13th Jan 2020 15:14
FORM 8.3 Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ABBVIE INC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 09 Jan 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,032,109 | 0.21% | 4,161,023 | 0.28% | ||
(2) | Derivatives (other than options): | ||||
2,100,680 | 0.14% | 524,700 | 0.04% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,405,200 | 0.16% | 1,285,600 | 0.09% | |
| TOTAL: | |||||
7,537,989 | 0.51% | 5,971,323 | 0.40% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3 DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 16 | 89.9100 USD |
| Purchase | 60 | 89.2750 USD |
| Purchase | 100 | 90.2050 USD |
| Purchase | 100 | 90.0800 USD |
| Purchase | 100 | 90.1000 USD |
| Purchase | 100 | 90.1700 USD |
| Purchase | 101 | 89.9828 USD |
| Purchase | 114 | 89.3538 USD |
| Purchase | 123 | 90.0092 USD |
| Purchase | 193 | 90.1925 USD |
| Purchase | 194 | 89.6603 USD |
| Purchase | 200 | 90.1100 USD |
| Purchase | 200 | 89.1950 USD |
| Purchase | 200 | 90.0600 USD |
| Purchase | 218 | 89.6071 USD |
| Purchase | 255 | 89.3592 USD |
| Purchase | 260 | 89.2711 USD |
| Purchase | 300 | 90.0883 USD |
| Purchase | 300 | 89.9933 USD |
| Purchase | 301 | 89.2700 USD |
| Purchase | 304 | 90.1403 USD |
| Purchase | 363 | 90.0900 USD |
| Purchase | 384 | 89.7477 USD |
| Purchase | 389 | 89.3264 USD |
| Purchase | 399 | 89.5596 USD |
| Purchase | 488 | 90.1043 USD |
| Purchase | 500 | 89.2560 USD |
| Purchase | 600 | 89.2716 USD |
| Purchase | 700 | 89.5035 USD |
| Purchase | 759 | 90.0889 USD |
| Purchase | 800 | 90.1131 USD |
| Purchase | 877 | 89.5195 USD |
| Purchase | 1,085 | 90.1200 USD |
| Purchase | 1,251 | 89.7727 USD |
| Purchase | 1,299 | 89.8697 USD |
| Purchase | 1,400 | 90.1500 USD |
| Purchase | 1,473 | 90.1293 USD |
| Purchase | 1,700 | 89.2960 USD |
| Purchase | 1,905 | 89.2604 USD |
| Purchase | 3,485 | 89.4356 USD |
| Purchase | 4,000 | 89.8181 USD |
| Purchase | 5,200 | 89.9595 USD |
| Purchase | 5,378 | 89.8270 USD |
| Purchase | 8,141 | 90.1496 USD |
| Purchase | 9,400 | 89.9283 USD |
| Purchase | 11,327 | 89.9400 USD |
| Purchase | 11,974 | 89.8234 USD |
| Purchase | 12,583 | 89.7824 USD |
| Purchase | 13,354 | 89.8508 USD |
| Purchase | 18,300 | 89.9531 USD |
| Purchase | 19,847 | 89.8387 USD |
| Purchase | 23,400 | 89.8588 USD |
| Purchase | 24,101 | 90.2100 USD |
| Purchase | 30,400 | 89.9492 USD |
| Purchase | 31,900 | 90.0728 USD |
| Purchase | 36,800 | 89.7076 USD |
| Purchase | 36,900 | 89.7172 USD |
| Purchase | 63,663 | 89.8294 USD |
| Purchase | 75,000 | 89.8617 USD |
| Purchase | 76,323 | 89.8625 USD |
| Sale | 1 | 90.1500 USD |
| Sale | 3 | 89.9100 USD |
| Sale | 21 | 89.3128 USD |
| Sale | 54 | 89.9700 USD |
| Sale | 75 | 90.1300 USD |
| Sale | 94 | 89.6500 USD |
| Sale | 100 | 89.3000 USD |
| Sale | 100 | 89.7000 USD |
| Sale | 100 | 89.8000 USD |
| Sale | 100 | 89.9000 USD |
| Sale | 100 | 90.2050 USD |
| Sale | 101 | 90.1781 USD |
| Sale | 103 | 89.9300 USD |
| Sale | 114 | 89.9875 USD |
| Sale | 122 | 89.9072 USD |
| Sale | 123 | 90.0750 USD |
| Sale | 175 | 89.9314 USD |
| Sale | 196 | 90.0798 USD |
| Sale | 206 | 89.9836 USD |
| Sale | 211 | 89.8782 USD |
| Sale | 239 | 89.9381 USD |
| Sale | 242 | 90.0900 USD |
| Sale | 260 | 89.2712 USD |
| Sale | 260 | 89.2711 USD |
| Sale | 286 | 90.0811 USD |
| Sale | 300 | 89.8800 USD |
| Sale | 303 | 89.8472 USD |
| Sale | 376 | 89.9972 USD |
| Sale | 397 | 89.9500 USD |
| Sale | 400 | 90.0225 USD |
| Sale | 400 | 90.0550 USD |
| Sale | 400 | 89.5350 USD |
| Sale | 440 | 89.9947 USD |
| Sale | 454 | 89.8644 USD |
| Sale | 455 | 89.6958 USD |
| Sale | 488 | 90.1044 USD |
| Sale | 488 | 90.1043 USD |
| Sale | 500 | 89.8450 USD |
| Sale | 500 | 89.2560 USD |
| Sale | 506 | 89.5905 USD |
| Sale | 600 | 89.9816 USD |
| Sale | 600 | 89.8850 USD |
| Sale | 600 | 89.8475 USD |
| Sale | 600 | 89.5550 USD |
| Sale | 667 | 89.6206 USD |
| Sale | 696 | 89.9277 USD |
| Sale | 719 | 89.9400 USD |
| Sale | 800 | 89.9418 USD |
| Sale | 876 | 90.2058 USD |
| Sale | 900 | 90.2067 USD |
| Sale | 930 | 89.5620 USD |
| Sale | 995 | 90.1030 USD |
| Sale | 997 | 90.1433 USD |
| Sale | 1,000 | 89.9564 USD |
| Sale | 1,000 | 89.6700 USD |
| Sale | 1,010 | 89.9306 USD |
| Sale | 1,197 | 90.1649 USD |
| Sale | 1,200 | 89.3127 USD |
| Sale | 1,300 | 89.5873 USD |
| Sale | 1,305 | 89.8738 USD |
| Sale | 1,400 | 89.9757 USD |
| Sale | 1,499 | 89.7810 USD |
| Sale | 1,500 | 89.3077 USD |
| Sale | 1,865 | 89.6788 USD |
| Sale | 2,219 | 89.4911 USD |
| Sale | 2,500 | 89.9488 USD |
| Sale | 2,722 | 90.1097 USD |
| Sale | 2,860 | 89.8626 USD |
| Sale | 2,878 | 89.7281 USD |
| Sale | 3,085 | 89.7742 USD |
| Sale | 3,125 | 89.7520 USD |
| Sale | 3,285 | 90.1149 USD |
| Sale | 3,300 | 89.9383 USD |
| Sale | 3,449 | 89.8393 USD |
| Sale | 3,557 | 90.0352 USD |
| Sale | 3,593 | 90.1201 USD |
| Sale | 3,705 | 89.8985 USD |
| Sale | 3,836 | 89.3490 USD |
| Sale | 4,054 | 89.8023 USD |
| Sale | 4,100 | 89.7781 USD |
| Sale | 4,312 | 89.8860 USD |
| Sale | 4,900 | 90.0400 USD |
| Sale | 4,902 | 90.1369 USD |
| Sale | 4,979 | 89.5270 USD |
| Sale | 5,100 | 89.9724 USD |
| Sale | 6,900 | 89.9581 USD |
| Sale | 8,800 | 89.8030 USD |
| Sale | 10,134 | 89.8704 USD |
| Sale | 11,674 | 89.9354 USD |
| Sale | 11,900 | 90.0260 USD |
| Sale | 12,700 | 89.9186 USD |
| Sale | 13,020 | 89.9675 USD |
| Sale | 14,928 | 90.2096 USD |
| Sale | 16,483 | 89.9045 USD |
| Sale | 20,600 | 89.9433 USD |
| Sale | 20,861 | 89.9791 USD |
| Sale | 22,104 | 90.2100 USD |
| Sale | 22,312 | 89.7225 USD |
| Sale | 29,200 | 89.6486 USD |
| Sale | 31,800 | 89.6538 USD |
| Sale | 31,900 | 90.0728 USD |
| Sale | 36,020 | 89.8464 USD |
| Sale | 38,600 | 89.8717 USD |
| Sale | 44,600 | 89.9666 USD |
| Sale | 150,000 | 89.8617 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 900 | 89.2253 USD |
| SWAP | Long | 17,320 | 89.8278 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 68 USD | American | 17 Jan 2020 | 22.5000 USD |
| Call Option | Purchasing | 5,000 | 70 USD | American | 21 Feb 2020 | 20.2000 USD |
| Call Option | Purchasing | 300 | 85 USD | American | 7 Feb 2020 | 5.1500 USD |
| Call Option | Purchasing | 200 | 89 USD | American | 10 Jan 2020 | 1.1000 USD |
| Call Option | Purchasing | 1,500 | 89 USD | American | 10 Jan 2020 | 1.3486 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 10 Jan 2020 | 0.6500 USD |
| Call Option | Purchasing | 400 | 90 USD | American | 15 May 2020 | 4.2050 USD |
| Call Option | Purchasing | 300 | 91 USD | American | 10 Jan 2020 | 0.0633 USD |
| Call Option | Purchasing | 100 | 93 USD | American | 15 May 2020 | 3.2200 USD |
| Call Option | Purchasing | 2,000 | 94 USD | American | 14 Feb 2020 | 0.9500 USD |
| Call Option | Purchasing | 2,500 | 98 USD | American | 15 May 2020 | 1.6300 USD |
| Call Option | Purchasing | 300 | 100 USD | American | 15 May 2020 | 1.1800 USD |
| Call Option | Purchasing | 100 | 100 USD | American | 18 Sep 2020 | 2.3700 USD |
| Call Option | Selling | 200 | 80 USD | American | 17 Jan 2020 | 9.9900 USD |
| Call Option | Selling | 100 | 80 USD | American | 21 Jan 2022 | 14.5700 USD |
| Call Option | Selling | 100 | 87 USD | American | 17 Jan 2020 | 3.1300 USD |
| Put Option | Purchasing | 300 | 75 USD | American | 19 Jun 2020 | 1.4600 USD |
| Put Option | Purchasing | 500 | 84 USD | American | 7 Feb 2020 | 1.0800 USD |
| Put Option | Selling | 100 | 60 USD | American | 21 Feb 2020 | 0.0500 USD |
| Put Option | Selling | 200 | 65 USD | American | 15 May 2020 | 0.3900 USD |
| Put Option | Selling | 100 | 68 USD | American | 15 May 2020 | 0.4800 USD |
| Put Option | Selling | 1,000 | 70 USD | American | 15 May 2020 | 0.6700 USD |
| Put Option | Selling | 100 | 83 USD | American | 17 Jan 2020 | 0.1100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 13 Jan 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 4,500 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,600 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,900 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 11,700 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 3,100 | 89.5000 | American | Jan 10, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,500 | 89.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 93.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -3,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -800 | 91.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,000 | 86.5000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,700 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,500 | 90.5000 | American | Jan 10, 2020 |
| Call Options | Purchased | 8,200 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 88.5000 | American | Jan 10, 2020 |
| Call Options | Purchased | 4,200 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 6,800 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,400 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 33,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,400 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -12,100 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 87.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 88.0000 | American | Jan 24, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 95.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -400 | 86.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 82.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 89.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 91.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Put Options | Written | 22,600 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 16,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 800 | 91.0000 | American | Jan 17, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,300 | 80.0000 | American | Jan 10, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -13,400 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -23,300 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 85.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,300 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 85.0000 | American | Feb 7, 2020 |
| Put Options | Written | 400 | 84.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 5,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 87.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 88.5000 | American | Jan 10, 2020 |
| Call Options | Written | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -2,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -10,900 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 85.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 87.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 30,600 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 13,800 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 3,500 | 91.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 67.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,300 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 8,800 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,400 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -3,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 84.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,000 | 93.5000 | American | Feb 14, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 13,500 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 30,000 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 25,200 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 23,100 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,000 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -6,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 86.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Written | 18,800 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 86.5000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 15,400 | 89.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 13,100 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -3,900 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 83.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,500 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -15,400 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -10,300 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,000 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,000 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,700 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,300 | 86.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -24,800 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 87.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,900 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -4,600 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 96.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200113005625/en/
Copyright Business Wire 2020
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