25th Sep 2014 14:40
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ABBVIE INC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 24 September 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,491,181 | 0.22% | 4,088,917 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,333,895 | 0.21% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,543,100 | 0.41% | 8,158,100 | 0.51% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,405,300 | 0.84% | 12,247,017 | 0.77% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 57.8300 USD | ||||
| ORD | Purchase | 22 | 57.6400 USD | ||||
| ORD | Purchase | 25 | 59.1300 USD | ||||
| ORD | Purchase | 43 | 58.2000 USD | ||||
| ORD | Purchase | 100 | 58.5100 USD | ||||
| ORD | Purchase | 100 | 58.9100 USD | ||||
| ORD | Purchase | 100 | 59.0100 USD | ||||
| ORD | Purchase | 100 | 59.0600 USD | ||||
| ORD | Purchase | 125 | 59.1501 USD | ||||
| ORD | Purchase | 175 | 58.4200 USD | ||||
| ORD | Purchase | 177 | 57.6500 USD | ||||
| ORD | Purchase | 200 | 59.0140 USD | ||||
| ORD | Purchase | 294 | 59.2600 USD | ||||
| ORD | Purchase | 300 | 59.0633 USD | ||||
| ORD | Purchase | 301 | 59.1665 USD | ||||
| ORD | Purchase | 400 | 57.9900 USD | ||||
| ORD | Purchase | 400 | 58.9150 USD | ||||
| ORD | Purchase | 500 | 58.9480 USD | ||||
| ORD | Purchase | 600 | 58.9866 USD | ||||
| ORD | Purchase | 665 | 58.7661 USD | ||||
| ORD | Purchase | 682 | 58.5065 USD | ||||
| ORD | Purchase | 700 | 58.4636 USD | ||||
| ORD | Purchase | 700 | 58.9185 USD | ||||
| ORD | Purchase | 900 | 58.8444 USD | ||||
| ORD | Purchase | 1,000 | 58.4140 USD | ||||
| ORD | Purchase | 1,094 | 57.9422 USD | ||||
| ORD | Purchase | 1,094 | 57.9423 USD | ||||
| ORD | Purchase | 1,100 | 58.6445 USD | ||||
| ORD | Purchase | 1,100 | 59.0181 USD | ||||
| ORD | Purchase | 1,166 | 59.0019 USD | ||||
| ORD | Purchase | 1,200 | 59.1512 USD | ||||
| ORD | Purchase | 1,269 | 58.8110 USD | ||||
| ORD | Purchase | 1,300 | 58.7096 USD | ||||
| ORD | Purchase | 1,300 | 58.9600 USD | ||||
| ORD | Purchase | 1,406 | 58.4877 USD | ||||
| ORD | Purchase | 1,496 | 58.6747 USD | ||||
| ORD | Purchase | 1,533 | 59.1387 USD | ||||
| ORD | Purchase | 1,569 | 58.9819 USD | ||||
| ORD | Purchase | 1,798 | 58.4749 USD | ||||
| ORD | Purchase | 1,800 | 59.0900 USD | ||||
| ORD | Purchase | 1,889 | 58.9591 USD | ||||
| ORD | Purchase | 1,957 | 58.9027 USD | ||||
| ORD | Purchase | 1,996 | 58.8376 USD | ||||
| ORD | Purchase | 2,154 | 59.0523 USD | ||||
| ORD | Purchase | 2,300 | 58.4456 USD | ||||
| ORD | Purchase | 2,600 | 58.9841 USD | ||||
| ORD | Purchase | 2,750 | 59.1570 USD | ||||
| ORD | Purchase | 4,311 | 58.8282 USD | ||||
| ORD | Purchase | 4,644 | 58.6051 USD | ||||
| ORD | Purchase | 5,376 | 58.5440 USD | ||||
| ORD | Purchase | 6,011 | 58.9308 USD | ||||
| ORD | Purchase | 6,232 | 59.0497 USD | ||||
| ORD | Purchase | 6,600 | 59.0327 USD | ||||
| ORD | Purchase | 6,862 | 58.5167 USD | ||||
| ORD | Purchase | 6,921 | 58.8917 USD | ||||
| ORD | Purchase | 7,461 | 57.7004 USD | ||||
| ORD | Purchase | 7,842 | 57.7632 USD | ||||
| ORD | Purchase | 7,931 | 58.9632 USD | ||||
| ORD | Purchase | 8,300 | 58.9461 USD | ||||
| ORD | Purchase | 8,495 | 58.9211 USD | ||||
| ORD | Purchase | 8,611 | 58.0918 USD | ||||
| ORD | Purchase | 9,052 | 58.8393 USD | ||||
| ORD | Purchase | 11,239 | 58.9686 USD | ||||
| ORD | Purchase | 11,499 | 58.3529 USD | ||||
| ORD | Purchase | 13,000 | 58.6869 USD | ||||
| ORD | Purchase | 14,025 | 58.9932 USD | ||||
| ORD | Purchase | 14,594 | 58.0150 USD | ||||
| ORD | Purchase | 21,600 | 58.8161 USD | ||||
| ORD | Purchase | 25,830 | 58.9887 USD | ||||
| ORD | Purchase | 26,178 | 58.6763 USD | ||||
| ORD | Purchase | 27,400 | 59.0184 USD | ||||
| ORD | Purchase | 30,300 | 59.0045 USD | ||||
| ORD | Purchase | 43,500 | 59.0443 USD | ||||
| ORD | Purchase | 60,898 | 58.8203 USD | ||||
| ORD | Purchase | 86,800 | 59.0444 USD | ||||
| ORD | Purchase | 86,800 | 59.0445 USD | ||||
| ORD | Purchase | 107,459 | 57.5600 USD | ||||
| ORD | Purchase | 123,070 | 58.6543 USD | ||||
| ORD | Purchase | 288,702 | 59.0030 USD | ||||
| ORD | Purchase | 2,427,297 | 59.0500 USD | ||||
| ORD | Sale | 8 | 57.8800 USD | ||||
| ORD | Sale | 11 | 57.6400 USD | ||||
| ORD | Sale | 43 | 58.2000 USD | ||||
| ORD | Sale | 50 | 59.0700 USD | ||||
| ORD | Sale | 65 | 57.9300 USD | ||||
| ORD | Sale | 100 | 57.7200 USD | ||||
| ORD | Sale | 100 | 57.7500 USD | ||||
| ORD | Sale | 100 | 57.8100 USD | ||||
| ORD | Sale | 100 | 58.2800 USD | ||||
| ORD | Sale | 100 | 58.8900 USD | ||||
| ORD | Sale | 100 | 58.9150 USD | ||||
| ORD | Sale | 100 | 58.9200 USD | ||||
| ORD | Sale | 100 | 59.0000 USD | ||||
| ORD | Sale | 100 | 59.0200 USD | ||||
| ORD | Sale | 100 | 59.0350 USD | ||||
| ORD | Sale | 100 | 59.0600 USD | ||||
| ORD | Sale | 104 | 58.8665 USD | ||||
| ORD | Sale | 157 | 59.1700 USD | ||||
| ORD | Sale | 175 | 58.0000 USD | ||||
| ORD | Sale | 175 | 58.4200 USD | ||||
| ORD | Sale | 200 | 57.7800 USD | ||||
| ORD | Sale | 200 | 58.8675 USD | ||||
| ORD | Sale | 200 | 59.1750 USD | ||||
| ORD | Sale | 200 | 59.1800 USD | ||||
| ORD | Sale | 210 | 58.1166 USD | ||||
| ORD | Sale | 210 | 59.0014 USD | ||||
| ORD | Sale | 248 | 58.9216 USD | ||||
| ORD | Sale | 253 | 58.4612 USD | ||||
| ORD | Sale | 277 | 57.7510 USD | ||||
| ORD | Sale | 300 | 57.9416 USD | ||||
| ORD | Sale | 300 | 58.9750 USD | ||||
| ORD | Sale | 300 | 59.2400 USD | ||||
| ORD | Sale | 375 | 59.0701 USD | ||||
| ORD | Sale | 392 | 57.7223 USD | ||||
| ORD | Sale | 394 | 57.9450 USD | ||||
| ORD | Sale | 400 | 57.9400 USD | ||||
| ORD | Sale | 400 | 58.5750 USD | ||||
| ORD | Sale | 400 | 59.0150 USD | ||||
| ORD | Sale | 400 | 59.0181 USD | ||||
| ORD | Sale | 400 | 59.0550 USD | ||||
| ORD | Sale | 400 | 59.0800 USD | ||||
| ORD | Sale | 400 | 59.1325 USD | ||||
| ORD | Sale | 426 | 58.0248 USD | ||||
| ORD | Sale | 500 | 57.7570 USD | ||||
| ORD | Sale | 500 | 58.8800 USD | ||||
| ORD | Sale | 500 | 58.9380 USD | ||||
| ORD | Sale | 500 | 59.0300 USD | ||||
| ORD | Sale | 570 | 58.9836 USD | ||||
| ORD | Sale | 588 | 57.8000 USD | ||||
| ORD | Sale | 596 | 57.5967 USD | ||||
| ORD | Sale | 600 | 58.9683 USD | ||||
| ORD | Sale | 605 | 59.0831 USD | ||||
| ORD | Sale | 700 | 58.9359 USD | ||||
| ORD | Sale | 800 | 58.9062 USD | ||||
| ORD | Sale | 900 | 59.0900 USD | ||||
| ORD | Sale | 929 | 58.7651 USD | ||||
| ORD | Sale | 990 | 58.9773 USD | ||||
| ORD | Sale | 1,094 | 57.9422 USD | ||||
| ORD | Sale | 1,100 | 59.0210 USD | ||||
| ORD | Sale | 1,200 | 58.9297 USD | ||||
| ORD | Sale | 1,200 | 58.9983 USD | ||||
| ORD | Sale | 1,250 | 57.8808 USD | ||||
| ORD | Sale | 1,300 | 59.1623 USD | ||||
| ORD | Sale | 1,375 | 57.8720 USD | ||||
| ORD | Sale | 1,399 | 58.5626 USD | ||||
| ORD | Sale | 1,500 | 57.8866 USD | ||||
| ORD | Sale | 1,525 | 58.9385 USD | ||||
| ORD | Sale | 1,619 | 59.1381 USD | ||||
| ORD | Sale | 1,700 | 59.1600 USD | ||||
| ORD | Sale | 1,809 | 59.1156 USD | ||||
| ORD | Sale | 1,900 | 58.8873 USD | ||||
| ORD | Sale | 2,131 | 58.9381 USD | ||||
| ORD | Sale | 2,425 | 57.7898 USD | ||||
| ORD | Sale | 2,700 | 59.1211 USD | ||||
| ORD | Sale | 2,909 | 58.6907 USD | ||||
| ORD | Sale | 3,000 | 57.9613 USD | ||||
| ORD | Sale | 3,069 | 58.9756 USD | ||||
| ORD | Sale | 3,100 | 58.8614 USD | ||||
| ORD | Sale | 3,325 | 58.0294 USD | ||||
| ORD | Sale | 3,667 | 58.6088 USD | ||||
| ORD | Sale | 3,792 | 57.9336 USD | ||||
| ORD | Sale | 4,252 | 57.6767 USD | ||||
| ORD | Sale | 4,338 | 58.9846 USD | ||||
| ORD | Sale | 4,803 | 58.7256 USD | ||||
| ORD | Sale | 5,000 | 58.8832 USD | ||||
| ORD | Sale | 5,214 | 59.1613 USD | ||||
| ORD | Sale | 5,469 | 58.5633 USD | ||||
| ORD | Sale | 6,848 | 58.2751 USD | ||||
| ORD | Sale | 7,065 | 58.5807 USD | ||||
| ORD | Sale | 7,317 | 59.1526 USD | ||||
| ORD | Sale | 7,484 | 58.8627 USD | ||||
| ORD | Sale | 7,753 | 59.0695 USD | ||||
| ORD | Sale | 8,900 | 58.9731 USD | ||||
| ORD | Sale | 9,000 | 58.9612 USD | ||||
| ORD | Sale | 9,223 | 58.8220 USD | ||||
| ORD | Sale | 9,291 | 58.8784 USD | ||||
| ORD | Sale | 9,364 | 58.8979 USD | ||||
| ORD | Sale | 9,488 | 58.7734 USD | ||||
| ORD | Sale | 11,669 | 58.9654 USD | ||||
| ORD | Sale | 11,745 | 59.0629 USD | ||||
| ORD | Sale | 13,961 | 59.0268 USD | ||||
| ORD | Sale | 14,022 | 58.7555 USD | ||||
| ORD | Sale | 14,408 | 59.0194 USD | ||||
| ORD | Sale | 15,800 | 58.9594 USD | ||||
| ORD | Sale | 18,858 | 58.7425 USD | ||||
| ORD | Sale | 20,400 | 59.0118 USD | ||||
| ORD | Sale | 23,900 | 58.9917 USD | ||||
| ORD | Sale | 31,679 | 59.0963 USD | ||||
| ORD | Sale | 32,318 | 58.7717 USD | ||||
| ORD | Sale | 33,100 | 59.0573 USD | ||||
| ORD | Sale | 34,045 | 59.1289 USD | ||||
| ORD | Sale | 36,275 | 58.6686 USD | ||||
| ORD | Sale | 38,135 | 58.2634 USD | ||||
| ORD | Sale | 43,272 | 59.0694 USD | ||||
| ORD | Sale | 52,356 | 58.6763 USD | ||||
| ORD | Sale | 54,300 | 58.9692 USD | ||||
| ORD | Sale | 86,800 | 59.0444 USD | ||||
| ORD | Sale | 93,187 | 59.0631 USD | ||||
| ORD | Sale | 107,459 | 57.5600 USD | ||||
| ORD | Sale | 107,682 | 58.6452 USD | ||||
| ORD | Sale | 2,408,723 | 59.0500 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 900 | 55 USD | American | 20 Feb 2015 | 5.1933 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 60 USD | American | 17 Jan 2015 | 2.0600 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 62.5 USD | American | 22 Nov 2014 | 0.6100 USD | ||||||||
| ORD | Call Options | Purchasing | 500 | 62.5 USD | American | 17 Jan 2015 | 1.2000 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 62.5 USD | American | 20 Feb 2015 | 1.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 65 USD | American | 17 Jan 2015 | 0.5000 USD | ||||||||
| ORD | Call Options | Purchasing | 300 | 67.5 USD | American | 22 Nov 2014 | 0.1000 USD | ||||||||
| ORD | Call Options | Selling | 400 | 52.5 USD | American | 22 Nov 2014 | 6.6000 USD | ||||||||
| ORD | Call Options | Selling | 900 | 65 USD | American | 20 Feb 2015 | 0.8988 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 September 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ABBVIE INC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -792,300 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,900 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,000 | 55.0000 | American | 21 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,200 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 2,700 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 169,900 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,700 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 104,400 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 433,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 8,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 11,500 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 21,200 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 10,300 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 2,000 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,500 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,000 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 71,200 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 13,800 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,800 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -110,400 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -39,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -48,100 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,000 | 62.5000 | American | 21 Nov 2014 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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