16th Sep 2014 14:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,542,814 | 0.22% | 4,183,140 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,506,895 | 0.22% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,473,400 | 0.41% | 8,735,200 | 0.55% | |||||||
| TOTAL: | 13,523,109 | 0.85% | 12,918,340 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 20 | 57.6599 USD | ||||
| ORD | Purchase | 59 | 57.9683 USD | ||||
| ORD | Purchase | 100 | 57.6600 USD | ||||
| ORD | Purchase | 100 | 57.6700 USD | ||||
| ORD | Purchase | 100 | 57.7950 USD | ||||
| ORD | Purchase | 100 | 57.8000 USD | ||||
| ORD | Purchase | 100 | 57.9600 USD | ||||
| ORD | Purchase | 100 | 57.9850 USD | ||||
| ORD | Purchase | 200 | 57.7600 USD | ||||
| ORD | Purchase | 300 | 57.6233 USD | ||||
| ORD | Purchase | 300 | 57.6800 USD | ||||
| ORD | Purchase | 307 | 57.9400 USD | ||||
| ORD | Purchase | 343 | 57.9900 USD | ||||
| ORD | Purchase | 437 | 57.8500 USD | ||||
| ORD | Purchase | 468 | 57.8900 USD | ||||
| ORD | Purchase | 546 | 57.7494 USD | ||||
| ORD | Purchase | 560 | 57.9200 USD | ||||
| ORD | Purchase | 569 | 57.6894 USD | ||||
| ORD | Purchase | 800 | 57.7475 USD | ||||
| ORD | Purchase | 800 | 57.9048 USD | ||||
| ORD | Purchase | 800 | 57.9474 USD | ||||
| ORD | Purchase | 900 | 57.7878 USD | ||||
| ORD | Purchase | 900 | 57.9188 USD | ||||
| ORD | Purchase | 974 | 57.9010 USD | ||||
| ORD | Purchase | 1,000 | 57.9430 USD | ||||
| ORD | Purchase | 1,081 | 57.9148 USD | ||||
| ORD | Purchase | 1,137 | 57.9599 USD | ||||
| ORD | Purchase | 1,400 | 57.9155 USD | ||||
| ORD | Purchase | 1,400 | 57.9207 USD | ||||
| ORD | Purchase | 1,500 | 57.7033 USD | ||||
| ORD | Purchase | 1,502 | 57.9192 USD | ||||
| ORD | Purchase | 1,544 | 57.9100 USD | ||||
| ORD | Purchase | 1,748 | 57.8779 USD | ||||
| ORD | Purchase | 1,879 | 57.9045 USD | ||||
| ORD | Purchase | 1,904 | 57.7366 USD | ||||
| ORD | Purchase | 2,316 | 57.8709 USD | ||||
| ORD | Purchase | 2,365 | 57.8844 USD | ||||
| ORD | Purchase | 2,500 | 57.9756 USD | ||||
| ORD | Purchase | 2,690 | 57.8800 USD | ||||
| ORD | Purchase | 3,000 | 58.0580 USD | ||||
| ORD | Purchase | 3,076 | 57.9774 USD | ||||
| ORD | Purchase | 3,300 | 58.0065 USD | ||||
| ORD | Purchase | 3,400 | 57.8367 USD | ||||
| ORD | Purchase | 3,600 | 57.9479 USD | ||||
| ORD | Purchase | 4,565 | 57.9059 USD | ||||
| ORD | Purchase | 4,860 | 57.9326 USD | ||||
| ORD | Purchase | 5,768 | 57.7233 USD | ||||
| ORD | Purchase | 6,102 | 57.7963 USD | ||||
| ORD | Purchase | 6,927 | 57.9728 USD | ||||
| ORD | Purchase | 7,476 | 57.9694 USD | ||||
| ORD | Purchase | 8,200 | 57.8962 USD | ||||
| ORD | Purchase | 12,633 | 57.8876 USD | ||||
| ORD | Purchase | 13,812 | 57.9003 USD | ||||
| ORD | Purchase | 17,044 | 57.7350 USD | ||||
| ORD | Purchase | 17,335 | 57.8547 USD | ||||
| ORD | Purchase | 18,349 | 57.9343 USD | ||||
| ORD | Purchase | 18,356 | 57.9038 USD | ||||
| ORD | Purchase | 18,816 | 57.9770 USD | ||||
| ORD | Purchase | 22,032 | 57.8938 USD | ||||
| ORD | Purchase | 31,100 | 57.8694 USD | ||||
| ORD | Purchase | 38,500 | 57.8611 USD | ||||
| ORD | Purchase | 38,813 | 57.9096 USD | ||||
| ORD | Purchase | 40,600 | 57.9112 USD | ||||
| ORD | Purchase | 43,500 | 57.9249 USD | ||||
| ORD | Purchase | 79,157 | 57.9006 USD | ||||
| ORD | Purchase | 94,463 | 57.8620 USD | ||||
| ORD | Purchase | 108,430 | 57.9456 USD | ||||
| ORD | Purchase | 161,249 | 57.9243 USD | ||||
| ORD | Purchase | 220,015 | 57.9058 USD | ||||
| ORD | Purchase | 260,736 | 58.1399 USD | ||||
| ORD | Purchase | 341,432 | 57.9274 USD | ||||
| ORD | Purchase | 388,653 | 57.9356 USD | ||||
| ORD | Purchase | 424,704 | 58.0900 USD | ||||
| ORD | Purchase | 2,534,699 | 57.9300 USD | ||||
| ORD | Sale | 43 | 57.9900 USD | ||||
| ORD | Sale | 82 | 57.9100 USD | ||||
| ORD | Sale | 100 | 57.8600 USD | ||||
| ORD | Sale | 100 | 58.0600 USD | ||||
| ORD | Sale | 107 | 57.8660 USD | ||||
| ORD | Sale | 122 | 57.9500 USD | ||||
| ORD | Sale | 135 | 57.8833 USD | ||||
| ORD | Sale | 200 | 57.6750 USD | ||||
| ORD | Sale | 200 | 57.8550 USD | ||||
| ORD | Sale | 200 | 57.9150 USD | ||||
| ORD | Sale | 200 | 58.0650 USD | ||||
| ORD | Sale | 208 | 57.7518 USD | ||||
| ORD | Sale | 210 | 57.9368 USD | ||||
| ORD | Sale | 237 | 57.9730 USD | ||||
| ORD | Sale | 329 | 58.0000 USD | ||||
| ORD | Sale | 363 | 57.9194 USD | ||||
| ORD | Sale | 400 | 57.7975 USD | ||||
| ORD | Sale | 400 | 57.8275 USD | ||||
| ORD | Sale | 400 | 57.8475 USD | ||||
| ORD | Sale | 400 | 57.8750 USD | ||||
| ORD | Sale | 400 | 57.8900 USD | ||||
| ORD | Sale | 400 | 58.0400 USD | ||||
| ORD | Sale | 400 | 58.0850 USD | ||||
| ORD | Sale | 435 | 57.9200 USD | ||||
| ORD | Sale | 500 | 58.0700 USD | ||||
| ORD | Sale | 517 | 57.8320 USD | ||||
| ORD | Sale | 546 | 57.7494 USD | ||||
| ORD | Sale | 574 | 57.9893 USD | ||||
| ORD | Sale | 581 | 57.8752 USD | ||||
| ORD | Sale | 600 | 57.7400 USD | ||||
| ORD | Sale | 600 | 57.8350 USD | ||||
| ORD | Sale | 600 | 57.8383 USD | ||||
| ORD | Sale | 600 | 58.0433 USD | ||||
| ORD | Sale | 700 | 57.9000 USD | ||||
| ORD | Sale | 700 | 57.9417 USD | ||||
| ORD | Sale | 750 | 57.8766 USD | ||||
| ORD | Sale | 800 | 57.9075 USD | ||||
| ORD | Sale | 807 | 57.8740 USD | ||||
| ORD | Sale | 874 | 57.8779 USD | ||||
| ORD | Sale | 914 | 58.0023 USD | ||||
| ORD | Sale | 1,100 | 57.9045 USD | ||||
| ORD | Sale | 1,200 | 57.9091 USD | ||||
| ORD | Sale | 1,260 | 58.0334 USD | ||||
| ORD | Sale | 1,300 | 57.9469 USD | ||||
| ORD | Sale | 1,359 | 57.9637 USD | ||||
| ORD | Sale | 1,368 | 57.9155 USD | ||||
| ORD | Sale | 1,500 | 57.8146 USD | ||||
| ORD | Sale | 1,556 | 57.9119 USD | ||||
| ORD | Sale | 1,696 | 57.8974 USD | ||||
| ORD | Sale | 1,759 | 57.9320 USD | ||||
| ORD | Sale | 1,800 | 57.8466 USD | ||||
| ORD | Sale | 1,800 | 57.9022 USD | ||||
| ORD | Sale | 2,150 | 57.8932 USD | ||||
| ORD | Sale | 2,200 | 58.0113 USD | ||||
| ORD | Sale | 2,400 | 57.6969 USD | ||||
| ORD | Sale | 2,690 | 57.8800 USD | ||||
| ORD | Sale | 2,900 | 57.8768 USD | ||||
| ORD | Sale | 2,904 | 57.9276 USD | ||||
| ORD | Sale | 3,200 | 57.8731 USD | ||||
| ORD | Sale | 3,200 | 57.9567 USD | ||||
| ORD | Sale | 3,300 | 57.9048 USD | ||||
| ORD | Sale | 3,344 | 57.8993 USD | ||||
| ORD | Sale | 3,511 | 57.9160 USD | ||||
| ORD | Sale | 3,548 | 57.9307 USD | ||||
| ORD | Sale | 4,300 | 57.8608 USD | ||||
| ORD | Sale | 4,423 | 57.9024 USD | ||||
| ORD | Sale | 4,986 | 57.9481 USD | ||||
| ORD | Sale | 5,714 | 57.8512 USD | ||||
| ORD | Sale | 5,800 | 57.9326 USD | ||||
| ORD | Sale | 6,035 | 57.9021 USD | ||||
| ORD | Sale | 6,610 | 57.8701 USD | ||||
| ORD | Sale | 6,906 | 57.9003 USD | ||||
| ORD | Sale | 8,000 | 57.9323 USD | ||||
| ORD | Sale | 8,801 | 57.9373 USD | ||||
| ORD | Sale | 9,700 | 57.8394 USD | ||||
| ORD | Sale | 9,727 | 57.9013 USD | ||||
| ORD | Sale | 10,074 | 57.8777 USD | ||||
| ORD | Sale | 14,065 | 57.9450 USD | ||||
| ORD | Sale | 15,000 | 57.9339 USD | ||||
| ORD | Sale | 15,744 | 57.9182 USD | ||||
| ORD | Sale | 16,511 | 57.9613 USD | ||||
| ORD | Sale | 20,116 | 57.9801 USD | ||||
| ORD | Sale | 21,437 | 57.8926 USD | ||||
| ORD | Sale | 23,298 | 57.9049 USD | ||||
| ORD | Sale | 26,500 | 57.8785 USD | ||||
| ORD | Sale | 30,800 | 57.9148 USD | ||||
| ORD | Sale | 32,387 | 57.7442 USD | ||||
| ORD | Sale | 34,852 | 57.9395 USD | ||||
| ORD | Sale | 43,600 | 57.9014 USD | ||||
| ORD | Sale | 45,050 | 57.9040 USD | ||||
| ORD | Sale | 53,198 | 57.9077 USD | ||||
| ORD | Sale | 75,232 | 57.8983 USD | ||||
| ORD | Sale | 131,773 | 57.9393 USD | ||||
| ORD | Sale | 176,922 | 57.9425 USD | ||||
| ORD | Sale | 241,945 | 58.0900 USD | ||||
| ORD | Sale | 265,000 | 57.9023 USD | ||||
| ORD | Sale | 521,472 | 58.1399 USD | ||||
| ORD | Sale | 604,484 | 57.9216 USD | ||||
| ORD | Sale | 2,544,137 | 57.9300 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 59,136 | 58.0600 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,700 | 62.5 USD | American | 22 Nov 2014 | 0.6500 USD | ||||||||
| ORD | Call Options | Selling | 2,500 | 57.5 USD | American | 20 Sep 2014 | 0.7000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,700 | 52.5 USD | American | 22 Nov 2014 | 0.7500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 45.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -218,800 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -624,200 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,800 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -320,000 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -3,200 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 28,800 | 47.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 35,300 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 2,900 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 14,500 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 32.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,500 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 16,100 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 127,600 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,100 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 22,600 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 428,600 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,600 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 20,200 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 7,700 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 72,400 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -112,300 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -199,800 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -6,300 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,300 | 60.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -51,800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -47,900 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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