5th Sep 2014 14:26
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,546,566 | 0.22% | 4,166,501 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,543,003 | 0.22% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,418,200 | 0.40% | 8,167,000 | 0.51% | |||||||
| TOTAL: | 13,507,769 | 0.85% | 12,333,501 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 50 | 55.4600 USD | ||||
| ORD | Purchase | 81 | 55.3200 USD | ||||
| ORD | Purchase | 100 | 55.3250 USD | ||||
| ORD | Purchase | 100 | 55.3300 USD | ||||
| ORD | Purchase | 100 | 55.4810 USD | ||||
| ORD | Purchase | 125 | 55.4916 USD | ||||
| ORD | Purchase | 135 | 55.2800 USD | ||||
| ORD | Purchase | 156 | 55.4664 USD | ||||
| ORD | Purchase | 200 | 55.1875 USD | ||||
| ORD | Purchase | 200 | 55.1900 USD | ||||
| ORD | Purchase | 200 | 55.2775 USD | ||||
| ORD | Purchase | 200 | 55.3150 USD | ||||
| ORD | Purchase | 200 | 55.3800 USD | ||||
| ORD | Purchase | 200 | 55.4595 USD | ||||
| ORD | Purchase | 200 | 55.5500 USD | ||||
| ORD | Purchase | 200 | 55.5519 USD | ||||
| ORD | Purchase | 200 | 55.5550 USD | ||||
| ORD | Purchase | 285 | 55.4721 USD | ||||
| ORD | Purchase | 300 | 55.2700 USD | ||||
| ORD | Purchase | 300 | 55.4750 USD | ||||
| ORD | Purchase | 301 | 55.3600 USD | ||||
| ORD | Purchase | 338 | 55.4690 USD | ||||
| ORD | Purchase | 400 | 55.4525 USD | ||||
| ORD | Purchase | 400 | 55.4988 USD | ||||
| ORD | Purchase | 419 | 55.4793 USD | ||||
| ORD | Purchase | 468 | 55.2584 USD | ||||
| ORD | Purchase | 490 | 55.3681 USD | ||||
| ORD | Purchase | 572 | 55.3545 USD | ||||
| ORD | Purchase | 600 | 55.4933 USD | ||||
| ORD | Purchase | 800 | 55.5387 USD | ||||
| ORD | Purchase | 851 | 55.3142 USD | ||||
| ORD | Purchase | 900 | 55.3299 USD | ||||
| ORD | Purchase | 940 | 55.3700 USD | ||||
| ORD | Purchase | 1,000 | 55.3975 USD | ||||
| ORD | Purchase | 1,000 | 55.4415 USD | ||||
| ORD | Purchase | 1,241 | 55.3309 USD | ||||
| ORD | Purchase | 1,289 | 55.1896 USD | ||||
| ORD | Purchase | 1,299 | 55.3449 USD | ||||
| ORD | Purchase | 1,400 | 55.3435 USD | ||||
| ORD | Purchase | 1,716 | 55.2989 USD | ||||
| ORD | Purchase | 1,969 | 55.3050 USD | ||||
| ORD | Purchase | 2,000 | 55.3584 USD | ||||
| ORD | Purchase | 2,149 | 55.4725 USD | ||||
| ORD | Purchase | 2,300 | 55.4252 USD | ||||
| ORD | Purchase | 2,600 | 55.4090 USD | ||||
| ORD | Purchase | 2,670 | 55.3514 USD | ||||
| ORD | Purchase | 2,700 | 55.4133 USD | ||||
| ORD | Purchase | 2,900 | 55.3774 USD | ||||
| ORD | Purchase | 2,910 | 55.3790 USD | ||||
| ORD | Purchase | 3,253 | 55.3510 USD | ||||
| ORD | Purchase | 3,298 | 55.3744 USD | ||||
| ORD | Purchase | 3,500 | 55.4014 USD | ||||
| ORD | Purchase | 3,961 | 55.5100 USD | ||||
| ORD | Purchase | 4,125 | 55.4364 USD | ||||
| ORD | Purchase | 4,136 | 55.3894 USD | ||||
| ORD | Purchase | 4,300 | 55.4341 USD | ||||
| ORD | Purchase | 4,734 | 55.4802 USD | ||||
| ORD | Purchase | 5,042 | 55.3988 USD | ||||
| ORD | Purchase | 5,202 | 55.4615 USD | ||||
| ORD | Purchase | 5,235 | 55.4712 USD | ||||
| ORD | Purchase | 5,410 | 55.4844 USD | ||||
| ORD | Purchase | 5,697 | 55.4597 USD | ||||
| ORD | Purchase | 6,101 | 55.3350 USD | ||||
| ORD | Purchase | 7,065 | 55.3723 USD | ||||
| ORD | Purchase | 7,716 | 55.3836 USD | ||||
| ORD | Purchase | 7,815 | 55.3133 USD | ||||
| ORD | Purchase | 8,039 | 55.4613 USD | ||||
| ORD | Purchase | 8,554 | 55.4282 USD | ||||
| ORD | Purchase | 8,700 | 55.3983 USD | ||||
| ORD | Purchase | 9,442 | 55.4286 USD | ||||
| ORD | Purchase | 9,600 | 55.4345 USD | ||||
| ORD | Purchase | 10,664 | 55.4216 USD | ||||
| ORD | Purchase | 12,066 | 55.3543 USD | ||||
| ORD | Purchase | 15,000 | 55.2900 USD | ||||
| ORD | Purchase | 18,251 | 55.4192 USD | ||||
| ORD | Purchase | 18,271 | 55.2861 USD | ||||
| ORD | Purchase | 19,101 | 55.3197 USD | ||||
| ORD | Purchase | 19,362 | 55.4035 USD | ||||
| ORD | Purchase | 21,296 | 55.3962 USD | ||||
| ORD | Purchase | 24,864 | 55.4700 USD | ||||
| ORD | Purchase | 27,600 | 55.3864 USD | ||||
| ORD | Purchase | 28,366 | 55.3877 USD | ||||
| ORD | Purchase | 29,500 | 55.3956 USD | ||||
| ORD | Purchase | 39,700 | 55.4101 USD | ||||
| ORD | Purchase | 43,150 | 55.4214 USD | ||||
| ORD | Purchase | 51,777 | 55.4203 USD | ||||
| ORD | Purchase | 52,100 | 55.3696 USD | ||||
| ORD | Purchase | 54,729 | 55.4038 USD | ||||
| ORD | Purchase | 55,055 | 55.4080 USD | ||||
| ORD | Purchase | 57,891 | 55.3972 USD | ||||
| ORD | Purchase | 63,600 | 55.3802 USD | ||||
| ORD | Purchase | 101,955 | 55.3888 USD | ||||
| ORD | Purchase | 121,261 | 55.3895 USD | ||||
| ORD | Purchase | 348,398 | 55.4127 USD | ||||
| ORD | Purchase | 401,718 | 55.3661 USD | ||||
| ORD | Purchase | 2,337,398 | 55.5400 USD | ||||
| ORD | Sale | 30 | 55.2900 USD | ||||
| ORD | Sale | 78 | 55.4664 USD | ||||
| ORD | Sale | 100 | 55.1500 USD | ||||
| ORD | Sale | 100 | 55.1600 USD | ||||
| ORD | Sale | 100 | 55.1900 USD | ||||
| ORD | Sale | 100 | 55.2300 USD | ||||
| ORD | Sale | 100 | 55.2750 USD | ||||
| ORD | Sale | 100 | 55.3300 USD | ||||
| ORD | Sale | 100 | 55.3350 USD | ||||
| ORD | Sale | 100 | 55.3500 USD | ||||
| ORD | Sale | 100 | 55.3750 USD | ||||
| ORD | Sale | 100 | 55.4810 USD | ||||
| ORD | Sale | 111 | 55.3209 USD | ||||
| ORD | Sale | 116 | 55.2072 USD | ||||
| ORD | Sale | 200 | 55.2400 USD | ||||
| ORD | Sale | 200 | 55.4250 USD | ||||
| ORD | Sale | 200 | 55.4550 USD | ||||
| ORD | Sale | 200 | 55.4575 USD | ||||
| ORD | Sale | 200 | 55.4900 USD | ||||
| ORD | Sale | 235 | 55.3636 USD | ||||
| ORD | Sale | 300 | 55.1800 USD | ||||
| ORD | Sale | 300 | 55.3400 USD | ||||
| ORD | Sale | 300 | 55.3433 USD | ||||
| ORD | Sale | 300 | 55.3633 USD | ||||
| ORD | Sale | 300 | 55.3716 USD | ||||
| ORD | Sale | 300 | 55.3866 USD | ||||
| ORD | Sale | 300 | 55.5233 USD | ||||
| ORD | Sale | 325 | 55.4754 USD | ||||
| ORD | Sale | 332 | 55.3033 USD | ||||
| ORD | Sale | 379 | 55.3526 USD | ||||
| ORD | Sale | 380 | 55.5440 USD | ||||
| ORD | Sale | 400 | 55.3200 USD | ||||
| ORD | Sale | 400 | 55.4375 USD | ||||
| ORD | Sale | 400 | 55.4562 USD | ||||
| ORD | Sale | 400 | 55.4625 USD | ||||
| ORD | Sale | 400 | 55.4875 USD | ||||
| ORD | Sale | 400 | 55.5500 USD | ||||
| ORD | Sale | 500 | 55.4560 USD | ||||
| ORD | Sale | 550 | 55.3081 USD | ||||
| ORD | Sale | 553 | 55.4600 USD | ||||
| ORD | Sale | 561 | 55.3900 USD | ||||
| ORD | Sale | 570 | 55.3324 USD | ||||
| ORD | Sale | 600 | 55.3583 USD | ||||
| ORD | Sale | 700 | 55.2971 USD | ||||
| ORD | Sale | 700 | 55.4121 USD | ||||
| ORD | Sale | 700 | 55.4800 USD | ||||
| ORD | Sale | 790 | 55.4613 USD | ||||
| ORD | Sale | 800 | 55.3412 USD | ||||
| ORD | Sale | 800 | 55.4112 USD | ||||
| ORD | Sale | 900 | 55.3077 USD | ||||
| ORD | Sale | 1,000 | 55.4125 USD | ||||
| ORD | Sale | 1,000 | 55.5260 USD | ||||
| ORD | Sale | 1,100 | 55.3600 USD | ||||
| ORD | Sale | 1,100 | 55.4495 USD | ||||
| ORD | Sale | 1,200 | 55.4150 USD | ||||
| ORD | Sale | 1,200 | 55.5150 USD | ||||
| ORD | Sale | 1,259 | 55.4192 USD | ||||
| ORD | Sale | 1,260 | 55.5257 USD | ||||
| ORD | Sale | 1,271 | 55.3458 USD | ||||
| ORD | Sale | 1,500 | 55.4300 USD | ||||
| ORD | Sale | 1,502 | 55.4200 USD | ||||
| ORD | Sale | 1,600 | 55.4312 USD | ||||
| ORD | Sale | 1,647 | 55.4779 USD | ||||
| ORD | Sale | 1,689 | 55.1894 USD | ||||
| ORD | Sale | 1,716 | 55.2989 USD | ||||
| ORD | Sale | 1,734 | 55.4653 USD | ||||
| ORD | Sale | 1,840 | 55.3700 USD | ||||
| ORD | Sale | 2,314 | 55.3629 USD | ||||
| ORD | Sale | 2,800 | 55.1910 USD | ||||
| ORD | Sale | 2,800 | 55.2605 USD | ||||
| ORD | Sale | 3,300 | 55.3958 USD | ||||
| ORD | Sale | 3,347 | 55.3858 USD | ||||
| ORD | Sale | 3,400 | 55.3892 USD | ||||
| ORD | Sale | 3,429 | 55.4351 USD | ||||
| ORD | Sale | 3,800 | 55.4065 USD | ||||
| ORD | Sale | 3,961 | 55.5100 USD | ||||
| ORD | Sale | 3,968 | 55.4028 USD | ||||
| ORD | Sale | 4,185 | 55.3774 USD | ||||
| ORD | Sale | 4,300 | 55.4341 USD | ||||
| ORD | Sale | 4,384 | 55.4485 USD | ||||
| ORD | Sale | 4,389 | 55.3545 USD | ||||
| ORD | Sale | 4,789 | 55.4389 USD | ||||
| ORD | Sale | 5,104 | 55.4908 USD | ||||
| ORD | Sale | 5,145 | 55.4854 USD | ||||
| ORD | Sale | 5,200 | 55.3649 USD | ||||
| ORD | Sale | 5,390 | 55.3432 USD | ||||
| ORD | Sale | 5,571 | 55.4333 USD | ||||
| ORD | Sale | 6,215 | 55.3538 USD | ||||
| ORD | Sale | 6,834 | 55.4275 USD | ||||
| ORD | Sale | 7,100 | 55.4086 USD | ||||
| ORD | Sale | 7,700 | 55.4199 USD | ||||
| ORD | Sale | 8,134 | 55.4951 USD | ||||
| ORD | Sale | 8,999 | 55.3198 USD | ||||
| ORD | Sale | 9,104 | 55.4211 USD | ||||
| ORD | Sale | 10,551 | 55.2860 USD | ||||
| ORD | Sale | 12,452 | 55.3948 USD | ||||
| ORD | Sale | 13,728 | 55.4002 USD | ||||
| ORD | Sale | 13,900 | 55.3911 USD | ||||
| ORD | Sale | 14,183 | 55.3877 USD | ||||
| ORD | Sale | 19,800 | 55.3183 USD | ||||
| ORD | Sale | 21,500 | 55.3931 USD | ||||
| ORD | Sale | 21,660 | 55.3981 USD | ||||
| ORD | Sale | 22,714 | 55.4158 USD | ||||
| ORD | Sale | 25,164 | 55.4700 USD | ||||
| ORD | Sale | 25,272 | 55.4697 USD | ||||
| ORD | Sale | 25,583 | 55.3734 USD | ||||
| ORD | Sale | 26,019 | 55.2879 USD | ||||
| ORD | Sale | 28,189 | 55.4146 USD | ||||
| ORD | Sale | 39,026 | 55.4541 USD | ||||
| ORD | Sale | 47,027 | 55.3358 USD | ||||
| ORD | Sale | 51,516 | 55.3685 USD | ||||
| ORD | Sale | 52,698 | 55.3759 USD | ||||
| ORD | Sale | 58,128 | 55.4160 USD | ||||
| ORD | Sale | 61,587 | 55.4169 USD | ||||
| ORD | Sale | 80,628 | 55.4053 USD | ||||
| ORD | Sale | 93,939 | 55.3963 USD | ||||
| ORD | Sale | 111,466 | 55.3831 USD | ||||
| ORD | Sale | 121,261 | 55.3895 USD | ||||
| ORD | Sale | 206,506 | 55.3719 USD | ||||
| ORD | Sale | 325,836 | 55.4014 USD | ||||
| ORD | Sale | 2,327,801 | 55.5400 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 100 | 52.5 USD | American | 20 Sep 2014 | 2.8000 USD | ||||||||
| ORD | Call Options | Purchasing | 10,100 | 55 USD | American | 20 Sep 2014 | 0.9500 USD | ||||||||
| ORD | Call Options | Purchasing | 600 | 57.5 USD | American | 15 Jan 2016 | 4.8000 USD | ||||||||
| ORD | Call Options | Purchasing | 500 | 62.5 USD | American | 17 Jan 2015 | 0.6000 USD | ||||||||
| ORD | Call Options | Selling | 190,000 | 57.5 USD | American | 17 Jan 2015 | 1.8750 USD | ||||||||
| ORD | Call Options | Selling | 200 | 60 USD | American | 17 Jan 2015 | 1.0850 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 50 USD | American | 17 Jan 2015 | 1.2850 USD | ||||||||
| ORD | Put Options | Purchasing | 1,500 | 52.5 USD | American | 18 Oct 2014 | 0.5000 USD | ||||||||
| ORD | Put Options | Purchasing | 190,000 | 52.5 USD | American | 17 Jan 2015 | 2.0500 USD | ||||||||
| ORD | Put Options | Purchasing | 5,800 | 55 USD | American | 20 Sep 2014 | 0.5000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,200 | 55 USD | American | 18 Oct 2014 | 1.3000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 45.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -5,800 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -219,300 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -617,000 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -195,500 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -25,400 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 28,800 | 47.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 4,100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,800 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 32.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,500 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 16,100 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 129,000 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 11,800 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 22,600 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 432,000 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 15,900 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,600 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 78,200 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 5,800 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,100 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -118,800 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -300 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -56,900 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -48,000 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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