29th Sep 2014 15:27
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,569,252 | 0.29% | 4,247,920 | 0.27% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,371,019 | 0.21% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,532,300 | 0.41% | 8,568,100 | 0.54% | |||||||
| TOTAL: | 14,472,571 | 0.91% | 0 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 42 | 58.4500 USD | ||||
| ORD | Purchase | 43 | 58.4700 USD | ||||
| ORD | Purchase | 77 | 59.1633 USD | ||||
| ORD | Purchase | 80 | 58.0000 USD | ||||
| ORD | Purchase | 100 | 58.2200 USD | ||||
| ORD | Purchase | 100 | 58.2900 USD | ||||
| ORD | Purchase | 100 | 58.3317 USD | ||||
| ORD | Purchase | 100 | 58.3950 USD | ||||
| ORD | Purchase | 100 | 58.5050 USD | ||||
| ORD | Purchase | 100 | 58.5400 USD | ||||
| ORD | Purchase | 100 | 58.9700 USD | ||||
| ORD | Purchase | 100 | 59.1450 USD | ||||
| ORD | Purchase | 100 | 59.2100 USD | ||||
| ORD | Purchase | 106 | 58.4283 USD | ||||
| ORD | Purchase | 164 | 58.3214 USD | ||||
| ORD | Purchase | 173 | 58.3239 USD | ||||
| ORD | Purchase | 174 | 58.3742 USD | ||||
| ORD | Purchase | 195 | 59.2200 USD | ||||
| ORD | Purchase | 200 | 58.4250 USD | ||||
| ORD | Purchase | 200 | 58.4900 USD | ||||
| ORD | Purchase | 200 | 58.9550 USD | ||||
| ORD | Purchase | 200 | 59.1675 USD | ||||
| ORD | Purchase | 237 | 58.9019 USD | ||||
| ORD | Purchase | 243 | 58.3373 USD | ||||
| ORD | Purchase | 262 | 59.0215 USD | ||||
| ORD | Purchase | 296 | 58.5300 USD | ||||
| ORD | Purchase | 300 | 58.4033 USD | ||||
| ORD | Purchase | 300 | 58.7200 USD | ||||
| ORD | Purchase | 300 | 58.7650 USD | ||||
| ORD | Purchase | 300 | 59.1100 USD | ||||
| ORD | Purchase | 329 | 58.5500 USD | ||||
| ORD | Purchase | 350 | 59.1257 USD | ||||
| ORD | Purchase | 375 | 58.4080 USD | ||||
| ORD | Purchase | 400 | 58.8560 USD | ||||
| ORD | Purchase | 400 | 59.0024 USD | ||||
| ORD | Purchase | 400 | 59.2050 USD | ||||
| ORD | Purchase | 410 | 58.8490 USD | ||||
| ORD | Purchase | 500 | 58.3440 USD | ||||
| ORD | Purchase | 500 | 59.1950 USD | ||||
| ORD | Purchase | 616 | 58.9074 USD | ||||
| ORD | Purchase | 700 | 59.0871 USD | ||||
| ORD | Purchase | 700 | 59.1604 USD | ||||
| ORD | Purchase | 739 | 58.5090 USD | ||||
| ORD | Purchase | 800 | 58.9900 USD | ||||
| ORD | Purchase | 800 | 59.0806 USD | ||||
| ORD | Purchase | 800 | 59.1511 USD | ||||
| ORD | Purchase | 820 | 58.4360 USD | ||||
| ORD | Purchase | 837 | 58.3509 USD | ||||
| ORD | Purchase | 896 | 58.3532 USD | ||||
| ORD | Purchase | 912 | 58.5676 USD | ||||
| ORD | Purchase | 917 | 58.5365 USD | ||||
| ORD | Purchase | 1,000 | 58.6100 USD | ||||
| ORD | Purchase | 1,000 | 58.7990 USD | ||||
| ORD | Purchase | 1,015 | 58.4509 USD | ||||
| ORD | Purchase | 1,100 | 58.4445 USD | ||||
| ORD | Purchase | 1,262 | 58.6475 USD | ||||
| ORD | Purchase | 1,288 | 58.7460 USD | ||||
| ORD | Purchase | 1,300 | 58.3569 USD | ||||
| ORD | Purchase | 1,300 | 58.4430 USD | ||||
| ORD | Purchase | 1,400 | 58.6817 USD | ||||
| ORD | Purchase | 1,427 | 58.8521 USD | ||||
| ORD | Purchase | 1,483 | 58.3836 USD | ||||
| ORD | Purchase | 1,600 | 58.3975 USD | ||||
| ORD | Purchase | 1,643 | 58.4203 USD | ||||
| ORD | Purchase | 1,800 | 58.7366 USD | ||||
| ORD | Purchase | 1,809 | 59.1603 USD | ||||
| ORD | Purchase | 2,098 | 58.3809 USD | ||||
| ORD | Purchase | 2,425 | 58.4336 USD | ||||
| ORD | Purchase | 2,450 | 59.1014 USD | ||||
| ORD | Purchase | 2,455 | 59.1680 USD | ||||
| ORD | Purchase | 2,500 | 58.8756 USD | ||||
| ORD | Purchase | 2,600 | 58.8501 USD | ||||
| ORD | Purchase | 2,600 | 59.0703 USD | ||||
| ORD | Purchase | 2,856 | 58.5975 USD | ||||
| ORD | Purchase | 2,900 | 58.4972 USD | ||||
| ORD | Purchase | 3,100 | 58.9135 USD | ||||
| ORD | Purchase | 3,101 | 58.6378 USD | ||||
| ORD | Purchase | 3,500 | 59.1611 USD | ||||
| ORD | Purchase | 3,680 | 58.8402 USD | ||||
| ORD | Purchase | 3,800 | 58.6034 USD | ||||
| ORD | Purchase | 4,300 | 58.5574 USD | ||||
| ORD | Purchase | 4,336 | 58.7240 USD | ||||
| ORD | Purchase | 5,490 | 59.1499 USD | ||||
| ORD | Purchase | 5,500 | 58.6000 USD | ||||
| ORD | Purchase | 5,890 | 58.3393 USD | ||||
| ORD | Purchase | 6,400 | 58.5489 USD | ||||
| ORD | Purchase | 6,572 | 59.1714 USD | ||||
| ORD | Purchase | 6,594 | 58.7717 USD | ||||
| ORD | Purchase | 6,720 | 58.4201 USD | ||||
| ORD | Purchase | 6,800 | 59.1567 USD | ||||
| ORD | Purchase | 6,822 | 58.3796 USD | ||||
| ORD | Purchase | 7,190 | 58.8774 USD | ||||
| ORD | Purchase | 7,290 | 58.7730 USD | ||||
| ORD | Purchase | 8,297 | 58.4010 USD | ||||
| ORD | Purchase | 8,620 | 58.9931 USD | ||||
| ORD | Purchase | 8,700 | 58.5243 USD | ||||
| ORD | Purchase | 8,853 | 58.6955 USD | ||||
| ORD | Purchase | 9,073 | 58.8755 USD | ||||
| ORD | Purchase | 9,500 | 58.9307 USD | ||||
| ORD | Purchase | 10,000 | 58.6107 USD | ||||
| ORD | Purchase | 10,600 | 58.7064 USD | ||||
| ORD | Purchase | 11,400 | 58.5554 USD | ||||
| ORD | Purchase | 11,674 | 58.3898 USD | ||||
| ORD | Purchase | 12,271 | 58.4597 USD | ||||
| ORD | Purchase | 14,061 | 58.3467 USD | ||||
| ORD | Purchase | 14,200 | 58.4704 USD | ||||
| ORD | Purchase | 14,208 | 58.8691 USD | ||||
| ORD | Purchase | 14,493 | 58.8506 USD | ||||
| ORD | Purchase | 15,700 | 58.7471 USD | ||||
| ORD | Purchase | 15,905 | 58.3848 USD | ||||
| ORD | Purchase | 17,253 | 58.7000 USD | ||||
| ORD | Purchase | 18,420 | 58.5699 USD | ||||
| ORD | Purchase | 19,320 | 58.4031 USD | ||||
| ORD | Purchase | 20,508 | 58.6609 USD | ||||
| ORD | Purchase | 21,436 | 58.3895 USD | ||||
| ORD | Purchase | 21,500 | 58.9123 USD | ||||
| ORD | Purchase | 21,697 | 59.1725 USD | ||||
| ORD | Purchase | 25,600 | 58.8925 USD | ||||
| ORD | Purchase | 26,900 | 58.3000 USD | ||||
| ORD | Purchase | 26,900 | 58.3583 USD | ||||
| ORD | Purchase | 32,381 | 58.4621 USD | ||||
| ORD | Purchase | 33,500 | 58.6009 USD | ||||
| ORD | Purchase | 36,387 | 58.5713 USD | ||||
| ORD | Purchase | 37,068 | 58.7138 USD | ||||
| ORD | Purchase | 50,348 | 59.1666 USD | ||||
| ORD | Purchase | 51,800 | 58.7350 USD | ||||
| ORD | Purchase | 66,726 | 59.1763 USD | ||||
| ORD | Purchase | 72,300 | 58.8304 USD | ||||
| ORD | Purchase | 126,625 | 59.1702 USD | ||||
| ORD | Purchase | 158,183 | 58.6090 USD | ||||
| ORD | Purchase | 217,537 | 58.8528 USD | ||||
| ORD | Purchase | 226,287 | 58.3922 USD | ||||
| ORD | Purchase | 500,023 | 59.2000 USD | ||||
| ORD | Purchase | 526,300 | 59.1979 USD | ||||
| ORD | Purchase | 1,976,765 | 59.1900 USD | ||||
| ORD | Sale | 23 | 58.2300 USD | ||||
| ORD | Sale | 38 | 58.0000 USD | ||||
| ORD | Sale | 39 | 58.2500 USD | ||||
| ORD | Sale | 42 | 58.4500 USD | ||||
| ORD | Sale | 85 | 59.1835 USD | ||||
| ORD | Sale | 100 | 58.3400 USD | ||||
| ORD | Sale | 100 | 58.4300 USD | ||||
| ORD | Sale | 100 | 58.4800 USD | ||||
| ORD | Sale | 100 | 58.4850 USD | ||||
| ORD | Sale | 100 | 58.6800 USD | ||||
| ORD | Sale | 100 | 58.7800 USD | ||||
| ORD | Sale | 100 | 59.1200 USD | ||||
| ORD | Sale | 102 | 58.4811 USD | ||||
| ORD | Sale | 146 | 58.3495 USD | ||||
| ORD | Sale | 150 | 58.7866 USD | ||||
| ORD | Sale | 200 | 58.3525 USD | ||||
| ORD | Sale | 200 | 58.5600 USD | ||||
| ORD | Sale | 200 | 59.1225 USD | ||||
| ORD | Sale | 200 | 59.1700 USD | ||||
| ORD | Sale | 225 | 58.4433 USD | ||||
| ORD | Sale | 262 | 59.0215 USD | ||||
| ORD | Sale | 300 | 58.3733 USD | ||||
| ORD | Sale | 300 | 58.7100 USD | ||||
| ORD | Sale | 315 | 59.1959 USD | ||||
| ORD | Sale | 400 | 58.4450 USD | ||||
| ORD | Sale | 400 | 58.6450 USD | ||||
| ORD | Sale | 400 | 59.1675 USD | ||||
| ORD | Sale | 400 | 59.2050 USD | ||||
| ORD | Sale | 432 | 58.6769 USD | ||||
| ORD | Sale | 470 | 58.5459 USD | ||||
| ORD | Sale | 487 | 58.4440 USD | ||||
| ORD | Sale | 500 | 58.3420 USD | ||||
| ORD | Sale | 500 | 58.7638 USD | ||||
| ORD | Sale | 500 | 59.0520 USD | ||||
| ORD | Sale | 542 | 58.6932 USD | ||||
| ORD | Sale | 600 | 58.3008 USD | ||||
| ORD | Sale | 600 | 58.3983 USD | ||||
| ORD | Sale | 600 | 58.7500 USD | ||||
| ORD | Sale | 600 | 58.7616 USD | ||||
| ORD | Sale | 600 | 58.8733 USD | ||||
| ORD | Sale | 600 | 59.1083 USD | ||||
| ORD | Sale | 600 | 59.1391 USD | ||||
| ORD | Sale | 838 | 58.9309 USD | ||||
| ORD | Sale | 861 | 58.8578 USD | ||||
| ORD | Sale | 900 | 58.6466 USD | ||||
| ORD | Sale | 997 | 58.3885 USD | ||||
| ORD | Sale | 1,000 | 58.5005 USD | ||||
| ORD | Sale | 1,000 | 58.5060 USD | ||||
| ORD | Sale | 1,080 | 58.7977 USD | ||||
| ORD | Sale | 1,100 | 58.5677 USD | ||||
| ORD | Sale | 1,100 | 58.9190 USD | ||||
| ORD | Sale | 1,158 | 58.7948 USD | ||||
| ORD | Sale | 1,224 | 58.7094 USD | ||||
| ORD | Sale | 1,275 | 58.5692 USD | ||||
| ORD | Sale | 1,490 | 58.4365 USD | ||||
| ORD | Sale | 1,654 | 58.5300 USD | ||||
| ORD | Sale | 1,800 | 59.1562 USD | ||||
| ORD | Sale | 1,817 | 58.6725 USD | ||||
| ORD | Sale | 2,040 | 59.0437 USD | ||||
| ORD | Sale | 2,060 | 58.9763 USD | ||||
| ORD | Sale | 2,082 | 58.1750 USD | ||||
| ORD | Sale | 2,144 | 58.5579 USD | ||||
| ORD | Sale | 2,300 | 59.1576 USD | ||||
| ORD | Sale | 2,788 | 58.5784 USD | ||||
| ORD | Sale | 3,126 | 58.3890 USD | ||||
| ORD | Sale | 3,175 | 58.4753 USD | ||||
| ORD | Sale | 3,200 | 58.4643 USD | ||||
| ORD | Sale | 3,300 | 58.6509 USD | ||||
| ORD | Sale | 3,426 | 58.5537 USD | ||||
| ORD | Sale | 3,500 | 58.3908 USD | ||||
| ORD | Sale | 3,513 | 58.6405 USD | ||||
| ORD | Sale | 4,017 | 59.1883 USD | ||||
| ORD | Sale | 4,380 | 58.5945 USD | ||||
| ORD | Sale | 4,600 | 58.9108 USD | ||||
| ORD | Sale | 4,697 | 58.5422 USD | ||||
| ORD | Sale | 4,705 | 58.7389 USD | ||||
| ORD | Sale | 4,900 | 59.1066 USD | ||||
| ORD | Sale | 5,000 | 58.6891 USD | ||||
| ORD | Sale | 5,014 | 58.2930 USD | ||||
| ORD | Sale | 5,500 | 58.6000 USD | ||||
| ORD | Sale | 6,000 | 58.8650 USD | ||||
| ORD | Sale | 6,053 | 58.4724 USD | ||||
| ORD | Sale | 6,600 | 59.0400 USD | ||||
| ORD | Sale | 6,720 | 58.4201 USD | ||||
| ORD | Sale | 7,200 | 58.5041 USD | ||||
| ORD | Sale | 7,239 | 58.4747 USD | ||||
| ORD | Sale | 7,449 | 58.9126 USD | ||||
| ORD | Sale | 7,562 | 58.8935 USD | ||||
| ORD | Sale | 7,723 | 58.3705 USD | ||||
| ORD | Sale | 7,800 | 58.4470 USD | ||||
| ORD | Sale | 8,700 | 58.5243 USD | ||||
| ORD | Sale | 8,700 | 58.6358 USD | ||||
| ORD | Sale | 8,950 | 58.6455 USD | ||||
| ORD | Sale | 9,208 | 58.4994 USD | ||||
| ORD | Sale | 9,317 | 58.7894 USD | ||||
| ORD | Sale | 9,497 | 58.6858 USD | ||||
| ORD | Sale | 9,931 | 58.6698 USD | ||||
| ORD | Sale | 10,254 | 58.6609 USD | ||||
| ORD | Sale | 11,961 | 58.8651 USD | ||||
| ORD | Sale | 13,022 | 58.9010 USD | ||||
| ORD | Sale | 13,163 | 58.3835 USD | ||||
| ORD | Sale | 14,476 | 58.2677 USD | ||||
| ORD | Sale | 17,100 | 58.4712 USD | ||||
| ORD | Sale | 17,353 | 58.7000 USD | ||||
| ORD | Sale | 18,500 | 58.9054 USD | ||||
| ORD | Sale | 23,674 | 58.3455 USD | ||||
| ORD | Sale | 24,604 | 58.5505 USD | ||||
| ORD | Sale | 26,082 | 58.7063 USD | ||||
| ORD | Sale | 26,228 | 58.5652 USD | ||||
| ORD | Sale | 30,301 | 58.3673 USD | ||||
| ORD | Sale | 35,963 | 58.3794 USD | ||||
| ORD | Sale | 42,889 | 58.8543 USD | ||||
| ORD | Sale | 44,733 | 58.6197 USD | ||||
| ORD | Sale | 46,200 | 58.7391 USD | ||||
| ORD | Sale | 46,300 | 58.4081 USD | ||||
| ORD | Sale | 46,483 | 58.8945 USD | ||||
| ORD | Sale | 48,800 | 58.9514 USD | ||||
| ORD | Sale | 50,500 | 58.3822 USD | ||||
| ORD | Sale | 52,321 | 58.3415 USD | ||||
| ORD | Sale | 53,800 | 58.3583 USD | ||||
| ORD | Sale | 63,700 | 58.9000 USD | ||||
| ORD | Sale | 75,372 | 58.6571 USD | ||||
| ORD | Sale | 77,921 | 58.8811 USD | ||||
| ORD | Sale | 102,353 | 58.7139 USD | ||||
| ORD | Sale | 142,723 | 58.6193 USD | ||||
| ORD | Sale | 500,023 | 59.2000 USD | ||||
| ORD | Sale | 1,968,736 | 59.1900 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 2,500 | 57.5 USD | American | 17 Jan 2015 | 3.8000 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 60 USD | American | 17 Jan 2015 | 2.5000 USD | ||||||||
| ORD | Call Options | Purchasing | 7,200 | 65 USD | American | 17 Jan 2015 | 0.7500 USD | ||||||||
| ORD | Call Options | Purchasing | 300 | 67.5 USD | American | 17 Jan 2015 | 0.3933 USD | ||||||||
| ORD | Call Options | Selling | 5,900 | 55 USD | American | 20 Feb 2015 | 5.4000 USD | ||||||||
| ORD | Call Options | Selling | 72,900 | 60 USD | American | 17 Jan 2015 | 2.0000 USD | ||||||||
| ORD | Call Options | Selling | 4,600 | 60 USD | American | 17 Jan 2015 | 2.0126 USD | ||||||||
| ORD | Call Options | Selling | 7,700 | 62.5 USD | American | 17 Jan 2015 | 1.2000 USD | ||||||||
| ORD | Call Options | Selling | 13,600 | 62.5 USD | American | 17 Jan 2015 | 1.3566 USD | ||||||||
| ORD | Call Options | Selling | 5,500 | 65 USD | American | 17 Jan 2015 | 0.6590 USD | ||||||||
| ORD | Call Options | Selling | 287,500 | 65 USD | American | 17 Jan 2015 | 0.8000 USD | ||||||||
| ORD | Put Options | Purchasing | 5,000 | 50 USD | American | 17 Jan 2015 | 0.6500 USD | ||||||||
| ORD | Put Options | Selling | 600 | 57.5 USD | American | 18 Oct 2014 | 0.8000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -792,300 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -20,000 | 52.5000 | American | 16 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -197,900 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -3,200 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 26,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 2,700 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 169,900 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,700 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 104,400 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 433,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 8,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 11,500 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 21,200 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 10,300 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,600 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 500 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 71,400 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 14,100 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 67.5000 | American | 15 May 2015 | |||||||
| ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,800 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -116,300 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -116,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -48,100 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -20,000 | 62.5000 | American | 16 Jan 2015 | |||||||
| ORD | Call Options | Written | -19,300 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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