16th Mar 2020 14:31
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ABBVIE INC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 11 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,620,909 | 0.18% | 4,092,979 | 0.28% | ||
(2) | Derivatives (other than options): | ||||
2,198,983 | 0.15% | 552,566 | 0.04% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 1,698,600 | 0.11% | 1,542,300 | 0.10% | |
| TOTAL: | |||||
6,518,492 | 0.44% | 6,187,845 | 0.42% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 5 | 84.4200 USD |
| Purchase | 5 | 84.5000 USD |
| Purchase | 6 | 84.8600 USD |
| Purchase | 20 | 84.8800 USD |
| Purchase | 67 | 85.5300 USD |
| Purchase | 78 | 85.7900 USD |
| Purchase | 100 | 83.9500 USD |
| Purchase | 100 | 83.9700 USD |
| Purchase | 100 | 86.0100 USD |
| Purchase | 100 | 84.0700 USD |
| Purchase | 100 | 83.8800 USD |
| Purchase | 100 | 100.0000 USD |
| Purchase | 100 | 85.5100 USD |
| Purchase | 100 | 86.3300 USD |
| Purchase | 100 | 85.1400 USD |
| Purchase | 100 | 84.2900 USD |
| Purchase | 100 | 85.0200 USD |
| Purchase | 100 | 84.3700 USD |
| Purchase | 100 | 83.9350 USD |
| Purchase | 100 | 84.4300 USD |
| Purchase | 100 | 86.2800 USD |
| Purchase | 100 | 83.9250 USD |
| Purchase | 100 | 84.7568 USD |
| Purchase | 138 | 84.3857 USD |
| Purchase | 200 | 84.2050 USD |
| Purchase | 200 | 84.1450 USD |
| Purchase | 200 | 84.1300 USD |
| Purchase | 200 | 83.8925 USD |
| Purchase | 200 | 86.4300 USD |
| Purchase | 200 | 85.8350 USD |
| Purchase | 200 | 85.5800 USD |
| Purchase | 200 | 85.4350 USD |
| Purchase | 228 | 85.9917 USD |
| Purchase | 252 | 84.0301 USD |
| Purchase | 262 | 84.1106 USD |
| Purchase | 275 | 85.9454 USD |
| Purchase | 300 | 83.9133 USD |
| Purchase | 300 | 84.2233 USD |
| Purchase | 300 | 83.9100 USD |
| Purchase | 300 | 86.2083 USD |
| Purchase | 319 | 84.5590 USD |
| Purchase | 400 | 84.3950 USD |
| Purchase | 400 | 84.9700 USD |
| Purchase | 400 | 85.1012 USD |
| Purchase | 400 | 84.3500 USD |
| Purchase | 400 | 84.1712 USD |
| Purchase | 452 | 84.3982 USD |
| Purchase | 465 | 85.5820 USD |
| Purchase | 500 | 86.4810 USD |
| Purchase | 519 | 85.8352 USD |
| Purchase | 600 | 85.7116 USD |
| Purchase | 600 | 85.3700 USD |
| Purchase | 700 | 84.8300 USD |
| Purchase | 900 | 86.2155 USD |
| Purchase | 900 | 84.0250 USD |
| Purchase | 1,000 | 84.9315 USD |
| Purchase | 1,000 | 86.3770 USD |
| Purchase | 1,425 | 85.6361 USD |
| Purchase | 1,600 | 83.9200 USD |
| Purchase | 1,600 | 84.6150 USD |
| Purchase | 2,600 | 85.4233 USD |
| Purchase | 3,312 | 84.7596 USD |
| Purchase | 3,987 | 85.5368 USD |
| Purchase | 4,151 | 85.2955 USD |
| Purchase | 5,474 | 85.2257 USD |
| Purchase | 7,877 | 85.4800 USD |
| Purchase | 8,500 | 85.5032 USD |
| Purchase | 9,831 | 84.8641 USD |
| Purchase | 10,000 | 85.3403 USD |
| Purchase | 10,275 | 85.7600 USD |
| Purchase | 11,800 | 84.9966 USD |
| Purchase | 20,639 | 85.0110 USD |
| Purchase | 22,425 | 85.0457 USD |
| Purchase | 26,926 | 84.6925 USD |
| Purchase | 27,498 | 84.7564 USD |
| Purchase | 29,500 | 85.1039 USD |
| Purchase | 41,900 | 85.0776 USD |
| Purchase | 60,285 | 87.5300 USD |
| Purchase | 99,145 | 85.0459 USD |
| Purchase | 129,417 | 84.8310 USD |
| Purchase | 143,828 | 84.8500 USD |
| Sale | 5 | 84.4200 USD |
| Sale | 29 | 85.1000 USD |
| Sale | 82 | 84.7560 USD |
| Sale | 100 | 84.0700 USD |
| Sale | 100 | 86.5600 USD |
| Sale | 100 | 85.5100 USD |
| Sale | 100 | 85.3400 USD |
| Sale | 100 | 84.7750 USD |
| Sale | 100 | 84.5000 USD |
| Sale | 100 | 85.0200 USD |
| Sale | 150 | 84.9466 USD |
| Sale | 152 | 85.5000 USD |
| Sale | 200 | 85.0000 USD |
| Sale | 200 | 84.9900 USD |
| Sale | 200 | 85.2900 USD |
| Sale | 200 | 85.2850 USD |
| Sale | 243 | 84.7829 USD |
| Sale | 300 | 84.2050 USD |
| Sale | 301 | 84.8549 USD |
| Sale | 350 | 85.3371 USD |
| Sale | 377 | 84.5548 USD |
| Sale | 400 | 85.2987 USD |
| Sale | 400 | 85.2012 USD |
| Sale | 400 | 85.2287 USD |
| Sale | 408 | 85.0848 USD |
| Sale | 450 | 85.2644 USD |
| Sale | 500 | 85.0080 USD |
| Sale | 501 | 85.0427 USD |
| Sale | 505 | 84.4482 USD |
| Sale | 511 | 84.6081 USD |
| Sale | 564 | 84.6410 USD |
| Sale | 565 | 84.3744 USD |
| Sale | 631 | 84.9384 USD |
| Sale | 652 | 85.4970 USD |
| Sale | 671 | 84.2112 USD |
| Sale | 734 | 85.1026 USD |
| Sale | 800 | 85.3612 USD |
| Sale | 818 | 84.7600 USD |
| Sale | 819 | 85.0561 USD |
| Sale | 864 | 84.9570 USD |
| Sale | 900 | 84.3944 USD |
| Sale | 902 | 84.5975 USD |
| Sale | 984 | 84.5049 USD |
| Sale | 1,018 | 84.7635 USD |
| Sale | 1,200 | 85.3581 USD |
| Sale | 1,518 | 85.3629 USD |
| Sale | 1,900 | 85.7600 USD |
| Sale | 1,900 | 84.6401 USD |
| Sale | 1,905 | 84.3459 USD |
| Sale | 2,016 | 85.0124 USD |
| Sale | 2,178 | 84.9957 USD |
| Sale | 2,500 | 83.9200 USD |
| Sale | 2,584 | 85.0984 USD |
| Sale | 2,600 | 85.1960 USD |
| Sale | 2,619 | 84.8742 USD |
| Sale | 3,769 | 85.0778 USD |
| Sale | 4,274 | 85.4448 USD |
| Sale | 5,500 | 85.3850 USD |
| Sale | 6,321 | 86.2834 USD |
| Sale | 6,475 | 84.9640 USD |
| Sale | 7,877 | 85.4800 USD |
| Sale | 8,131 | 84.9396 USD |
| Sale | 8,149 | 85.5923 USD |
| Sale | 10,275 | 85.6737 USD |
| Sale | 10,505 | 84.7743 USD |
| Sale | 12,269 | 85.4829 USD |
| Sale | 12,340 | 85.0371 USD |
| Sale | 14,333 | 84.7284 USD |
| Sale | 15,458 | 85.0072 USD |
| Sale | 17,200 | 85.0238 USD |
| Sale | 17,310 | 85.0821 USD |
| Sale | 19,543 | 85.0143 USD |
| Sale | 25,200 | 85.1211 USD |
| Sale | 27,400 | 85.1479 USD |
| Sale | 175,034 | 84.8500 USD |
| Sale | 189,773 | 84.7968 USD |
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) |
|
|
|
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 68 USD | American | 21 Jan 2022 | 21.2500 USD |
| Call Option | Purchasing | 300 | 85 USD | American | 15 Jan 2021 | 9.2500 USD |
| Call Option | Purchasing | 2,000 | 88 USD | American | 13 Mar 2020 | 1.0000 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 15 May 2020 | 2.7700 USD |
| Call Option | Purchasing | 500 | 91 USD | American | 3 Apr 2020 | 1.4700 USD |
| Call Option | Purchasing | 300 | 95 USD | American | 15 May 2020 | 1.9300 USD |
| Call Option | Purchasing | 2,400 | 98 USD | American | 15 Jan 2021 | 4.7700 USD |
| Call Option | Purchasing | 200 | 100 USD | American | 15 May 2020 | 0.9000 USD |
| Call Option | Purchasing | 4,700 | 100 USD | American | 15 Jan 2021 | 4.0365 USD |
| Call Option | Purchasing | 1,600 | 110 USD | American | 15 Jan 2021 | 2.1875 USD |
| Call Option | Selling | 200 | 95 USD | American | 20 Mar 2020 | 0.3400 USD |
| Call Option | Selling | 1,100 | 100 USD | American | 15 May 2020 | 0.8745 USD |
| Call Option | Selling | 500 | 110 USD | American | 15 May 2020 | 0.2740 USD |
| Call Option | Selling | 200 | 125 USD | American | 18 Sep 2020 | 0.3400 USD |
| Put Option | Purchasing | 400 | 78 USD | American | 21 Aug 2020 | 6.1850 USD |
| Put Option | Purchasing | 500 | 82 USD | American | 3 Apr 2020 | 3.1000 USD |
| Put Option | Purchasing | 36,600 | 86 USD | American | 13 Mar 2020 | 1.7236 USD |
| Put Option | Selling | 41,600 | 80 USD | American | 13 Mar 2020 | 0.4138 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 16 Mar 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 1,700 | 100.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,600 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 75.0000 | American | Apr 3, 2020 |
| Put Options | Written | 3,100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 103.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 14,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 10,300 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 3,100 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 100.0000 | American | Mar 13, 2020 |
| Call Options | Written | -2,400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 100.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -900 | 87.0000 | American | Mar 13, 2020 |
| Call Options | Written | -16,000 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,400 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -19,200 | 110.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 95.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 92.5000 | American | Apr 17, 2020 |
| Put Options | Written | 500 | 65.0000 | American | Mar 20, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,700 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,400 | 88.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 13,900 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 1,200 | 94.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 5,400 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -30,000 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,800 | 100.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Put Options | Purchased | -9,200 | 80.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Apr 17, 2020 |
| Call Options | Written | -1,500 | 100.0000 | American | Mar 27, 2020 |
| Call Options | Written | -13,100 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -16,800 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 97.5000 | American | Mar 13, 2020 |
| Call Options | Written | -5,100 | 125.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,900 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,800 | 94.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 89.0000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Put Options | Written | 7,400 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 75.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 20,000 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 79.5000 | American | Mar 13, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,300 | 97.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 86.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 96.5000 | American | Mar 13, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 27, 2020 |
| Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -10,600 | 77.5000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 105.0000 | American | Mar 13, 2020 |
| Call Options | Written | -1,200 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,000 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 98.0000 | American | Mar 20, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,900 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Written | 700 | 70.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 24,000 | 80.0000 | American | Mar 13, 2020 |
| Put Options | Written | 2,700 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 94.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 89.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,600 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,900 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,100 | 95.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Call Options | Written | -50,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 88.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 95.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -350,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 125.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 83.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -76,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 95.0000 | American | Apr 3, 2020 |
| Call Options | Written | -400 | 97.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -500 | 82.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 92.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 93.0000 | American | Mar 13, 2020 |
| Put Options | Written | 22,000 | 90.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 15,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 13,900 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,400 | 92.0000 | American | Mar 13, 2020 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 99.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Apr 3, 2020 |
| Put Options | Written | 500 | 87.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 105.0000 | American | Mar 27, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 84.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 77.5000 | American | Aug 21, 2020 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,600 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 24, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 5,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 84.5000 | American | Mar 13, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,100 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 83.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 75.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -100 | 92.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,300 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 96.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -33,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 20,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,700 | 90.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 3,500 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 90.0000 | American | Mar 27, 2020 |
| Put Options | Written | 1,500 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 80.5000 | American | Mar 13, 2020 |
| Put Options | Written | 700 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -19,400 | 105.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 27, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 93.5000 | American | Mar 27, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Mar 13, 2020 |
| Call Options | Written | -500 | 94.0000 | American | Mar 27, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Mar 13, 2020 |
| Call Options | Written | -13,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 12,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 97.5000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 7,500 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 12,800 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,800 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,300 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -300 | 95.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -21,500 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -4,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -3,100 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -2,000 | 85.0000 | American | Mar 13, 2020 |
| Call Options | Written | -4,400 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -17,000 | 85.5000 | American | Mar 13, 2020 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -600 | 92.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,000 | 83.5000 | American | Mar 13, 2020 |
| Call Options | Written | -1,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,600 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -60,000 | 87.5000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200316005550/en/
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