21st Nov 2019 14:16
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,510,778 | 0.17% | 4,115,785 | 0.28% | ||
|
|
|
|
| |
(2) | Derivatives (other than options): | ||||
1,725,361 | 0.12% | 621,000 | 0.04% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,458,700 | 0.17% | 833,500 | 0.06% | |
| TOTAL: | |||||
6,694,839 | 0.45% | 5,570,285 | 0.38% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 5 | 88.1300 USD |
| Purchase | 28 | 88.0800 USD |
| Purchase | 44 | 88.6800 USD |
| Purchase | 56 | 88.1100 USD |
| Purchase | 100 | 87.3000 USD |
| Purchase | 100 | 86.8650 USD |
| Purchase | 100 | 87.5450 USD |
| Purchase | 100 | 87.0450 USD |
| Purchase | 100 | 87.1900 USD |
| Purchase | 100 | 88.2600 USD |
| Purchase | 120 | 88.7200 USD |
| Purchase | 156 | 86.9400 USD |
| Purchase | 200 | 88.1200 USD |
| Purchase | 200 | 87.0550 USD |
| Purchase | 200 | 87.4775 USD |
| Purchase | 200 | 87.5150 USD |
| Purchase | 200 | 87.0775 USD |
| Purchase | 200 | 87.0700 USD |
| Purchase | 257 | 87.2357 USD |
| Purchase | 299 | 87.1648 USD |
| Purchase | 300 | 87.0733 USD |
| Purchase | 300 | 87.0666 USD |
| Purchase | 300 | 87.0300 USD |
| Purchase | 300 | 87.5066 USD |
| Purchase | 400 | 86.8637 USD |
| Purchase | 443 | 87.0832 USD |
| Purchase | 473 | 87.6851 USD |
| Purchase | 498 | 87.6219 USD |
| Purchase | 500 | 87.0260 USD |
| Purchase | 500 | 86.7800 USD |
| Purchase | 512 | 87.6526 USD |
| Purchase | 553 | 87.0916 USD |
| Purchase | 600 | 87.0408 USD |
| Purchase | 675 | 87.7600 USD |
| Purchase | 700 | 87.0728 USD |
| Purchase | 701 | 87.1008 USD |
| Purchase | 800 | 87.1287 USD |
| Purchase | 800 | 87.1581 USD |
| Purchase | 800 | 87.4054 USD |
| Purchase | 1,041 | 86.7553 USD |
| Purchase | 1,100 | 87.5859 USD |
| Purchase | 1,148 | 87.0441 USD |
| Purchase | 1,200 | 87.3316 USD |
| Purchase | 1,300 | 87.0400 USD |
| Purchase | 1,498 | 86.7857 USD |
| Purchase | 1,513 | 87.0309 USD |
| Purchase | 1,600 | 87.0600 USD |
| Purchase | 1,712 | 87.5591 USD |
| Purchase | 1,798 | 87.1477 USD |
| Purchase | 1,814 | 87.3928 USD |
| Purchase | 1,907 | 87.1669 USD |
| Purchase | 1,964 | 87.4911 USD |
| Purchase | 2,100 | 86.7030 USD |
| Purchase | 2,138 | 86.7646 USD |
| Purchase | 2,313 | 87.0963 USD |
| Purchase | 2,800 | 87.4002 USD |
| Purchase | 3,100 | 87.0574 USD |
| Purchase | 3,278 | 87.0887 USD |
| Purchase | 3,800 | 87.7650 USD |
| Purchase | 4,260 | 87.2049 USD |
| Purchase | 6,461 | 87.1052 USD |
| Purchase | 6,730 | 87.7046 USD |
| Purchase | 7,921 | 87.2000 USD |
| Purchase | 8,487 | 87.0488 USD |
| Purchase | 8,921 | 87.1233 USD |
| Purchase | 9,132 | 87.1871 USD |
| Purchase | 10,600 | 87.0617 USD |
| Purchase | 11,380 | 87.3625 USD |
| Purchase | 12,500 | 87.3369 USD |
| Purchase | 13,120 | 87.2227 USD |
| Purchase | 15,006 | 86.9333 USD |
| Purchase | 32,700 | 87.2398 USD |
| Purchase | 33,782 | 87.3389 USD |
| Purchase | 35,000 | 87.3180 USD |
| Purchase | 35,829 | 87.2014 USD |
| Purchase | 53,648 | 87.3089 USD |
| Purchase | 56,482 | 87.3762 USD |
| Purchase | 57,292 | 87.2580 USD |
| Purchase | 90,842 | 87.3083 USD |
| Purchase | 91,562 | 87.5003 USD |
| Sale | 44 | 88.6800 USD |
| Sale | 56 | 88.1100 USD |
| Sale | 73 | 87.8300 USD |
| Sale | 100 | 88.0300 USD |
| Sale | 100 | 87.9500 USD |
| Sale | 100 | 87.7200 USD |
| Sale | 100 | 87.7050 USD |
| Sale | 100 | 87.6800 USD |
| Sale | 100 | 87.6500 USD |
| Sale | 100 | 87.6200 USD |
| Sale | 100 | 87.2300 USD |
| Sale | 100 | 87.0350 USD |
| Sale | 100 | 88.6000 USD |
| Sale | 100 | 88.2300 USD |
| Sale | 120 | 88.7200 USD |
| Sale | 128 | 87.0643 USD |
| Sale | 132 | 87.9624 USD |
| Sale | 160 | 87.5469 USD |
| Sale | 200 | 87.0300 USD |
| Sale | 200 | 87.7000 USD |
| Sale | 200 | 86.9250 USD |
| Sale | 205 | 88.1202 USD |
| Sale | 209 | 86.9900 USD |
| Sale | 232 | 86.8020 USD |
| Sale | 271 | 87.7241 USD |
| Sale | 283 | 87.4528 USD |
| Sale | 298 | 88.6101 USD |
| Sale | 300 | 86.6591 USD |
| Sale | 300 | 87.7333 USD |
| Sale | 300 | 87.5133 USD |
| Sale | 355 | 86.9693 USD |
| Sale | 359 | 87.6100 USD |
| Sale | 400 | 88.6200 USD |
| Sale | 408 | 86.8165 USD |
| Sale | 408 | 88.6180 USD |
| Sale | 473 | 87.6899 USD |
| Sale | 473 | 87.6851 USD |
| Sale | 488 | 87.6463 USD |
| Sale | 500 | 87.4660 USD |
| Sale | 500 | 87.6840 USD |
| Sale | 500 | 87.7500 USD |
| Sale | 572 | 87.3055 USD |
| Sale | 690 | 86.8370 USD |
| Sale | 792 | 87.3339 USD |
| Sale | 800 | 87.5212 USD |
| Sale | 800 | 86.7893 USD |
| Sale | 910 | 86.8817 USD |
| Sale | 950 | 87.6684 USD |
| Sale | 1,000 | 87.7015 USD |
| Sale | 1,100 | 87.6540 USD |
| Sale | 1,123 | 87.3879 USD |
| Sale | 1,164 | 86.7057 USD |
| Sale | 1,238 | 86.9114 USD |
| Sale | 1,442 | 87.2526 USD |
| Sale | 1,600 | 87.0600 USD |
| Sale | 2,000 | 87.2333 USD |
| Sale | 2,000 | 87.5572 USD |
| Sale | 2,000 | 87.6064 USD |
| Sale | 2,576 | 86.7685 USD |
| Sale | 3,800 | 87.7650 USD |
| Sale | 3,869 | 86.7263 USD |
| Sale | 4,130 | 87.4328 USD |
| Sale | 5,260 | 87.1186 USD |
| Sale | 5,600 | 87.4002 USD |
| Sale | 7,777 | 86.7582 USD |
| Sale | 9,779 | 87.2960 USD |
| Sale | 10,174 | 87.2140 USD |
| Sale | 12,255 | 87.2000 USD |
| Sale | 17,680 | 87.3087 USD |
| Sale | 21,600 | 87.2500 USD |
| Sale | 25,000 | 87.2880 USD |
| Sale | 27,143 | 87.0534 USD |
| Sale | 28,984 | 87.2193 USD |
| Sale | 31,100 | 87.3208 USD |
| Sale | 38,793 | 87.2410 USD |
| Sale | 94,762 | 87.5005 USD |
| Sale | 113,974 | 87.3175 USD |
| Sale | 160,965 | 87.2796 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | ||
| SWAP | Long | 1,306 | 88.5721 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 800 | 70 USD | American | 15 Jan 2021 | 19.0000 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 19 Jun 2020 | 7.5000 USD |
| Call Option | Purchasing | 1,000 | 88 USD | American | 22 Nov 2019 | 0.6200 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 15 May 2020 | 5.6300 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 15 Jan 2021 | 7.2000 USD |
| Call Option | Purchasing | 1,000 | 91 USD | American | 13 Dec 2019 | 0.6300 USD |
| Call Option | Purchasing | 100 | 98 USD | American | 15 May 2020 | 2.0600 USD |
| Call Option | Purchasing | 2,300 | 100 USD | American | 17 Jan 2020 | 0.1743 USD |
| Call Option | Purchasing | 100 | 105 USD | American | 17 Jan 2020 | 0.0800 USD |
| Call Option | Selling | 900 | 83 USD | American | 22 Nov 2019 | 4.2500 USD |
| Call Option | Selling | 5,000 | 87 USD | American | 22 Nov 2019 | 1.2760 USD |
| Call Option | Selling | 1,500 | 88 USD | American | 21 Feb 2020 | 3.7500 USD |
| Call Option | Selling | 2,200 | 89 USD | American | 22 Nov 2019 | 0.2536 USD |
| Call Option | Selling | 200 | 89 USD | American | 29 Nov 2019 | 0.4700 USD |
| Call Option | Selling | 1,900 | 90 USD | American | 22 Nov 2019 | 0.1605 USD |
| Call Option | Selling | 200 | 91 USD | American | 22 Nov 2019 | 0.0300 USD |
| Call Option | Selling | 1,500 | 91 USD | American | 29 Nov 2019 | 0.1300 USD |
| Put Option | Purchasing | 200 | 84 USD | American | 20 Dec 2019 | 1.0500 USD |
| Put Option | Purchasing | 200 | 85 USD | American | 20 Dec 2019 | 1.1500 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 20 Dec 2019 | 1.2700 USD |
| Put Option | Purchasing | 100 | 87 USD | American | 29 Nov 2019 | 1.1300 USD |
| Put Option | Purchasing | 100 | 87 USD | American | 29 Nov 2019 | 1.2600 USD |
| Put Option | Purchasing | 100 | 88 USD | American | 22 Nov 2019 | 0.8400 USD |
| Put Option | Purchasing | 500 | 88 USD | American | 15 May 2020 | 6.6200 USD |
| Put Option | Purchasing | 1,900 | 91 USD | American | 22 Nov 2019 | 3.0000 USD |
| Put Option | Purchasing | 400 | 100 USD | American | 15 Jan 2021 | 20.3375 USD |
| Put Option | Selling | 3,000 | 65 USD | American | 17 Jan 2020 | 0.1483 USD |
| Put Option | Selling | 100 | 80 USD | American | 20 Dec 2019 | 0.4200 USD |
| Put Option | Selling | 400 | 82 USD | American | 20 Dec 2019 | 0.6050 USD |
| Put Option | Selling | 800 | 84 USD | American | 22 Nov 2019 | 0.1500 USD |
| Put Option | Selling | 1,200 | 85 USD | American | 22 Nov 2019 | 0.2125 USD |
| Put Option | Selling | 500 | 86 USD | American | 22 Nov 2019 | 0.3060 USD |
| Put Option | Selling | 100 | 87 USD | American | 22 Nov 2019 | 0.4500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option |
|
| |||
or derivative |
|
| |||
relates |
|
| |||
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 91.0000 | American | Dec 20, 2019 |
| Put Options | Written | 360,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 83.5000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,100 | 87.0000 | American | Dec 13, 2019 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 101,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,700 | 82.5000 | American | Nov 22, 2019 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,200 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 8,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 77.5000 | American | Nov 22, 2019 |
| Put Options | Purchased | -700 | 87.5000 | American | Dec 20, 2019 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -700 | 88.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,200 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 700 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 49,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 86.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 6, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 84.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,400 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 88.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 86.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -600 | 88.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 80.0000 | American | Nov 22, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 80.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -200 | 81.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -3,000 | 79.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,400 | 78.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -2,500 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 78.0000 | American | Nov 29, 2019 |
| Call Options | Written | -200 | 80.0000 | American | Nov 29, 2019 |
| Call Options | Written | -1,100 | 95.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,100 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 900 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,500 | 86.5000 | American | Nov 22, 2019 |
| Put Options | Written | 16,200 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 88.0000 | American | Nov 29, 2019 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 83.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 87.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 4,400 | 92.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,700 | 86.0000 | American | Nov 22, 2019 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,000 | 92.0000 | American | Nov 22, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,800 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,000 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,900 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,800 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 77.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 87.0000 | American | Nov 29, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 84.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -24,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,400 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 155,700 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 87.0000 | American | Nov 29, 2019 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 86.5000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,500 | 90.0000 | American | Nov 22, 2019 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 6,800 | 86.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 4,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 82.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 7,900 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,600 | 85.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 82.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -400 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -80,400 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 87.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 84.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -8,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -700 | 82.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Nov 22, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,100 | 89.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 85.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 83.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 400 | 85.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 6,800 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 100 | 95.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 13, 2019 |
| Put Options | Written | 900 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 21,900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 87.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 18,100 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 86.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,800 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 95.0000 | American | Nov 22, 2019 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 91.0000 | American | Nov 22, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 | 91.0000 | American | Nov 22, 2019 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 77.0000 | American | Nov 22, 2019 |
| Call Options | Written | -600 | 80.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 80.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 28,500 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,600 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 17,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Nov 29, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 85.0000 | American | Nov 22, 2019 |
| Put Options | Written | 500 | 85.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -52,900 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,900 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 75.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,000 | 87.0000 | American | Nov 22, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 83.0000 | American | Nov 22, 2019 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 25,500 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 82.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 90.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 200 | 90.0000 | American | Dec 6, 2019 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,100 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 74.0000 | American | Nov 29, 2019 |
| Put Options | Written | 800 | 88.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,300 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,900 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 14,600 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -200 | 89.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -1,500 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -10,300 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -67,100 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,500 | 91.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Call Options | Written | -9,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 89.0000 | American | Nov 22, 2019 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Dec 27, 2019 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 11,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,700 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 84.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 9,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 82.0000 | American | Dec 6, 2019 |
| Put Options | Written | 100 | 72.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 83.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 9,600 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,000 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 86.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,900 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,900 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 81.5000 | American | Nov 22, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,900 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,100 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 83.0000 | American | Nov 22, 2019 |
| Call Options | Written | -4,800 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,800 | 90.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191121005574/en/
Copyright Business Wire 2019
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