10th Sep 2014 15:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,830,774 | 0.24% | 4,092,217 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,580,127 | 0.22% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,423,900 | 0.40% | 8,468,200 | 0.53% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,834,801 | 0.87% | 12,560,417 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 42 | 56.6000 USD | ||||
| ORD | Purchase | 42 | 56.6199 USD | ||||
| ORD | Purchase | 80 | 56.2206 USD | ||||
| ORD | Purchase | 84 | 56.6300 USD | ||||
| ORD | Purchase | 100 | 56.3000 USD | ||||
| ORD | Purchase | 156 | 55.6000 USD | ||||
| ORD | Purchase | 200 | 56.6200 USD | ||||
| ORD | Purchase | 268 | 55.5098 USD | ||||
| ORD | Purchase | 269 | 56.6566 USD | ||||
| ORD | Purchase | 281 | 56.6017 USD | ||||
| ORD | Purchase | 300 | 56.6056 USD | ||||
| ORD | Purchase | 332 | 55.5618 USD | ||||
| ORD | Purchase | 400 | 56.8727 USD | ||||
| ORD | Purchase | 400 | 56.9550 USD | ||||
| ORD | Purchase | 429 | 56.9928 USD | ||||
| ORD | Purchase | 484 | 56.4438 USD | ||||
| ORD | Purchase | 500 | 56.9760 USD | ||||
| ORD | Purchase | 545 | 56.9478 USD | ||||
| ORD | Purchase | 705 | 56.6007 USD | ||||
| ORD | Purchase | 711 | 55.5700 USD | ||||
| ORD | Purchase | 874 | 56.0192 USD | ||||
| ORD | Purchase | 969 | 55.5861 USD | ||||
| ORD | Purchase | 1,000 | 56.9680 USD | ||||
| ORD | Purchase | 1,000 | 57.1100 USD | ||||
| ORD | Purchase | 1,046 | 55.6939 USD | ||||
| ORD | Purchase | 1,100 | 56.9795 USD | ||||
| ORD | Purchase | 1,188 | 56.9889 USD | ||||
| ORD | Purchase | 1,267 | 56.7290 USD | ||||
| ORD | Purchase | 1,300 | 56.9884 USD | ||||
| ORD | Purchase | 1,362 | 56.8775 USD | ||||
| ORD | Purchase | 1,468 | 55.6282 USD | ||||
| ORD | Purchase | 1,500 | 56.7093 USD | ||||
| ORD | Purchase | 1,597 | 56.6964 USD | ||||
| ORD | Purchase | 2,100 | 57.0634 USD | ||||
| ORD | Purchase | 2,499 | 56.7007 USD | ||||
| ORD | Purchase | 3,100 | 56.9127 USD | ||||
| ORD | Purchase | 3,295 | 56.5224 USD | ||||
| ORD | Purchase | 3,520 | 56.9703 USD | ||||
| ORD | Purchase | 4,152 | 56.8373 USD | ||||
| ORD | Purchase | 4,622 | 55.6435 USD | ||||
| ORD | Purchase | 4,881 | 56.4398 USD | ||||
| ORD | Purchase | 5,005 | 56.8279 USD | ||||
| ORD | Purchase | 5,872 | 56.7873 USD | ||||
| ORD | Purchase | 6,825 | 56.9862 USD | ||||
| ORD | Purchase | 6,900 | 56.9286 USD | ||||
| ORD | Purchase | 7,235 | 56.8817 USD | ||||
| ORD | Purchase | 7,882 | 56.9108 USD | ||||
| ORD | Purchase | 8,617 | 56.6836 USD | ||||
| ORD | Purchase | 9,194 | 56.1494 USD | ||||
| ORD | Purchase | 9,668 | 56.8143 USD | ||||
| ORD | Purchase | 9,826 | 56.8801 USD | ||||
| ORD | Purchase | 10,011 | 56.9350 USD | ||||
| ORD | Purchase | 11,213 | 55.6141 USD | ||||
| ORD | Purchase | 11,683 | 56.4174 USD | ||||
| ORD | Purchase | 12,652 | 56.6938 USD | ||||
| ORD | Purchase | 12,706 | 56.8036 USD | ||||
| ORD | Purchase | 12,770 | 55.6447 USD | ||||
| ORD | Purchase | 13,082 | 56.8132 USD | ||||
| ORD | Purchase | 13,967 | 56.9929 USD | ||||
| ORD | Purchase | 17,920 | 55.6687 USD | ||||
| ORD | Purchase | 17,920 | 55.8658 USD | ||||
| ORD | Purchase | 18,700 | 57.0564 USD | ||||
| ORD | Purchase | 19,837 | 56.9207 USD | ||||
| ORD | Purchase | 21,300 | 56.9784 USD | ||||
| ORD | Purchase | 22,111 | 55.5944 USD | ||||
| ORD | Purchase | 30,251 | 56.4014 USD | ||||
| ORD | Purchase | 33,000 | 56.4252 USD | ||||
| ORD | Purchase | 33,052 | 56.7906 USD | ||||
| ORD | Purchase | 42,200 | 56.4125 USD | ||||
| ORD | Purchase | 43,000 | 56.7946 USD | ||||
| ORD | Purchase | 43,986 | 56.5398 USD | ||||
| ORD | Purchase | 46,067 | 56.8055 USD | ||||
| ORD | Purchase | 48,720 | 57.1183 USD | ||||
| ORD | Purchase | 50,800 | 56.7900 USD | ||||
| ORD | Purchase | 63,900 | 56.9789 USD | ||||
| ORD | Purchase | 73,686 | 56.9814 USD | ||||
| ORD | Purchase | 75,728 | 55.6188 USD | ||||
| ORD | Purchase | 100,000 | 56.9000 USD | ||||
| ORD | Purchase | 102,000 | 55.5818 USD | ||||
| ORD | Purchase | 124,461 | 56.1222 USD | ||||
| ORD | Purchase | 132,504 | 56.5137 USD | ||||
| ORD | Purchase | 133,016 | 56.4178 USD | ||||
| ORD | Purchase | 140,811 | 57.0209 USD | ||||
| ORD | Purchase | 283,945 | 56.8138 USD | ||||
| ORD | Purchase | 352,328 | 56.4766 USD | ||||
| ORD | Purchase | 421,400 | 56.4409 USD | ||||
| ORD | Purchase | 470,009 | 56.7845 USD | ||||
| ORD | Purchase | 2,360,539 | 56.9500 USD | ||||
| ORD | Sale | 15 | 56.4133 USD | ||||
| ORD | Sale | 67 | 56.9400 USD | ||||
| ORD | Sale | 69 | 56.3100 USD | ||||
| ORD | Sale | 84 | 56.4500 USD | ||||
| ORD | Sale | 100 | 55.6900 USD | ||||
| ORD | Sale | 100 | 55.7700 USD | ||||
| ORD | Sale | 200 | 57.0950 USD | ||||
| ORD | Sale | 200 | 57.1200 USD | ||||
| ORD | Sale | 207 | 56.3415 USD | ||||
| ORD | Sale | 223 | 55.6700 USD | ||||
| ORD | Sale | 231 | 57.0432 USD | ||||
| ORD | Sale | 300 | 56.9133 USD | ||||
| ORD | Sale | 300 | 56.9933 USD | ||||
| ORD | Sale | 300 | 57.1100 USD | ||||
| ORD | Sale | 337 | 56.6370 USD | ||||
| ORD | Sale | 369 | 57.0156 USD | ||||
| ORD | Sale | 400 | 56.4425 USD | ||||
| ORD | Sale | 400 | 56.8727 USD | ||||
| ORD | Sale | 400 | 56.9387 USD | ||||
| ORD | Sale | 400 | 57.0900 USD | ||||
| ORD | Sale | 400 | 57.1162 USD | ||||
| ORD | Sale | 407 | 56.3116 USD | ||||
| ORD | Sale | 480 | 56.9013 USD | ||||
| ORD | Sale | 500 | 56.9390 USD | ||||
| ORD | Sale | 500 | 56.9700 USD | ||||
| ORD | Sale | 500 | 57.1140 USD | ||||
| ORD | Sale | 700 | 56.9442 USD | ||||
| ORD | Sale | 700 | 57.0971 USD | ||||
| ORD | Sale | 700 | 57.1014 USD | ||||
| ORD | Sale | 701 | 56.6008 USD | ||||
| ORD | Sale | 709 | 56.6007 USD | ||||
| ORD | Sale | 711 | 55.5700 USD | ||||
| ORD | Sale | 846 | 56.6777 USD | ||||
| ORD | Sale | 900 | 55.6922 USD | ||||
| ORD | Sale | 1,100 | 57.0981 USD | ||||
| ORD | Sale | 1,200 | 57.1044 USD | ||||
| ORD | Sale | 1,206 | 56.7659 USD | ||||
| ORD | Sale | 1,267 | 56.7290 USD | ||||
| ORD | Sale | 1,300 | 56.4792 USD | ||||
| ORD | Sale | 1,343 | 57.1000 USD | ||||
| ORD | Sale | 1,400 | 56.5200 USD | ||||
| ORD | Sale | 1,640 | 56.3608 USD | ||||
| ORD | Sale | 1,749 | 56.4704 USD | ||||
| ORD | Sale | 1,828 | 56.5566 USD | ||||
| ORD | Sale | 1,900 | 56.9636 USD | ||||
| ORD | Sale | 1,988 | 56.3526 USD | ||||
| ORD | Sale | 2,000 | 56.7770 USD | ||||
| ORD | Sale | 2,234 | 55.6499 USD | ||||
| ORD | Sale | 2,245 | 56.9689 USD | ||||
| ORD | Sale | 2,345 | 55.5203 USD | ||||
| ORD | Sale | 2,361 | 55.6847 USD | ||||
| ORD | Sale | 2,400 | 57.1150 USD | ||||
| ORD | Sale | 2,600 | 56.7363 USD | ||||
| ORD | Sale | 2,600 | 57.1188 USD | ||||
| ORD | Sale | 2,803 | 55.6640 USD | ||||
| ORD | Sale | 2,830 | 57.0772 USD | ||||
| ORD | Sale | 2,900 | 56.7331 USD | ||||
| ORD | Sale | 3,000 | 56.9143 USD | ||||
| ORD | Sale | 3,052 | 55.5840 USD | ||||
| ORD | Sale | 3,100 | 56.9127 USD | ||||
| ORD | Sale | 3,500 | 55.8808 USD | ||||
| ORD | Sale | 3,606 | 57.1102 USD | ||||
| ORD | Sale | 3,731 | 56.5500 USD | ||||
| ORD | Sale | 3,886 | 56.4117 USD | ||||
| ORD | Sale | 4,060 | 57.1127 USD | ||||
| ORD | Sale | 4,156 | 56.5853 USD | ||||
| ORD | Sale | 4,371 | 56.8292 USD | ||||
| ORD | Sale | 4,691 | 56.8060 USD | ||||
| ORD | Sale | 5,000 | 57.0243 USD | ||||
| ORD | Sale | 5,020 | 56.9919 USD | ||||
| ORD | Sale | 5,294 | 57.1156 USD | ||||
| ORD | Sale | 5,888 | 55.6486 USD | ||||
| ORD | Sale | 6,244 | 56.0892 USD | ||||
| ORD | Sale | 6,259 | 55.6746 USD | ||||
| ORD | Sale | 6,363 | 56.6893 USD | ||||
| ORD | Sale | 6,700 | 57.0030 USD | ||||
| ORD | Sale | 6,797 | 56.8085 USD | ||||
| ORD | Sale | 7,117 | 56.6217 USD | ||||
| ORD | Sale | 8,024 | 56.6723 USD | ||||
| ORD | Sale | 8,698 | 56.8408 USD | ||||
| ORD | Sale | 8,750 | 56.9210 USD | ||||
| ORD | Sale | 8,800 | 57.1124 USD | ||||
| ORD | Sale | 9,000 | 56.9600 USD | ||||
| ORD | Sale | 9,122 | 56.6297 USD | ||||
| ORD | Sale | 9,300 | 56.1532 USD | ||||
| ORD | Sale | 9,500 | 56.2034 USD | ||||
| ORD | Sale | 10,200 | 57.0491 USD | ||||
| ORD | Sale | 13,499 | 55.5283 USD | ||||
| ORD | Sale | 13,500 | 57.0122 USD | ||||
| ORD | Sale | 14,558 | 56.9870 USD | ||||
| ORD | Sale | 14,775 | 56.6724 USD | ||||
| ORD | Sale | 17,348 | 55.6399 USD | ||||
| ORD | Sale | 17,603 | 56.3681 USD | ||||
| ORD | Sale | 18,444 | 56.9627 USD | ||||
| ORD | Sale | 19,528 | 55.6491 USD | ||||
| ORD | Sale | 19,832 | 56.4229 USD | ||||
| ORD | Sale | 21,692 | 57.0409 USD | ||||
| ORD | Sale | 22,300 | 56.5223 USD | ||||
| ORD | Sale | 24,360 | 57.1183 USD | ||||
| ORD | Sale | 24,600 | 56.4524 USD | ||||
| ORD | Sale | 25,782 | 56.6419 USD | ||||
| ORD | Sale | 26,499 | 56.1830 USD | ||||
| ORD | Sale | 27,800 | 56.9144 USD | ||||
| ORD | Sale | 29,145 | 55.5522 USD | ||||
| ORD | Sale | 30,988 | 56.5351 USD | ||||
| ORD | Sale | 31,445 | 55.9359 USD | ||||
| ORD | Sale | 37,300 | 56.6829 USD | ||||
| ORD | Sale | 38,697 | 55.8290 USD | ||||
| ORD | Sale | 41,108 | 57.0271 USD | ||||
| ORD | Sale | 41,332 | 56.3053 USD | ||||
| ORD | Sale | 41,921 | 56.5754 USD | ||||
| ORD | Sale | 46,816 | 56.9559 USD | ||||
| ORD | Sale | 54,817 | 55.6168 USD | ||||
| ORD | Sale | 62,300 | 56.8469 USD | ||||
| ORD | Sale | 74,461 | 55.6000 USD | ||||
| ORD | Sale | 87,797 | 57.0344 USD | ||||
| ORD | Sale | 92,405 | 56.6376 USD | ||||
| ORD | Sale | 100,100 | 56.8999 USD | ||||
| ORD | Sale | 105,599 | 56.4594 USD | ||||
| ORD | Sale | 108,339 | 56.3183 USD | ||||
| ORD | Sale | 121,698 | 56.4917 USD | ||||
| ORD | Sale | 150,000 | 56.9000 USD | ||||
| ORD | Sale | 154,258 | 56.6546 USD | ||||
| ORD | Sale | 156,449 | 56.3168 USD | ||||
| ORD | Sale | 650,185 | 56.7714 USD | ||||
| ORD | Sale | 2,354,256 | 56.9500 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,500 | 52.5 USD | American | 22 Nov 2014 | 4.1800 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 55 USD | American | 22 Nov 2014 | 2.8700 USD | ||||||||
| ORD | Call Options | Purchasing | 1,600 | 55 USD | American | 20 Feb 2015 | 3.9575 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 57.5 USD | American | 22 Nov 2014 | 1.4500 USD | ||||||||
| ORD | Call Options | Purchasing | 700 | 57.5 USD | American | 17 Jan 2015 | 2.2928 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 57.5 USD | American | 20 Feb 2015 | 3.0100 USD | ||||||||
| ORD | Call Options | Purchasing | 1,300 | 60 USD | American | 22 Nov 2014 | 0.8846 USD | ||||||||
| ORD | Call Options | Purchasing | 1,100 | 60 USD | American | 22 Nov 2014 | 0.9000 USD | ||||||||
| ORD | Call Options | Purchasing | 400 | 60 USD | American | 17 Jan 2015 | 1.5000 USD | ||||||||
| ORD | Call Options | Purchasing | 900 | 65 USD | American | 15 Jan 2016 | 2.5000 USD | ||||||||
| ORD | Call Options | Selling | 200 | 55 USD | American | 22 Nov 2014 | 3.2100 USD | ||||||||
| ORD | Call Options | Selling | 2,500 | 57.5 USD | American | 22 Nov 2014 | 1.3760 USD | ||||||||
| ORD | Call Options | Selling | 1,000 | 60 USD | American | 22 Nov 2014 | 0.6500 USD | ||||||||
| ORD | Call Options | Selling | 1,600 | 65 USD | American | 20 Feb 2015 | 0.6212 USD | ||||||||
| ORD | Put Options | Purchasing | 2,400 | 52.5 USD | American | 22 Nov 2014 | 0.8000 USD | ||||||||
| ORD | Put Options | Purchasing | 2,400 | 52.5 USD | American | 17 Jan 2015 | 1.4500 USD | ||||||||
| ORD | Put Options | Purchasing | 300,000 | 55 USD | American | 20 Sep 2014 | 0.4000 USD | ||||||||
| ORD | Put Options | Selling | 2,400 | 47.5 USD | American | 17 Jan 2015 | 0.6200 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 45.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -5,900 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -218,800 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -619,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,900 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -325,400 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 28,800 | 47.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,800 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 32.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,500 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 16,100 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 6,700 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 129,000 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,100 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 22,600 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 429,400 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 18,200 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,600 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 75,200 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,100 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -116,000 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -56,500 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -47,900 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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