19th Dec 2019 16:51
Ap19
FORM 8.3 Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ABBVIE INC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 17 DEC 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,888,549 | 0.20% | 5,087,625 | 0.34% | ||
(2) | Derivatives (other than options): | ||||
5,026,220 | 0.34% | 474,700 | 0.03% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,609,300 | 0.18% | 1,047,700 | 0.07% | |
| TOTAL: | |||||
10,524,069 | 0.71% | 6,610,025 | 0.45% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 89.7400 USD |
| Purchase | 15 | 89.5300 USD |
| Purchase | 100 | 89.6800 USD |
| Purchase | 100 | 89.3600 USD |
| Purchase | 100 | 90.0850 USD |
| Purchase | 100 | 89.8000 USD |
| Purchase | 100 | 89.5400 USD |
| Purchase | 136 | 89.6937 USD |
| Purchase | 137 | 90.0791 USD |
| Purchase | 138 | 89.9700 USD |
| Purchase | 180 | 89.9300 USD |
| Purchase | 200 | 89.6950 USD |
| Purchase | 200 | 89.6225 USD |
| Purchase | 200 | 89.1200 USD |
| Purchase | 200 | 89.4650 USD |
| Purchase | 205 | 89.7244 USD |
| Purchase | 221 | 89.7516 USD |
| Purchase | 287 | 89.7574 USD |
| Purchase | 300 | 89.9033 USD |
| Purchase | 400 | 89.7687 USD |
| Purchase | 400 | 89.8650 USD |
| Purchase | 431 | 89.8866 USD |
| Purchase | 500 | 89.7600 USD |
| Purchase | 506 | 89.7488 USD |
| Purchase | 518 | 89.6376 USD |
| Purchase | 538 | 90.0231 USD |
| Purchase | 547 | 89.6868 USD |
| Purchase | 600 | 89.4800 USD |
| Purchase | 600 | 89.9450 USD |
| Purchase | 600 | 89.4350 USD |
| Purchase | 681 | 89.6985 USD |
| Purchase | 700 | 89.5036 USD |
| Purchase | 802 | 89.7237 USD |
| Purchase | 826 | 89.6727 USD |
| Purchase | 858 | 89.6583 USD |
| Purchase | 891 | 89.5580 USD |
| Purchase | 997 | 89.9797 USD |
| Purchase | 1,072 | 89.6556 USD |
| Purchase | 1,100 | 89.8040 USD |
| Purchase | 1,118 | 89.8130 USD |
| Purchase | 1,217 | 90.0306 USD |
| Purchase | 1,324 | 89.6457 USD |
| Purchase | 1,353 | 89.8534 USD |
| Purchase | 1,706 | 89.6232 USD |
| Purchase | 2,171 | 89.8742 USD |
| Purchase | 2,200 | 89.5768 USD |
| Purchase | 2,591 | 89.6507 USD |
| Purchase | 2,800 | 89.9400 USD |
| Purchase | 2,800 | 89.7573 USD |
| Purchase | 3,000 | 89.8036 USD |
| Purchase | 3,097 | 89.6658 USD |
| Purchase | 4,300 | 89.9225 USD |
| Purchase | 7,085 | 89.7884 USD |
| Purchase | 7,100 | 89.7925 USD |
| Purchase | 9,900 | 89.5827 USD |
| Purchase | 10,154 | 89.8075 USD |
| Purchase | 11,562 | 89.7323 USD |
| Purchase | 17,892 | 89.6861 USD |
| Purchase | 19,250 | 89.6022 USD |
| Purchase | 19,320 | 89.7456 USD |
| Purchase | 20,324 | 89.7386 USD |
| Purchase | 21,664 | 89.7255 USD |
| Purchase | 22,700 | 89.6793 USD |
| Purchase | 25,122 | 89.5434 USD |
| Purchase | 34,300 | 89.7522 USD |
| Purchase | 41,015 | 90.0664 USD |
| Purchase | 43,300 | 89.5266 USD |
| Purchase | 50,634 | 89.7092 USD |
| Purchase | 52,436 | 90.0639 USD |
| Purchase | 75,834 | 90.0800 USD |
| Purchase | 139,885 | 90.0786 USD |
| Purchase | 177,800 | 89.8933 USD |
| Sale | 20 | 90.0100 USD |
| Sale | 37 | 89.8600 USD |
| Sale | 41 | 89.6100 USD |
| Sale | 100 | 89.3700 USD |
| Sale | 100 | 89.3900 USD |
| Sale | 100 | 89.6400 USD |
| Sale | 100 | 89.6500 USD |
| Sale | 100 | 89.9650 USD |
| Sale | 100 | 89.9800 USD |
| Sale | 100 | 90.0250 USD |
| Sale | 100 | 90.0850 USD |
| Sale | 100 | 100.0000 USD |
| Sale | 106 | 89.5594 USD |
| Sale | 107 | 89.5500 USD |
| Sale | 117 | 89.5987 USD |
| Sale | 140 | 90.0900 USD |
| Sale | 178 | 89.9656 USD |
| Sale | 180 | 89.9300 USD |
| Sale | 182 | 89.4254 USD |
| Sale | 200 | 89.8550 USD |
| Sale | 200 | 89.8980 USD |
| Sale | 200 | 89.9500 USD |
| Sale | 200 | 89.9525 USD |
| Sale | 200 | 89.6200 USD |
| Sale | 209 | 89.8730 USD |
| Sale | 235 | 89.2870 USD |
| Sale | 300 | 89.9700 USD |
| Sale | 345 | 89.7400 USD |
| Sale | 358 | 89.9331 USD |
| Sale | 359 | 89.6239 USD |
| Sale | 400 | 89.6525 USD |
| Sale | 400 | 89.4500 USD |
| Sale | 400 | 89.5075 USD |
| Sale | 400 | 90.0700 USD |
| Sale | 466 | 89.5411 USD |
| Sale | 500 | 89.4940 USD |
| Sale | 500 | 89.8150 USD |
| Sale | 500 | 89.7270 USD |
| Sale | 510 | 89.7549 USD |
| Sale | 593 | 89.4943 USD |
| Sale | 700 | 89.4442 USD |
| Sale | 811 | 89.3952 USD |
| Sale | 900 | 89.9750 USD |
| Sale | 955 | 90.0043 USD |
| Sale | 1,000 | 89.6955 USD |
| Sale | 1,000 | 89.4100 USD |
| Sale | 1,033 | 89.7796 USD |
| Sale | 1,100 | 89.5509 USD |
| Sale | 1,200 | 89.6775 USD |
| Sale | 1,300 | 89.4592 USD |
| Sale | 1,337 | 89.3941 USD |
| Sale | 1,338 | 89.7716 USD |
| Sale | 1,600 | 89.9450 USD |
| Sale | 1,600 | 89.5993 USD |
| Sale | 1,700 | 89.9708 USD |
| Sale | 1,772 | 89.6074 USD |
| Sale | 2,039 | 89.6869 USD |
| Sale | 2,079 | 90.0454 USD |
| Sale | 2,081 | 89.7900 USD |
| Sale | 2,171 | 89.8742 USD |
| Sale | 2,396 | 89.5791 USD |
| Sale | 2,600 | 89.9400 USD |
| Sale | 2,700 | 90.0040 USD |
| Sale | 4,400 | 89.7097 USD |
| Sale | 4,700 | 89.4153 USD |
| Sale | 5,122 | 89.6542 USD |
| Sale | 6,169 | 89.6856 USD |
| Sale | 8,535 | 89.6799 USD |
| Sale | 8,858 | 89.6823 USD |
| Sale | 11,131 | 89.5920 USD |
| Sale | 11,800 | 89.7834 USD |
| Sale | 11,945 | 89.6985 USD |
| Sale | 14,800 | 89.7867 USD |
| Sale | 17,720 | 89.7634 USD |
| Sale | 17,900 | 89.7350 USD |
| Sale | 20,350 | 89.5928 USD |
| Sale | 23,181 | 89.7673 USD |
| Sale | 24,300 | 89.7143 USD |
| Sale | 25,338 | 90.0765 USD |
| Sale | 43,300 | 89.5266 USD |
| Sale | 51,064 | 89.8409 USD |
| Sale | 56,806 | 90.0036 USD |
| Sale | 93,162 | 89.7076 USD |
| Sale | 97,558 | 89.9831 USD |
| Sale | 128,194 | 90.0800 USD |
| Sale | 131,839 | 90.0067 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 4,344 | 89.5072 USD |
| SWAP | Long | 17,320 | 89.7591 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 200 | 88 USD | American | 27 Dec 2019 | 2.3400 USD |
| Call Option | Purchasing | 900 | 88 USD | American | 21 Feb 2020 | 4.4277 USD |
| Call Option | Purchasing | 400 | 90 USD | American | 20 Dec 2019 | 0.5375 USD |
| Call Option | Purchasing | 5,200 | 90 USD | American | 3 Jan 2020 | 1.3288 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 15 May 2020 | 4.6500 USD |
| Call Option | Purchasing | 100 | 92 USD | American | 20 Dec 2019 | 0.1200 USD |
| Call Option | Purchasing | 100 | 92 USD | American | 10 Jan 2020 | 0.8700 USD |
| Call Option | Purchasing | 1,900 | 93 USD | American | 17 Jan 2020 | 0.8952 USD |
| Call Option | Purchasing | 100 | 93 USD | American | 15 May 2020 | 3.6000 USD |
| Call Option | Purchasing | 4,500 | 95 USD | American | 17 Jan 2020 | 0.3446 USD |
| Call Option | Purchasing | 300 | 95 USD | American | 21 Feb 2020 | 1.2000 USD |
| Call Option | Purchasing | 700 | 95 USD | American | 15 May 2020 | 2.8000 USD |
| Call Option | Selling | 100 | 70 USD | American | 17 Jan 2020 | 19.8000 USD |
| Call Option | Selling | 500 | 73 USD | American | 17 Jan 2020 | 17.0700 USD |
| Call Option | Selling | 10,300 | 75 USD | American | 17 Jan 2020 | 14.5486 USD |
| Call Option | Selling | 600 | 78 USD | American | 17 Jan 2020 | 12.0000 USD |
| Call Option | Selling | 100 | 88 USD | American | 20 Dec 2019 | 2.1200 USD |
| Put Option | Purchasing | 3,400 | 85 USD | American | 21 Feb 2020 | 1.8600 USD |
| Put Option | Purchasing | 400 | 86 USD | American | 3 Jan 2020 | 0.3200 USD |
| Put Option | Purchasing | 100 | 89 USD | American | 3 Jan 2020 | 0.8900 USD |
| Put Option | Purchasing | 900 | 93 USD | American | 17 Jan 2020 | 4.2800 USD |
| Put Option | Purchasing | 100 | 100 USD | American | 10 Jan 2020 | 10.4000 USD |
| Put Option | Selling | 600 | 70 USD | American | 21 Feb 2020 | 0.2100 USD |
| Put Option | Selling | 1,000 | 73 USD | American | 17 Jan 2020 | 0.0800 USD |
| Put Option | Selling | 900 | 83 USD | American | 17 Jan 2020 | 0.4300 USD |
| Put Option | Selling | 100 | 84 USD | American | 20 Dec 2019 | 0.0300 USD |
| Put Option | Selling | 100 | 100 USD | American | 10 Jan 2020 | 8.5500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure | YES |
Contact name | 19 Dec 2019 |
Telephone number | Large Holdings Regulatory Operations |
If a connected EFM, name of offeree/offeror with which connected | 020 3134 7213 |
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Dec 27, 2019 |
| Put Options | Written | 6,700 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 8,100 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 2,900 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 89.0000 | American | Dec 20, 2019 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,300 | 91.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 600 | 91.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 75.0000 | American | Dec 20, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Written | -1,000 | 91.5000 | American | Jan 10, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 87.0000 | American | Dec 20, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,600 | 88.0000 | American | Dec 20, 2019 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,100 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,500 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,500 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -700 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,900 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Written | -300 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 16,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 87.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,700 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -400 | 84.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,100 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 86.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -400 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 81.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -8,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -400 | 92.0000 | American | Dec 20, 2019 |
| Call Options | Written | -800 | 87.5000 | American | Jan 3, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,900 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,100 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -600 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,400 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 4,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -4,400 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 86.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -12,500 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,400 | 93.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 92.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 85.5000 | American | Dec 20, 2019 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Put Options | Written | 200 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 7,100 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,300 | 86.0000 | American | Dec 20, 2019 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Put Options | Written | 1,500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 11,100 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 23,500 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,600 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -500 | 86.5000 | American | Dec 20, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 29,600 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,300 | 90.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 22,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Dec 20, 2019 |
| Put Options | Written | 15,600 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 84.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 86.5000 | American | Dec 27, 2019 |
| Put Options | Written | 9,000 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -53,000 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,900 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Dec 27, 2019 |
| Put Options | Purchased | -600 | 83.0000 | American | Dec 20, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,500 | 83.0000 | American | Dec 27, 2019 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 22,700 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,100 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 82.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,500 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 19,600 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,700 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 89.0000 | American | Dec 20, 2019 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -10,900 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Call Options | Written | -9,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 91.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -3,600 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Written | -6,500 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,400 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,000 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 16,600 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,200 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,800 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Written | -400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,900 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 88.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 86.5000 | American | Dec 27, 2019 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,900 | 86.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -4,300 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 91.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,400 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191219005606/en/
Copyright Business Wire 2019
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