23rd Sep 2014 15:28
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,530,293 | 0.22% | 3,973,792 | 0.25% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,228,795
| 0.20%
| 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,277,900 | 0.39% | 7,982,200 | 0.50% | |||||||
| TOTAL: | 13,036,988
| 0.82%
| 0 | 0.75% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 30 | 58.6300 USD | ||||
| ORD | Purchase | 42 | 58.9100 USD | ||||
| ORD | Purchase | 65 | 58.8730 USD | ||||
| ORD | Purchase | 100 | 58.6850 USD | ||||
| ORD | Purchase | 100 | 58.9050 USD | ||||
| ORD | Purchase | 137 | 58.5989 USD | ||||
| ORD | Purchase | 161 | 59.0300 USD | ||||
| ORD | Purchase | 175 | 58.7157 USD | ||||
| ORD | Purchase | 180 | 58.7000 USD | ||||
| ORD | Purchase | 194 | 59.2200 USD | ||||
| ORD | Purchase | 200 | 58.6950 USD | ||||
| ORD | Purchase | 261 | 59.1500 USD | ||||
| ORD | Purchase | 300 | 58.6133 USD | ||||
| ORD | Purchase | 300 | 58.6736 USD | ||||
| ORD | Purchase | 300 | 58.9400 USD | ||||
| ORD | Purchase | 333 | 58.9900 USD | ||||
| ORD | Purchase | 400 | 58.5622 USD | ||||
| ORD | Purchase | 400 | 58.7220 USD | ||||
| ORD | Purchase | 400 | 58.7600 USD | ||||
| ORD | Purchase | 437 | 58.5921 USD | ||||
| ORD | Purchase | 500 | 58.6778 USD | ||||
| ORD | Purchase | 501 | 58.6857 USD | ||||
| ORD | Purchase | 600 | 58.7033 USD | ||||
| ORD | Purchase | 700 | 58.7185 USD | ||||
| ORD | Purchase | 700 | 59.0335 USD | ||||
| ORD | Purchase | 705 | 58.8685 USD | ||||
| ORD | Purchase | 845 | 58.9212 USD | ||||
| ORD | Purchase | 900 | 58.6827 USD | ||||
| ORD | Purchase | 900 | 59.0066 USD | ||||
| ORD | Purchase | 1,000 | 58.5610 USD | ||||
| ORD | Purchase | 1,000 | 58.9600 USD | ||||
| ORD | Purchase | 1,400 | 58.5865 USD | ||||
| ORD | Purchase | 1,439 | 58.8048 USD | ||||
| ORD | Purchase | 1,471 | 58.8323 USD | ||||
| ORD | Purchase | 1,500 | 58.8279 USD | ||||
| ORD | Purchase | 2,000 | 58.6930 USD | ||||
| ORD | Purchase | 2,969 | 58.8740 USD | ||||
| ORD | Purchase | 3,407 | 58.7304 USD | ||||
| ORD | Purchase | 3,667 | 58.6407 USD | ||||
| ORD | Purchase | 4,116 | 58.6392 USD | ||||
| ORD | Purchase | 4,800 | 58.7120 USD | ||||
| ORD | Purchase | 5,500 | 58.6830 USD | ||||
| ORD | Purchase | 10,081 | 58.6574 USD | ||||
| ORD | Purchase | 10,100 | 58.6666 USD | ||||
| ORD | Purchase | 11,197 | 58.7370 USD | ||||
| ORD | Purchase | 13,780 | 58.7471 USD | ||||
| ORD | Purchase | 15,347 | 59.0600 USD | ||||
| ORD | Purchase | 19,400 | 58.7291 USD | ||||
| ORD | Purchase | 20,900 | 58.7107 USD | ||||
| ORD | Purchase | 25,500 | 58.5794 USD | ||||
| ORD | Purchase | 26,601 | 59.0434 USD | ||||
| ORD | Purchase | 32,557 | 58.6249 USD | ||||
| ORD | Purchase | 36,100 | 58.5832 USD | ||||
| ORD | Purchase | 61,675 | 58.6557 USD | ||||
| ORD | Purchase | 70,854 | 58.6715 USD | ||||
| ORD | Purchase | 77,223 | 58.7017 USD | ||||
| ORD | Purchase | 103,411 | 58.6568 USD | ||||
| ORD | Purchase | 105,100 | 58.5770 USD | ||||
| ORD | Purchase | 114,896 | 58.6826 USD | ||||
| ORD | Purchase | 132,981 | 58.6134 USD | ||||
| ORD | Purchase | 210,200 | 58.5184 USD | ||||
| ORD | Purchase | 230,789 | 58.6120 USD | ||||
| ORD | Purchase | 3,414,835 | 58.7100 USD | ||||
| ORD | Sale | 5 | 58.6600 USD | ||||
| ORD | Sale | 30 | 58.6300 USD | ||||
| ORD | Sale | 38 | 59.1100 USD | ||||
| ORD | Sale | 86 | 58.7200 USD | ||||
| ORD | Sale | 90 | 58.7050 USD | ||||
| ORD | Sale | 99 | 58.6222 USD | ||||
| ORD | Sale | 100 | 58.5300 USD | ||||
| ORD | Sale | 100 | 58.5600 USD | ||||
| ORD | Sale | 100 | 58.5800 USD | ||||
| ORD | Sale | 100 | 58.6200 USD | ||||
| ORD | Sale | 100 | 58.6850 USD | ||||
| ORD | Sale | 100 | 59.0550 USD | ||||
| ORD | Sale | 130 | 58.8730 USD | ||||
| ORD | Sale | 158 | 58.7992 USD | ||||
| ORD | Sale | 180 | 58.7000 USD | ||||
| ORD | Sale | 200 | 58.6900 USD | ||||
| ORD | Sale | 200 | 58.7550 USD | ||||
| ORD | Sale | 200 | 59.0400 USD | ||||
| ORD | Sale | 225 | 58.5188 USD | ||||
| ORD | Sale | 231 | 58.7386 USD | ||||
| ORD | Sale | 250 | 58.6220 USD | ||||
| ORD | Sale | 261 | 59.1500 USD | ||||
| ORD | Sale | 300 | 58.5766 USD | ||||
| ORD | Sale | 300 | 58.6033 USD | ||||
| ORD | Sale | 300 | 58.6736 USD | ||||
| ORD | Sale | 300 | 58.9900 USD | ||||
| ORD | Sale | 300 | 59.1200 USD | ||||
| ORD | Sale | 400 | 58.5550 USD | ||||
| ORD | Sale | 400 | 58.5622 USD | ||||
| ORD | Sale | 400 | 58.7237 USD | ||||
| ORD | Sale | 400 | 58.7275 USD | ||||
| ORD | Sale | 450 | 58.6011 USD | ||||
| ORD | Sale | 500 | 58.5500 USD | ||||
| ORD | Sale | 500 | 58.6820 USD | ||||
| ORD | Sale | 500 | 58.7400 USD | ||||
| ORD | Sale | 500 | 59.1050 USD | ||||
| ORD | Sale | 600 | 58.5841 USD | ||||
| ORD | Sale | 607 | 58.7234 USD | ||||
| ORD | Sale | 700 | 58.7021 USD | ||||
| ORD | Sale | 700 | 58.7328 USD | ||||
| ORD | Sale | 800 | 58.7212 USD | ||||
| ORD | Sale | 844 | 58.7295 USD | ||||
| ORD | Sale | 849 | 58.5525 USD | ||||
| ORD | Sale | 1,024 | 58.6730 USD | ||||
| ORD | Sale | 1,132 | 58.6654 USD | ||||
| ORD | Sale | 1,147 | 58.7751 USD | ||||
| ORD | Sale | 1,200 | 58.6587 USD | ||||
| ORD | Sale | 1,400 | 58.6728 USD | ||||
| ORD | Sale | 1,400 | 58.7614 USD | ||||
| ORD | Sale | 1,400 | 59.0721 USD | ||||
| ORD | Sale | 1,500 | 58.5793 USD | ||||
| ORD | Sale | 1,565 | 58.6646 USD | ||||
| ORD | Sale | 1,700 | 58.5617 USD | ||||
| ORD | Sale | 1,933 | 58.6193 USD | ||||
| ORD | Sale | 2,000 | 58.6565 USD | ||||
| ORD | Sale | 2,031 | 58.6365 USD | ||||
| ORD | Sale | 2,168 | 58.5742 USD | ||||
| ORD | Sale | 2,200 | 59.1006 USD | ||||
| ORD | Sale | 2,498 | 58.6281 USD | ||||
| ORD | Sale | 2,523 | 58.6472 USD | ||||
| ORD | Sale | 2,750 | 58.8487 USD | ||||
| ORD | Sale | 2,892 | 58.6449 USD | ||||
| ORD | Sale | 3,300 | 59.0140 USD | ||||
| ORD | Sale | 3,723 | 58.6125 USD | ||||
| ORD | Sale | 4,152 | 58.8637 USD | ||||
| ORD | Sale | 4,200 | 58.5882 USD | ||||
| ORD | Sale | 4,200 | 59.0979 USD | ||||
| ORD | Sale | 4,553 | 58.5962 USD | ||||
| ORD | Sale | 4,779 | 58.9559 USD | ||||
| ORD | Sale | 4,976 | 58.6653 USD | ||||
| ORD | Sale | 5,132 | 58.5840 USD | ||||
| ORD | Sale | 5,183 | 58.8267 USD | ||||
| ORD | Sale | 5,363 | 58.6978 USD | ||||
| ORD | Sale | 5,390 | 58.5554 USD | ||||
| ORD | Sale | 5,500 | 58.6928 USD | ||||
| ORD | Sale | 6,200 | 58.7611 USD | ||||
| ORD | Sale | 7,808 | 58.5963 USD | ||||
| ORD | Sale | 8,600 | 58.5979 USD | ||||
| ORD | Sale | 9,205 | 58.5852 USD | ||||
| ORD | Sale | 9,800 | 58.7018 USD | ||||
| ORD | Sale | 10,200 | 59.0960 USD | ||||
| ORD | Sale | 11,387 | 58.6315 USD | ||||
| ORD | Sale | 11,597 | 58.6674 USD | ||||
| ORD | Sale | 11,893 | 58.7644 USD | ||||
| ORD | Sale | 12,346 | 58.8084 USD | ||||
| ORD | Sale | 13,291 | 58.5644 USD | ||||
| ORD | Sale | 13,500 | 58.6685 USD | ||||
| ORD | Sale | 15,347 | 59.0600 USD | ||||
| ORD | Sale | 15,749 | 58.7490 USD | ||||
| ORD | Sale | 16,000 | 58.7408 USD | ||||
| ORD | Sale | 19,711 | 58.5921 USD | ||||
| ORD | Sale | 20,500 | 58.5905 USD | ||||
| ORD | Sale | 21,156 | 58.6724 USD | ||||
| ORD | Sale | 21,200 | 58.6558 USD | ||||
| ORD | Sale | 22,354 | 58.5786 USD | ||||
| ORD | Sale | 25,020 | 58.6770 USD | ||||
| ORD | Sale | 26,582 | 58.5757 USD | ||||
| ORD | Sale | 26,900 | 58.5798 USD | ||||
| ORD | Sale | 28,905 | 58.5732 USD | ||||
| ORD | Sale | 32,200 | 58.5688 USD | ||||
| ORD | Sale | 32,557 | 58.6249 USD | ||||
| ORD | Sale | 35,001 | 58.5943 USD | ||||
| ORD | Sale | 47,492 | 58.6105 USD | ||||
| ORD | Sale | 51,313 | 58.5616 USD | ||||
| ORD | Sale | 60,646 | 58.5619 USD | ||||
| ORD | Sale | 70,854 | 58.6715 USD | ||||
| ORD | Sale | 72,627 | 58.7048 USD | ||||
| ORD | Sale | 105,200 | 58.5185 USD | ||||
| ORD | Sale | 146,100 | 58.5770 USD | ||||
| ORD | Sale | 225,000 | 58.7174 USD | ||||
| ORD | Sale | 3,413,371 | 58.7100 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 2,500 | 62.5 USD | American | 22 Nov 2014 | 0.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 1,500 | 62.5 USD | American | 17 Jan 2015 | 1.2333 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 62.5 USD | American | 20 Feb 2015 | 1.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 2,100 | 65 USD | American | 15 Jan 2016 | 3.6000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -624,200 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,900 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -3,200 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 2,900 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 13,700 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 433,500 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 8,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 11,500 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 20,600 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 10,200 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,600 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 72,200 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 8,800 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -111,500 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -40,100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -48,000 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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