD | ||||
| ORD | Purchase | 1,000 | 57.6259 USD | ||||
| ORD | Purchase | 1,095 | 57.4382 USD | ||||
| ORD | Purchase | 1,100 | 57.4727 USD | ||||
| ORD | Purchase | 1,187 | 57.6863 USD | ||||
| ORD | Purchase | 1,200 | 57.4129 USD | ||||
| ORD | Purchase | 1,300 | 57.5275 USD | ||||
| ORD | Purchase | 1,491 | 57.3756 USD | ||||
| ORD | Purchase | 1,500 | 57.5640 USD | ||||
| ORD | Purchase | 1,740 | 57.4619 USD | ||||
| ORD | Purchase | 2,268 | 57.5490 USD | ||||
| ORD | Purchase | 2,500 | 57.2832 USD | ||||
| ORD | Purchase | 3,304 | 57.3453 USD | ||||
| ORD | Purchase | 3,507 | 57.4418 USD | ||||
| ORD | Purchase | 3,518 | 57.3336 USD | ||||
| ORD | Purchase | 4,238 | 56.0875 USD | ||||
| ORD | Purchase | 4,381 | 57.5145 USD | ||||
| ORD | Purchase | 5,000 | 57.2778 USD | ||||
| ORD | Purchase | 5,400 | 57.6248 USD | ||||
| ORD | Purchase | 5,600 | 57.3883 USD | ||||
| ORD | Purchase | 6,000 | 57.4707 USD | ||||
| ORD | Purchase | 6,619 | 57.4343 USD | ||||
| ORD | Purchase | 6,641 | 57.5212 USD | ||||
| ORD | Purchase | 7,270 | 57.5438 USD | ||||
| ORD | Purchase | 7,336 | 57.5594 USD | ||||
| ORD | Purchase | 10,345 | 57.4607 USD | ||||
| ORD | Purchase | 11,100 | 57.4724 USD | ||||
| ORD | Purchase | 12,657 | 57.2457 USD | ||||
| ORD | Purchase | 13,369 | 55.7173 USD | ||||
| ORD | Purchase | 14,304 | 57.5536 USD | ||||
| ORD | Purchase | 18,577 | 57.5347 USD | ||||
| ORD | Purchase | 22,866 | 57.4454 USD | ||||
| ORD | Purchase | 25,000 | 56.3500 USD | ||||
| ORD | Purchase | 32,627 | 57.4800 USD | ||||
| ORD | Purchase | 36,800 | 56.5125 USD | ||||
| ORD | Purchase | 40,614 | 57.3049 USD | ||||
| ORD | Purchase | 41,695 | 57.5143 USD | ||||
| ORD | Purchase | 46,212 | 57.4829 USD | ||||
| ORD | Purchase | 46,700 | 57.6112 USD | ||||
| ORD | Purchase | 48,812 | 58.7100 USD | ||||
| ORD | Purchase | 50,558 | 56.9200 USD | ||||
| ORD | Purchase | 53,080 | 58.0211 USD | ||||
| ORD | Purchase | 58,423 | 57.5385 USD | ||||
| ORD | Purchase | 59,400 | 57.4803 USD | ||||
| ORD | Purchase | 59,662 | 57.4200 USD | ||||
| ORD | Purchase | 63,467 | 57.2597 USD | ||||
| ORD | Purchase | 78,070 | 56.9426 USD | ||||
| ORD | Purchase | 111,576 | 57.4388 USD | ||||
| ORD | Purchase | 123,200 | 57.2660 USD | ||||
| ORD | Purchase | 126,640 | 56.6032 USD | ||||
| ORD | Purchase | 129,181 | 57.4906 USD | ||||
| ORD | Purchase | 134,400 | 55.8501 USD | ||||
| ORD | Purchase | 136,900 | 57.4863 USD | ||||
| ORD | Purchase | 152,181 | 57.4956 USD | ||||
| ORD | Purchase | 155,904 | 57.3217 USD | ||||
| ORD | Purchase | 162,160 | 56.6849 USD | ||||
| ORD | Purchase | 173,564 | 57.5326 USD | ||||
| ORD | Purchase | 204,834 | 57.7606 USD | ||||
| ORD | Purchase | 297,952 | 57.4714 USD | ||||
| ORD | Purchase | 307,089 | 57.5403 USD | ||||
| ORD | Purchase | 2,396,244 | 57.5600 USD | ||||
| ORD | Sale | 26 | 56.8600 USD | ||||
| ORD | Sale | 45 | 57.7100 USD | ||||
| ORD | Sale | 100 | 56.4100 USD | ||||
| ORD | Sale | 100 | 57.1800 USD | ||||
| ORD | Sale | 100 | 57.4000 USD | ||||
| ORD | Sale | 100 | 57.6250 USD | ||||
| ORD | Sale | 100 | 57.6900 USD | ||||
| ORD | Sale | 178 | 57.2500 USD | ||||
| ORD | Sale | 200 | 57.1500 USD | ||||
| ORD | Sale | 200 | 57.5510 USD | ||||
| ORD | Sale | 200 | 57.5550 USD | ||||
| ORD | Sale | 200 | 57.8800 USD | ||||
| ORD | Sale | 211 | 57.5566 USD | ||||
| ORD | Sale | 246 | 57.5747 USD | ||||
| ORD | Sale | 297 | 57.5300 USD | ||||
| ORD | Sale | 300 | 57.1600 USD | ||||
| ORD | Sale | 300 | 57.3100 USD | ||||
| ORD | Sale | 303 | 57.5400 USD | ||||
| ORD | Sale | 312 | 57.4806 USD | ||||
| ORD | Sale | 400 | 57.1700 USD | ||||
| ORD | Sale | 400 | 57.5125 USD | ||||
| ORD | Sale | 500 | 57.5800 USD | ||||
| ORD | Sale | 600 | 57.5100 USD | ||||
| ORD | Sale | 600 | 57.5741 USD | ||||
| ORD | Sale | 665 | 57.7200 USD | ||||
| ORD | Sale | 800 | 55.9175 USD | ||||
| ORD | Sale | 800 | 57.5231 USD | ||||
| ORD | Sale | 905 | 57.6600 USD | ||||
| ORD | Sale | 1,000 | 57.4840 USD | ||||
| ORD | Sale | 1,000 | 57.6280 USD | ||||
| ORD | Sale | 1,028 | 57.5168 USD | ||||
| ORD | Sale | 1,029 | 57.7462 USD | ||||
| ORD | Sale | 1,048 | 57.2192 USD | ||||
| ORD | Sale | 1,100 | 57.6227 USD | ||||
| ORD | Sale | 1,224 | 57.2700 USD | ||||
| ORD | Sale | 1,289 | 57.2800 USD | ||||
| ORD | Sale | 1,339 | 57.6845 USD | ||||
| ORD | Sale | 1,349 | 57.2900 USD | ||||
| ORD | Sale | 1,400 | 57.4964 USD | ||||
| ORD | Sale | 1,400 | 57.5150 USD | ||||
| ORD | Sale | 1,400 | 57.6271 USD | ||||
| ORD | Sale | 1,516 | 57.4454 USD | ||||
| ORD | Sale | 1,587 | 56.9708 USD | ||||
| ORD | Sale | 1,600 | 57.6200 USD | ||||
| ORD | Sale | 1,737 | 58.0139 USD | ||||
| ORD | Sale | 1,800 | 57.6225 USD | ||||
| ORD | Sale | 2,000 | 56.0000 USD | ||||
| ORD | Sale | 2,300 | 57.5703 USD | ||||
| ORD | Sale | 2,449 | 57.3619 USD | ||||
| ORD | Sale | 2,462 | 57.3789 USD | ||||
| ORD | Sale | 2,500 | 57.5198 USD | ||||
| ORD | Sale | 2,505 | 57.5147 USD | ||||
| ORD | Sale | 2,630 | 57.9900 USD | ||||
| ORD | Sale | 2,776 | 57.6703 USD | ||||
| ORD | Sale | 3,040 | 57.3727 USD | ||||
| ORD | Sale | 3,135 | 57.4983 USD | ||||
| ORD | Sale | 3,300 | 57.4548 USD | ||||
| ORD | Sale | 3,619 | 57.4253 USD | ||||
| ORD | Sale | 3,700 | 57.4505 USD | ||||
| ORD | Sale | 3,732 | 58.0305 USD | ||||
| ORD | Sale | 3,946 | 57.3075 USD | ||||
| ORD | Sale | 4,000 | 56.8986 USD | ||||
| ORD | Sale | 4,446 | 58.0312 USD | ||||
| ORD | Sale | 4,787 | 57.4549 USD | ||||
| ORD | Sale | 4,809 | 57.3119 USD | ||||
| ORD | Sale | 5,030 | 57.5200 USD | ||||
| ORD | Sale | 5,238 | 57.9586 USD | ||||
| ORD | Sale | 5,379 | 57.2677 USD | ||||
| ORD | Sale | 5,400 | 57.9487 USD | ||||
| ORD | Sale | 5,600 | 57.3883 USD | ||||
| ORD | Sale | 5,802 | 57.6620 USD | ||||
| ORD | Sale | 7,400 | 57.4818 USD | ||||
| ORD | Sale | 7,434 | 57.6599 USD | ||||
| ORD | Sale | 7,700 | 57.4451 USD | ||||
| ORD | Sale | 7,724 | 57.4407 USD | ||||
| ORD | Sale | 7,800 | 57.6430 USD | ||||
| ORD | Sale | 8,292 | 57.5256 USD | ||||
| ORD | Sale | 8,637 | 57.5526 USD | ||||
| ORD | Sale | 9,400 | 57.3944 USD | ||||
| ORD | Sale | 9,866 | 57.5507 USD | ||||
| ORD | Sale | 10,019 | 57.5485 USD | ||||
| ORD | Sale | 10,142 | 57.5532 USD | ||||
| ORD | Sale | 10,748 | 57.3507 USD | ||||
| ORD | Sale | 12,582 | 57.9249 USD | ||||
| ORD | Sale | 12,716 | 57.5976 USD | ||||
| ORD | Sale | 13,033 | 57.0000 USD | ||||
| ORD | Sale | 13,183 | 57.3978 USD | ||||
| ORD | Sale | 13,856 | 56.3197 USD | ||||
| ORD | Sale | 16,928 | 57.5208 USD | ||||
| ORD | Sale | 17,406 | 56.7953 USD | ||||
| ORD | Sale | 20,893 | 56.0370 USD | ||||
| ORD | Sale | 21,600 | 57.5842 USD | ||||
| ORD | Sale | 21,919 | 57.4127 USD | ||||
| ORD | Sale | 22,462 | 57.8185 USD | ||||
| ORD | Sale | 23,864 | 58.0017 USD | ||||
| ORD | Sale | 24,341 | 57.5366 USD | ||||
| ORD | Sale | 25,000 | 56.3500 USD | ||||
| ORD | Sale | 26,359 | 57.3314 USD | ||||
| ORD | Sale | 26,710 | 55.8893 USD | ||||
| ORD | Sale | 27,008 | 57.7114 USD | ||||
| ORD | Sale | 27,359 | 57.3320 USD | ||||
| ORD | Sale | 30,250 | 55.8838 USD | ||||
| ORD | Sale | 30,600 | 57.4961 USD | ||||
| ORD | Sale | 30,648 | 57.4531 USD | ||||
| ORD | Sale | 33,312 | 57.3437 USD | ||||
| ORD | Sale | 35,340 | 58.0168 USD | ||||
| ORD | Sale | 37,390 | 57.7143 USD | ||||
| ORD | Sale | 43,041 | 57.3559 USD | ||||
| ORD | Sale | 43,500 | 57.5911 USD | ||||
| ORD | Sale | 44,078 | 57.8392 USD | ||||
| ORD | Sale | 45,000 | 57.3476 USD | ||||
| ORD | Sale | 48,812 | 58.7100 USD | ||||
| ORD | Sale | 50,000 | 57.8000 USD | ||||
| ORD | Sale | 53,559 | 57.6223 USD | ||||
| ORD | Sale | 59,662 | 57.4200 USD | ||||
| ORD | Sale | 71,971 | 56.2864 USD | ||||
| ORD | Sale | 75,000 | 57.4257 USD | ||||
| ORD | Sale | 75,499 | 57.5472 USD | ||||
| ORD | Sale | 76,640 | 55.8225 USD | ||||
| ORD | Sale | 77,770 | 56.9402 USD | ||||
| ORD | Sale | 88,728 | 57.5404 USD | ||||
| ORD | Sale | 127,000 | 57.4911 USD | ||||
| ORD | Sale | 137,525 | 57.4569 USD | ||||
| ORD | Sale | 162,802 | 57.5219 USD | ||||
| ORD | Sale | 258,900 | 56.6276 USD | ||||
| ORD | Sale | 275,200 | 57.3922 USD | ||||
| ORD | Sale | 2,387,989 | 57.5600 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 500 | 50 USD | American | 15 Jan 2016 | 10.4000 USD | ||||||||
| ORD | Call Options | Purchasing | 90,700 | 55 USD | American | 22 Nov 2014 | 3.2000 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 55 USD | American | 20 Feb 2015 | 4.5550 USD | ||||||||
| ORD | Call Options | Purchasing | 5,000 | 57.5 USD | American | 18 Oct 2014 | 1.0500 USD | ||||||||
| ORD | Call Options | Purchasing | 300 | 57.5 USD | American | 22 Nov 2014 | 1.8000 USD | ||||||||
| ORD | Call Options | Purchasing | 600 | 60 USD | American | 22 Nov 2014 | 0.9500 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 60 USD | American | 17 Jan 2015 | 1.6500 USD | ||||||||
| ORD | Call Options | Purchasing | 5,000 | 65 USD | American | 15 Jan 2016 | 3.0000 USD | ||||||||
| ORD | Call Options | Selling | 200 | 50 USD | American | 17 Jan 2015 | 7.8000 USD | ||||||||
| ORD | Call Options | Selling | 5,000 | 57.5 USD | American | 18 Oct 2014 | 1.0500 USD | ||||||||
| ORD | Call Options | Selling | 100 | 60 USD | American | 20 Feb 2015 | 2.1600 USD | ||||||||
| ORD | Call Options | Selling | 100 | 62.5 USD | American | 17 Jan 2015 | 1.0000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 65 USD | American | 20 Feb 2015 | 0.8000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 42.5 USD | American | 15 May 2015 | 0.7200 USD | ||||||||
| ORD | Put Options | Purchasing | 168,100 | 52.5 USD | American | 22 Nov 2014 | 0.6800 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 55 USD | American | 18 Oct 2014 | 0.4500 USD | ||||||||
| ORD | Put Options | Selling | 168,100 | 57.5 USD | American | 22 Nov 2014 | 2.3800 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 24 Sep 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ABBVIE INC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -792,300 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,900 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -3,200 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 2,700 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 169,900 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,700 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 104,400 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 433,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 8,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 11,500 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 21,200 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 10,200 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,500 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 72,100 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 13,800 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -111,300 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -40,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -48,100 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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