13th Dec 2019 16:51
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 11 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,557,907 | 0.17% | 5,154,886 | 0.35% | ||
(2) | Derivatives (other than options): | ||||
5,012,109 | 0.34% | 474,700 | 0.03% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,573,500 | 0.17% | 1,049,300 | 0.07% | |
| TOTAL: | |||||
10,143,516 | 0.69% | 6,678,886 | 0.45% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 86.7800 USD |
| Purchase | 66 | 87.1800 USD |
| Purchase | 66 | 87.0300 USD |
| Purchase | 100 | 86.7600 USD |
| Purchase | 100 | 86.4300 USD |
| Purchase | 100 | 86.5200 USD |
| Purchase | 135 | 86.8087 USD |
| Purchase | 143 | 86.6165 USD |
| Purchase | 154 | 86.7857 USD |
| Purchase | 172 | 86.7932 USD |
| Purchase | 186 | 86.7164 USD |
| Purchase | 200 | 86.6900 USD |
| Purchase | 200 | 86.5600 USD |
| Purchase | 200 | 86.6525 USD |
| Purchase | 215 | 86.6731 USD |
| Purchase | 293 | 87.0173 USD |
| Purchase | 356 | 86.7260 USD |
| Purchase | 401 | 86.7049 USD |
| Purchase | 440 | 86.9040 USD |
| Purchase | 593 | 86.6751 USD |
| Purchase | 665 | 86.6253 USD |
| Purchase | 799 | 86.7087 USD |
| Purchase | 800 | 86.7825 USD |
| Purchase | 800 | 86.6200 USD |
| Purchase | 800 | 86.7456 USD |
| Purchase | 909 | 86.6494 USD |
| Purchase | 1,000 | 86.6310 USD |
| Purchase | 1,561 | 86.6590 USD |
| Purchase | 1,600 | 86.7062 USD |
| Purchase | 1,800 | 86.8683 USD |
| Purchase | 1,900 | 86.5810 USD |
| Purchase | 2,165 | 87.0665 USD |
| Purchase | 2,170 | 86.6400 USD |
| Purchase | 2,200 | 86.6484 USD |
| Purchase | 2,300 | 86.6825 USD |
| Purchase | 2,600 | 86.6375 USD |
| Purchase | 2,796 | 86.6540 USD |
| Purchase | 3,671 | 86.8480 USD |
| Purchase | 6,264 | 86.5300 USD |
| Purchase | 8,204 | 86.8561 USD |
| Purchase | 13,199 | 86.9461 USD |
| Purchase | 16,800 | 86.8100 USD |
| Purchase | 20,374 | 86.8073 USD |
| Purchase | 21,200 | 86.8416 USD |
| Purchase | 23,387 | 86.8316 USD |
| Purchase | 45,961 | 86.7709 USD |
| Purchase | 46,831 | 86.7455 USD |
| Purchase | 89,434 | 86.7452 USD |
| Purchase | 91,621 | 86.7000 USD |
| Sale | 19 | 87.1700 USD |
| Sale | 51 | 86.5300 USD |
| Sale | 78 | 87.0284 USD |
| Sale | 79 | 86.7939 USD |
| Sale | 81 | 87.0350 USD |
| Sale | 100 | 86.8200 USD |
| Sale | 100 | 86.7500 USD |
| Sale | 100 | 87.0300 USD |
| Sale | 100 | 86.7800 USD |
| Sale | 100 | 86.6950 USD |
| Sale | 100 | 86.7200 USD |
| Sale | 100 | 86.6800 USD |
| Sale | 144 | 86.5600 USD |
| Sale | 161 | 87.0900 USD |
| Sale | 200 | 87.1050 USD |
| Sale | 200 | 86.5250 USD |
| Sale | 200 | 86.5500 USD |
| Sale | 230 | 86.8273 USD |
| Sale | 272 | 87.1145 USD |
| Sale | 297 | 87.0100 USD |
| Sale | 300 | 86.8300 USD |
| Sale | 313 | 86.9973 USD |
| Sale | 400 | 86.6975 USD |
| Sale | 400 | 86.7050 USD |
| Sale | 440 | 86.9040 USD |
| Sale | 500 | 86.7600 USD |
| Sale | 523 | 86.8466 USD |
| Sale | 585 | 86.7705 USD |
| Sale | 600 | 86.7833 USD |
| Sale | 600 | 86.6750 USD |
| Sale | 721 | 86.7426 USD |
| Sale | 784 | 86.8001 USD |
| Sale | 802 | 86.5200 USD |
| Sale | 899 | 86.5422 USD |
| Sale | 917 | 86.7010 USD |
| Sale | 1,000 | 87.0960 USD |
| Sale | 1,201 | 86.5502 USD |
| Sale | 1,281 | 86.4978 USD |
| Sale | 1,300 | 86.6361 USD |
| Sale | 1,300 | 86.5376 USD |
| Sale | 1,300 | 86.8334 USD |
| Sale | 1,400 | 86.7028 USD |
| Sale | 1,436 | 86.8694 USD |
| Sale | 1,504 | 86.5139 USD |
| Sale | 1,600 | 86.8271 USD |
| Sale | 1,743 | 86.7008 USD |
| Sale | 1,830 | 86.6957 USD |
| Sale | 2,019 | 86.6673 USD |
| Sale | 2,208 | 86.9066 USD |
| Sale | 2,473 | 86.9850 USD |
| Sale | 2,500 | 86.8514 USD |
| Sale | 2,503 | 86.7295 USD |
| Sale | 2,800 | 86.7619 USD |
| Sale | 3,202 | 86.9208 USD |
| Sale | 3,412 | 86.9294 USD |
| Sale | 4,200 | 86.8026 USD |
| Sale | 6,300 | 86.8182 USD |
| Sale | 6,495 | 86.8053 USD |
| Sale | 8,713 | 86.7051 USD |
| Sale | 10,996 | 86.7002 USD |
| Sale | 11,400 | 86.8468 USD |
| Sale | 12,313 | 86.6955 USD |
| Sale | 12,900 | 86.8692 USD |
| Sale | 32,706 | 86.7445 USD |
| Sale | 70,070 | 86.7000 USD |
| Sale | 82,545 | 86.7580 USD |
| Sale | 95,279 | 86.7969 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | ||
| SWAP | Long | 11,180 | 86.9183 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 200 | 87 USD | American | 20 Dec 2019 | 1.1300 USD |
| Call Option | Purchasing | 400 | 87 USD | American | 27 Dec 2019 | 1.2300 USD |
| Call Option | Purchasing | 5,000 | 88 USD | American | 20 Dec 2019 | 0.7000 USD |
| Call Option | Purchasing | 200 | 88 USD | American | 17 Jan 2020 | 1.8500 USD |
| Call Option | Purchasing | 400 | 90 USD | American | 13 Dec 2019 | 0.0100 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 27 Dec 2019 | 0.2500 USD |
| Call Option | Purchasing | 200 | 93 USD | American | 15 May 2020 | 2.8000 USD |
| Call Option | Purchasing | 1,200 | 105 USD | American | 18 Sep 2020 | 1.4700 USD |
| Call Option | Selling | 500 | 83 USD | American | 15 May 2020 | 7.5000 USD |
| Call Option | Selling | 400 | 88 USD | American | 27 Dec 2019 | 0.5800 USD |
| Call Option | Selling | 8,900 | 93 USD | American | 21 Feb 2020 | 1.2829 USD |
| Call Option | Selling | 600 | 98 USD | American | 21 Feb 2020 | 0.4600 USD |
| Put Option | Purchasing | 400 | 87 USD | American | 27 Dec 2019 | 1.3000 USD |
| Put Option | Purchasing | 100 | 88 USD | American | 20 Dec 2019 | 1.3700 USD |
| Put Option | Purchasing | 1,000 | 91 USD | American | 3 Jan 2020 | 4.2500 USD |
| Put Option | Selling | 200 | 40 USD | American | 21 Jan 2022 | 1.5200 USD |
| Put Option | Selling | 1,800 | 73 USD | American | 21 Feb 2020 | 0.6200 USD |
| Put Option | Selling | 1,200 | 75 USD | American | 21 Feb 2020 | 0.9200 USD |
| Put Option | Selling | 500 | 78 USD | American | 17 Jan 2020 | 0.5100 USD |
| Put Option | Selling | 5,000 | 78 USD | American | 15 Jan 2021 | 7.1500 USD |
| Put Option | Selling | 400 | 85 USD | American | 27 Dec 2019 | 0.7700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 13 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option |
|
| |||
or derivative |
|
| |||
relates |
|
| |||
| Put Options | Written | 362,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 87.0000 | American | Dec 13, 2019 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 82.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 6,100 | 91.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 8,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Dec 27, 2019 |
| Put Options | Written | 7,900 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,900 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 6,100 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,100 | 85.5000 | American | Dec 13, 2019 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 87.5000 | American | Dec 20, 2019 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,700 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,600 | 88.0000 | American | Dec 13, 2019 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 88.0000 | American | Dec 20, 2019 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,700 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 87.0000 | American | Dec 20, 2019 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,100 | 83.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 1,500 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | May 15, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -5,200 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,400 | 78.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Dec 13, 2019 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,700 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,000 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 17,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 92.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 86.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 92.0000 | American | Dec 20, 2019 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -500 | 84.0000 | American | Dec 20, 2019 |
| Call Options | Written | -900 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,800 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,900 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -12,800 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 81.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 77.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,100 | 82.5000 | American | Dec 20, 2019 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 700 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -50,800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 85.5000 | American | Dec 20, 2019 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -12,300 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,300 | 86.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 23,600 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,100 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 18,100 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,000 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 85.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Put Options | Written | 200 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,100 | 84.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -4,500 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 86.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 65.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 22,800 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 29,500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 84.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 15,600 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,700 | 90.0000 | American | Dec 13, 2019 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,600 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 86.5000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -53,000 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,900 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 83.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,200 | 86.0000 | American | Dec 13, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,500 | 83.0000 | American | Dec 27, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,000 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,500 | 89.0000 | American | Dec 13, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 82.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,500 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 86.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 2,100 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 21,300 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 89.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 82.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 21,700 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 6,700 | 87.5000 | American | Dec 20, 2019 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,500 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -900 | 87.0000 | American | Dec 13, 2019 |
| Call Options | Written | -10,900 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 91.0000 | American | Jan 3, 2020 |
| Call Options | Written | -6,500 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Dec 27, 2019 |
| Call Options | Written | -700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -9,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,900 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 6,000 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 16,900 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,400 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 16,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,600 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,600 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 88.0000 | American | Dec 20, 2019 |
| Call Options | Written | -5,900 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,200 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,800 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,900 | 86.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 86.5000 | American | Dec 27, 2019 |
| Call Options | Written | -6,200 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191213005343/en/
Copyright Business Wire 2019
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