24th Jul 2014 15:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ABBVIE INC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 23 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,061,825 | 0.13% | 4,976,408 | 0.31% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 4,154,687 | 0.26% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 981,300 | 0.06% | 2,663,400 | 0.17% | |||||||
| (4) | TOTAL: | ||||||||||
| 7,197,812 | 0.45% | 7,639,808 | 0.48% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 31 | 54.3797 USD | ||||
| ORD | Purchase | 33 | 54.3796 USD | ||||
| ORD | Purchase | 43 | 54.5800 USD | ||||
| ORD | Purchase | 50 | 54.2000 USD | ||||
| ORD | Purchase | 100 | 54.1700 USD | ||||
| ORD | Purchase | 100 | 54.1800 USD | ||||
| ORD | Purchase | 100 | 54.1850 USD | ||||
| ORD | Purchase | 100 | 54.2400 USD | ||||
| ORD | Purchase | 100 | 54.4500 USD | ||||
| ORD | Purchase | 100 | 54.4600 USD | ||||
| ORD | Purchase | 100 | 54.5100 USD | ||||
| ORD | Purchase | 100 | 54.6000 USD | ||||
| ORD | Purchase | 100 | 54.6650 USD | ||||
| ORD | Purchase | 132 | 54.4300 USD | ||||
| ORD | Purchase | 200 | 54.2300 USD | ||||
| ORD | Purchase | 200 | 54.4200 USD | ||||
| ORD | Purchase | 200 | 54.5200 USD | ||||
| ORD | Purchase | 200 | 54.5300 USD | ||||
| ORD | Purchase | 205 | 54.4700 USD | ||||
| ORD | Purchase | 225 | 54.2255 USD | ||||
| ORD | Purchase | 246 | 54.2568 USD | ||||
| ORD | Purchase | 250 | 54.5400 USD | ||||
| ORD | Purchase | 284 | 54.4611 USD | ||||
| ORD | Purchase | 300 | 54.4766 USD | ||||
| ORD | Purchase | 400 | 54.5275 USD | ||||
| ORD | Purchase | 446 | 54.0000 USD | ||||
| ORD | Purchase | 450 | 54.5500 USD | ||||
| ORD | Purchase | 600 | 54.4950 USD | ||||
| ORD | Purchase | 837 | 54.3563 USD | ||||
| ORD | Purchase | 857 | 54.4657 USD | ||||
| ORD | Purchase | 1,000 | 54.1900 USD | ||||
| ORD | Purchase | 1,228 | 54.1967 USD | ||||
| ORD | Purchase | 1,386 | 54.4059 USD | ||||
| ORD | Purchase | 1,506 | 54.1913 USD | ||||
| ORD | Purchase | 1,530 | 54.3584 USD | ||||
| ORD | Purchase | 1,762 | 54.4285 USD | ||||
| ORD | Purchase | 1,800 | 54.2872 USD | ||||
| ORD | Purchase | 1,800 | 54.3605 USD | ||||
| ORD | Purchase | 2,000 | 54.4137 USD | ||||
| ORD | Purchase | 2,060 | 54.3569 USD | ||||
| ORD | Purchase | 2,200 | 54.3886 USD | ||||
| ORD | Purchase | 2,691 | 54.5092 USD | ||||
| ORD | Purchase | 3,000 | 54.3313 USD | ||||
| ORD | Purchase | 3,008 | 54.4138 USD | ||||
| ORD | Purchase | 3,300 | 54.3403 USD | ||||
| ORD | Purchase | 3,989 | 54.5005 USD | ||||
| ORD | Purchase | 4,700 | 54.4940 USD | ||||
| ORD | Purchase | 5,062 | 54.5000 USD | ||||
| ORD | Purchase | 5,372 | 54.4069 USD | ||||
| ORD | Purchase | 6,000 | 54.4767 USD | ||||
| ORD | Purchase | 8,377 | 54.3343 USD | ||||
| ORD | Purchase | 9,139 | 54.4863 USD | ||||
| ORD | Purchase | 12,200 | 54.3590 USD | ||||
| ORD | Purchase | 13,470 | 54.3775 USD | ||||
| ORD | Purchase | 13,501 | 54.4704 USD | ||||
| ORD | Purchase | 15,300 | 54.4440 USD | ||||
| ORD | Purchase | 15,800 | 54.4870 USD | ||||
| ORD | Purchase | 16,500 | 54.4986 USD | ||||
| ORD | Purchase | 23,280 | 54.4800 USD | ||||
| ORD | Purchase | 25,572 | 54.4664 USD | ||||
| ORD | Purchase | 29,200 | 54.5027 USD | ||||
| ORD | Purchase | 29,568 | 54.4621 USD | ||||
| ORD | Purchase | 33,723 | 54.3017 USD | ||||
| ORD | Purchase | 43,516 | 54.3593 USD | ||||
| ORD | Purchase | 47,221 | 54.4629 USD | ||||
| ORD | Purchase | 48,090 | 54.3970 USD | ||||
| ORD | Purchase | 50,500 | 54.3792 USD | ||||
| ORD | Purchase | 111,800 | 54.3361 USD | ||||
| ORD | Purchase | 204,376 | 54.3498 USD | ||||
| ORD | Purchase | 210,262 | 54.3033 USD | ||||
| ORD | Purchase | 256,358 | 54.3188 USD | ||||
| ORD | Purchase | 422,552 | 54.2550 USD | ||||
| ORD | Sale | 32 | 54.3796 USD | ||||
| ORD | Sale | 34 | 54.2041 USD | ||||
| ORD | Sale | 50 | 54.2000 USD | ||||
| ORD | Sale | 66 | 54.4300 USD | ||||
| ORD | Sale | 67 | 54.4573 USD | ||||
| ORD | Sale | 85 | 54.5500 USD | ||||
| ORD | Sale | 95 | 54.3013 USD | ||||
| ORD | Sale | 100 | 54.3750 USD | ||||
| ORD | Sale | 100 | 54.4790 USD | ||||
| ORD | Sale | 100 | 54.5110 USD | ||||
| ORD | Sale | 170 | 54.4500 USD | ||||
| ORD | Sale | 200 | 54.1575 USD | ||||
| ORD | Sale | 200 | 54.4450 USD | ||||
| ORD | Sale | 200 | 54.5000 USD | ||||
| ORD | Sale | 209 | 54.1600 USD | ||||
| ORD | Sale | 252 | 54.3992 USD | ||||
| ORD | Sale | 254 | 54.3700 USD | ||||
| ORD | Sale | 300 | 54.2200 USD | ||||
| ORD | Sale | 300 | 54.3850 USD | ||||
| ORD | Sale | 325 | 54.2269 USD | ||||
| ORD | Sale | 352 | 54.1800 USD | ||||
| ORD | Sale | 359 | 54.4900 USD | ||||
| ORD | Sale | 400 | 54.1737 USD | ||||
| ORD | Sale | 400 | 54.3200 USD | ||||
| ORD | Sale | 475 | 54.5053 USD | ||||
| ORD | Sale | 486 | 54.2554 USD | ||||
| ORD | Sale | 500 | 54.4820 USD | ||||
| ORD | Sale | 581 | 54.4506 USD | ||||
| ORD | Sale | 700 | 54.1578 USD | ||||
| ORD | Sale | 700 | 54.3671 USD | ||||
| ORD | Sale | 758 | 54.5229 USD | ||||
| ORD | Sale | 766 | 54.5213 USD | ||||
| ORD | Sale | 888 | 54.4837 USD | ||||
| ORD | Sale | 900 | 54.1666 USD | ||||
| ORD | Sale | 900 | 54.1734 USD | ||||
| ORD | Sale | 946 | 54.2191 USD | ||||
| ORD | Sale | 948 | 54.4775 USD | ||||
| ORD | Sale | 995 | 54.5057 USD | ||||
| ORD | Sale | 1,000 | 54.3790 USD | ||||
| ORD | Sale | 1,000 | 54.4700 USD | ||||
| ORD | Sale | 1,000 | 54.5475 USD | ||||
| ORD | Sale | 1,100 | 54.1809 USD | ||||
| ORD | Sale | 1,100 | 54.3326 USD | ||||
| ORD | Sale | 1,100 | 54.4663 USD | ||||
| ORD | Sale | 1,194 | 54.2065 USD | ||||
| ORD | Sale | 1,196 | 54.5300 USD | ||||
| ORD | Sale | 1,200 | 54.3950 USD | ||||
| ORD | Sale | 1,282 | 54.3870 USD | ||||
| ORD | Sale | 1,400 | 54.4850 USD | ||||
| ORD | Sale | 1,424 | 54.1870 USD | ||||
| ORD | Sale | 1,500 | 54.4753 USD | ||||
| ORD | Sale | 1,536 | 54.4973 USD | ||||
| ORD | Sale | 1,643 | 54.3946 USD | ||||
| ORD | Sale | 1,700 | 54.3576 USD | ||||
| ORD | Sale | 1,785 | 54.4854 USD | ||||
| ORD | Sale | 1,800 | 54.3900 USD | ||||
| ORD | Sale | 1,800 | 54.3938 USD | ||||
| ORD | Sale | 1,800 | 54.3980 USD | ||||
| ORD | Sale | 1,836 | 54.4435 USD | ||||
| ORD | Sale | 2,000 | 54.1900 USD | ||||
| ORD | Sale | 2,100 | 54.4257 USD | ||||
| ORD | Sale | 2,100 | 54.4527 USD | ||||
| ORD | Sale | 2,100 | 54.5100 USD | ||||
| ORD | Sale | 2,400 | 54.2541 USD | ||||
| ORD | Sale | 2,433 | 54.4733 USD | ||||
| ORD | Sale | 2,800 | 54.1839 USD | ||||
| ORD | Sale | 3,164 | 54.3400 USD | ||||
| ORD | Sale | 3,286 | 54.5013 USD | ||||
| ORD | Sale | 3,424 | 54.2218 USD | ||||
| ORD | Sale | 3,868 | 54.1881 USD | ||||
| ORD | Sale | 3,948 | 54.3628 USD | ||||
| ORD | Sale | 4,104 | 54.3318 USD | ||||
| ORD | Sale | 4,400 | 54.1784 USD | ||||
| ORD | Sale | 4,435 | 54.5171 USD | ||||
| ORD | Sale | 5,300 | 54.4015 USD | ||||
| ORD | Sale | 5,441 | 54.4457 USD | ||||
| ORD | Sale | 6,200 | 54.3264 USD | ||||
| ORD | Sale | 6,243 | 54.2852 USD | ||||
| ORD | Sale | 7,300 | 54.3865 USD | ||||
| ORD | Sale | 7,836 | 54.3751 USD | ||||
| ORD | Sale | 8,105 | 54.4554 USD | ||||
| ORD | Sale | 8,409 | 54.4438 USD | ||||
| ORD | Sale | 8,500 | 54.4341 USD | ||||
| ORD | Sale | 8,897 | 54.2982 USD | ||||
| ORD | Sale | 9,300 | 54.4810 USD | ||||
| ORD | Sale | 9,568 | 54.3660 USD | ||||
| ORD | Sale | 9,600 | 54.4255 USD | ||||
| ORD | Sale | 9,969 | 54.2469 USD | ||||
| ORD | Sale | 10,555 | 54.4848 USD | ||||
| ORD | Sale | 10,800 | 54.4678 USD | ||||
| ORD | Sale | 10,809 | 54.1864 USD | ||||
| ORD | Sale | 10,916 | 54.3327 USD | ||||
| ORD | Sale | 11,936 | 54.2520 USD | ||||
| ORD | Sale | 12,500 | 54.2468 USD | ||||
| ORD | Sale | 12,546 | 54.4720 USD | ||||
| ORD | Sale | 12,600 | 54.4657 USD | ||||
| ORD | Sale | 12,600 | 54.4941 USD | ||||
| ORD | Sale | 13,673 | 54.2969 USD | ||||
| ORD | Sale | 14,207 | 54.4403 USD | ||||
| ORD | Sale | 15,539 | 54.3176 USD | ||||
| ORD | Sale | 17,263 | 54.3509 USD | ||||
| ORD | Sale | 18,134 | 54.3853 USD | ||||
| ORD | Sale | 18,440 | 54.3222 USD | ||||
| ORD | Sale | 24,037 | 54.2912 USD | ||||
| ORD | Sale | 27,592 | 54.4800 USD | ||||
| ORD | Sale | 28,560 | 54.3023 USD | ||||
| ORD | Sale | 28,661 | 54.3451 USD | ||||
| ORD | Sale | 29,383 | 54.3381 USD | ||||
| ORD | Sale | 35,158 | 54.3168 USD | ||||
| ORD | Sale | 37,903 | 54.2796 USD | ||||
| ORD | Sale | 40,123 | 54.3571 USD | ||||
| ORD | Sale | 40,145 | 54.4906 USD | ||||
| ORD | Sale | 43,282 | 54.4895 USD | ||||
| ORD | Sale | 50,000 | 54.3783 USD | ||||
| ORD | Sale | 80,572 | 54.3083 USD | ||||
| ORD | Sale | 83,161 | 54.3668 USD | ||||
| ORD | Sale | 87,800 | 54.3181 USD | ||||
| ORD | Sale | 89,900 | 54.3321 USD | ||||
| ORD | Sale | 117,600 | 54.4953 USD | ||||
| ORD | Sale | 172,000 | 54.8126 USD | ||||
| ORD | Sale | 204,376 | 54.3507 USD | ||||
| ORD | Sale | 211,276 | 54.2550 USD | ||||
| ORD | Sale | 211,276 | 54.2850 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 1,602 | 58.1100 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 100 | 52.5 USD | American | 16 Aug 2014 | 2.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 400,000 | 52.5 USD | American | 16 Aug 2014 | 2.7000 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 57.5 USD | American | 16 Aug 2014 | 0.5000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 45 USD | American | 17 Jan 2015 | 10.2000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 55 USD | American | 22 Nov 2014 | 2.5500 USD | ||||||||
| ORD | Put Options | Purchasing | 685,700 | 52.5 USD | American | 16 Aug 2014 | 0.6500 USD | ||||||||
| ORD | Put Options | Selling | 285,700 | 52.5 USD | American | 16 Aug 2014 | 0.6500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 July 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ABBVIE INC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 35.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 37.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,600 | 40.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -8,700 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -900 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -29,700 | 45.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -11,700 | 47.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -17,700 | 50.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -114,300 | 52.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -300,000 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -5,500 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 57.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 4,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 4,100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 50.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 31,300 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 15,100 | 52.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 14,700 | 55.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,300 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400,000 | 52.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 4,200 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 19,600 | 55.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 5,100 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 4,000 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 116,400 | 57.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 300,000 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 4,400 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,400 | 60.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 12,500 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,500 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -5,000 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 50.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -37,100 | 52.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,000 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -7,300 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -1,952,100 | 57.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -6,200 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -1,300 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,300 | 60.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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