24th Mar 2020 11:46
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 23 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,310,484 | 0.16% | 4,359,879 | 0.29% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,150,367 | 0.15% | 552,566 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,407,900 | 0.10% | 1,469,700 | 0.10% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
5,868,751 | 0.40% | 6,382,145 | 0.43% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 66.0800 USD |
| Purchase | 12 | 63.8200 USD |
| Purchase | 20 | 66.7100 USD |
| Purchase | 46 | 63.2856 USD |
| Purchase | 70 | 62.7600 USD |
| Purchase | 100 | 66.3900 USD |
| Purchase | 100 | 66.4100 USD |
| Purchase | 100 | 66.6800 USD |
| Purchase | 100 | 67.3900 USD |
| Purchase | 100 | 67.5100 USD |
| Purchase | 100 | 66.3700 USD |
| Purchase | 100 | 64.7300 USD |
| Purchase | 100 | 64.6100 USD |
| Purchase | 100 | 67.6100 USD |
| Purchase | 100 | 65.7950 USD |
| Purchase | 100 | 63.9350 USD |
| Purchase | 100 | 64.7400 USD |
| Purchase | 100 | 63.9900 USD |
| Purchase | 100 | 64.0800 USD |
| Purchase | 100 | 65.9050 USD |
| Purchase | 104 | 64.4431 USD |
| Purchase | 109 | 66.3515 USD |
| Purchase | 150 | 65.2166 USD |
| Purchase | 150 | 66.4701 USD |
| Purchase | 150 | 63.6033 USD |
| Purchase | 173 | 64.7713 USD |
| Purchase | 200 | 64.9700 USD |
| Purchase | 200 | 67.5275 USD |
| Purchase | 200 | 63.3250 USD |
| Purchase | 200 | 67.3500 USD |
| Purchase | 200 | 63.5500 USD |
| Purchase | 200 | 63.5750 USD |
| Purchase | 200 | 63.7250 USD |
| Purchase | 200 | 63.9950 USD |
| Purchase | 200 | 64.2350 USD |
| Purchase | 200 | 64.2750 USD |
| Purchase | 200 | 65.1600 USD |
| Purchase | 200 | 64.9750 USD |
| Purchase | 200 | 64.7600 USD |
| Purchase | 201 | 64.3532 USD |
| Purchase | 211 | 64.2904 USD |
| Purchase | 213 | 63.4730 USD |
| Purchase | 300 | 66.6016 USD |
| Purchase | 300 | 66.1283 USD |
| Purchase | 300 | 65.6600 USD |
| Purchase | 300 | 63.7800 USD |
| Purchase | 300 | 64.9800 USD |
| Purchase | 300 | 64.3091 USD |
| Purchase | 310 | 63.3419 USD |
| Purchase | 329 | 66.8431 USD |
| Purchase | 350 | 66.2314 USD |
| Purchase | 350 | 63.9428 USD |
| Purchase | 351 | 66.3641 USD |
| Purchase | 358 | 66.3455 USD |
| Purchase | 375 | 64.9040 USD |
| Purchase | 400 | 63.8075 USD |
| Purchase | 401 | 64.2140 USD |
| Purchase | 412 | 64.2935 USD |
| Purchase | 412 | 65.5593 USD |
| Purchase | 440 | 64.1709 USD |
| Purchase | 465 | 64.2374 USD |
| Purchase | 500 | 64.9959 USD |
| Purchase | 500 | 63.3300 USD |
| Purchase | 511 | 63.8896 USD |
| Purchase | 600 | 64.2104 USD |
| Purchase | 603 | 64.7631 USD |
| Purchase | 628 | 63.8571 USD |
| Purchase | 658 | 63.7870 USD |
| Purchase | 700 | 64.1585 USD |
| Purchase | 700 | 63.7707 USD |
| Purchase | 700 | 66.4150 USD |
| Purchase | 737 | 64.4908 USD |
| Purchase | 800 | 64.8200 USD |
| Purchase | 832 | 66.0812 USD |
| Purchase | 900 | 64.8009 USD |
| Purchase | 900 | 63.8177 USD |
| Purchase | 900 | 63.5258 USD |
| Purchase | 921 | 63.2978 USD |
| Purchase | 972 | 64.6301 USD |
| Purchase | 973 | 67.5571 USD |
| Purchase | 990 | 65.4189 USD |
| Purchase | 1,000 | 64.8130 USD |
| Purchase | 1,000 | 64.9850 USD |
| Purchase | 1,000 | 65.2467 USD |
| Purchase | 1,023 | 64.8970 USD |
| Purchase | 1,060 | 63.5552 USD |
| Purchase | 1,063 | 64.3922 USD |
| Purchase | 1,064 | 64.0806 USD |
| Purchase | 1,124 | 64.8634 USD |
| Purchase | 1,200 | 66.3762 USD |
| Purchase | 1,258 | 64.2529 USD |
| Purchase | 1,281 | 64.2263 USD |
| Purchase | 1,314 | 64.5687 USD |
| Purchase | 1,395 | 64.2013 USD |
| Purchase | 1,398 | 63.8010 USD |
| Purchase | 1,400 | 67.4957 USD |
| Purchase | 1,500 | 64.9859 USD |
| Purchase | 1,500 | 63.5950 USD |
| Purchase | 1,563 | 64.9180 USD |
| Purchase | 1,600 | 63.8637 USD |
| Purchase | 1,642 | 64.5651 USD |
| Purchase | 1,700 | 67.5202 USD |
| Purchase | 1,800 | 64.7716 USD |
| Purchase | 1,837 | 64.8079 USD |
| Purchase | 1,900 | 67.4300 USD |
| Purchase | 1,900 | 64.6281 USD |
| Purchase | 2,000 | 66.4302 USD |
| Purchase | 2,100 | 67.4726 USD |
| Purchase | 2,116 | 67.0600 USD |
| Purchase | 2,175 | 64.3687 USD |
| Purchase | 2,250 | 64.0987 USD |
| Purchase | 2,287 | 64.4300 USD |
| Purchase | 2,296 | 64.5644 USD |
| Purchase | 2,316 | 64.9283 USD |
| Purchase | 2,382 | 64.5755 USD |
| Purchase | 2,400 | 64.8048 USD |
| Purchase | 2,471 | 66.5879 USD |
| Purchase | 2,700 | 64.0966 USD |
| Purchase | 2,702 | 64.1484 USD |
| Purchase | 2,840 | 66.4719 USD |
| Purchase | 3,000 | 63.2790 USD |
| Purchase | 3,357 | 65.4830 USD |
| Purchase | 3,441 | 63.9893 USD |
| Purchase | 3,893 | 64.6714 USD |
| Purchase | 4,128 | 64.8351 USD |
| Purchase | 4,400 | 66.0442 USD |
| Purchase | 4,480 | 63.8506 USD |
| Purchase | 4,512 | 64.5824 USD |
| Purchase | 4,556 | 65.1698 USD |
| Purchase | 5,629 | 64.1801 USD |
| Purchase | 7,230 | 64.6045 USD |
| Purchase | 7,900 | 67.2726 USD |
| Purchase | 9,905 | 63.8720 USD |
| Purchase | 9,905 | 63.8719 USD |
| Purchase | 12,216 | 64.8190 USD |
| Purchase | 13,184 | 65.6336 USD |
| Purchase | 15,813 | 64.9499 USD |
| Purchase | 17,645 | 64.2687 USD |
| Purchase | 18,749 | 64.6704 USD |
| Purchase | 20,279 | 66.4075 USD |
| Purchase | 29,574 | 64.5464 USD |
| Purchase | 47,555 | 64.4873 USD |
| Purchase | 74,988 | 64.5000 USD |
| Purchase | 79,494 | 64.9307 USD |
| Purchase | 82,400 | 64.9069 USD |
| Purchase | 90,500 | 63.3200 USD |
| Purchase | 102,092 | 64.1699 USD |
| Sale | 8 | 65.0600 USD |
| Sale | 40 | 64.3563 USD |
| Sale | 42 | 65.0700 USD |
| Sale | 50 | 64.1550 USD |
| Sale | 55 | 63.7800 USD |
| Sale | 62 | 66.0243 USD |
| Sale | 90 | 64.0950 USD |
| Sale | 98 | 63.2761 USD |
| Sale | 100 | 63.2700 USD |
| Sale | 100 | 65.9300 USD |
| Sale | 100 | 65.5600 USD |
| Sale | 100 | 65.1500 USD |
| Sale | 100 | 64.7400 USD |
| Sale | 100 | 63.8000 USD |
| Sale | 100 | 63.8400 USD |
| Sale | 100 | 63.5050 USD |
| Sale | 100 | 63.4800 USD |
| Sale | 100 | 63.3450 USD |
| Sale | 107 | 63.5657 USD |
| Sale | 108 | 63.7600 USD |
| Sale | 121 | 63.3580 USD |
| Sale | 148 | 65.9400 USD |
| Sale | 197 | 63.3027 USD |
| Sale | 200 | 64.2750 USD |
| Sale | 200 | 63.2850 USD |
| Sale | 200 | 65.6950 USD |
| Sale | 200 | 63.6950 USD |
| Sale | 200 | 63.8700 USD |
| Sale | 300 | 63.2400 USD |
| Sale | 300 | 65.4100 USD |
| Sale | 300 | 64.7466 USD |
| Sale | 355 | 63.7743 USD |
| Sale | 400 | 64.7687 USD |
| Sale | 400 | 64.6550 USD |
| Sale | 400 | 65.3650 USD |
| Sale | 402 | 63.2797 USD |
| Sale | 500 | 64.0945 USD |
| Sale | 500 | 64.1380 USD |
| Sale | 507 | 63.5200 USD |
| Sale | 515 | 63.4645 USD |
| Sale | 539 | 64.5071 USD |
| Sale | 551 | 64.0380 USD |
| Sale | 569 | 63.5018 USD |
| Sale | 661 | 64.0261 USD |
| Sale | 700 | 65.1007 USD |
| Sale | 712 | 64.4266 USD |
| Sale | 754 | 64.6189 USD |
| Sale | 937 | 63.9843 USD |
| Sale | 993 | 63.2870 USD |
| Sale | 1,120 | 64.9663 USD |
| Sale | 1,348 | 64.4720 USD |
| Sale | 1,384 | 63.2506 USD |
| Sale | 1,420 | 66.4720 USD |
| Sale | 1,420 | 66.4719 USD |
| Sale | 1,500 | 64.9860 USD |
| Sale | 1,915 | 63.9599 USD |
| Sale | 2,200 | 65.0220 USD |
| Sale | 2,208 | 66.9225 USD |
| Sale | 2,287 | 64.4300 USD |
| Sale | 2,642 | 65.1303 USD |
| Sale | 3,496 | 64.7085 USD |
| Sale | 4,237 | 65.0935 USD |
| Sale | 4,400 | 63.9087 USD |
| Sale | 5,570 | 63.9053 USD |
| Sale | 6,685 | 64.5932 USD |
| Sale | 7,200 | 65.3182 USD |
| Sale | 7,300 | 66.3340 USD |
| Sale | 7,357 | 64.6859 USD |
| Sale | 7,400 | 64.5179 USD |
| Sale | 9,905 | 63.8720 USD |
| Sale | 13,781 | 64.5525 USD |
| Sale | 14,000 | 63.9872 USD |
| Sale | 16,666 | 67.0600 USD |
| Sale | 16,673 | 67.3845 USD |
| Sale | 17,970 | 64.3010 USD |
| Sale | 19,554 | 64.3545 USD |
| Sale | 19,614 | 64.1452 USD |
| Sale | 20,510 | 64.8617 USD |
| Sale | 21,360 | 64.7247 USD |
| Sale | 23,050 | 64.1040 USD |
| Sale | 29,585 | 64.4608 USD |
| Sale | 38,900 | 65.1414 USD |
| Sale | 49,000 | 64.8272 USD |
| Sale | 50,513 | 64.9493 USD |
| Sale | 53,230 | 65.1720 USD |
| Sale | 54,136 | 64.5000 USD |
| Sale | 60,254 | 64.1657 USD |
| Sale | 62,213 | 64.4953 USD |
| Sale | 90,500 | 63.3200 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
option | ||||||
relates | ||||||
| Call Option | Purchasing | 2,800 | 54 USD | American | 24 Dec 2015 | 0.3800 USD |
| Call Option | Purchasing | 500 | 68 USD | American | 27 Mar 2020 | 1.3000 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 27 Mar 2020 | 1.0600 USD |
| Call Option | Purchasing | 300 | 75 USD | American | 17 Apr 2020 | 1.1400 USD |
| Call Option | Purchasing | 2,100 | 80 USD | American | 20 Mar 2020 | 0.0200 USD |
| Call Option | Purchasing | 2,000 | 80 USD | American | 27 Mar 2020 | 0.1000 USD |
| Call Option | Purchasing | 500 | 81 USD | American | 20 Mar 2020 | 0.0500 USD |
| Call Option | Purchasing | 200 | 85 USD | American | 20 Mar 2020 | 0.0500 USD |
| Call Option | Purchasing | 100 | 91 USD | American | 20 Mar 2020 | 0.0700 USD |
| Call Option | Purchasing | 600 | 93 USD | American | 20 Mar 2020 | 0.0100 USD |
| Call Option | Purchasing | 1,200 | 95 USD | American | 20 Mar 2020 | 0.0100 USD |
| Call Option | Purchasing | 19,400 | 105 USD | American | 20 Mar 2020 | 0.1000 USD |
| Call Option | Purchasing | 19,200 | 110 USD | American | 20 Mar 2020 | 0.0100 USD |
| Call Option | Purchasing | 3 | USD | 0.0100 USD | ||
| Call Option | Purchasing | 2 | USD | 0.0500 USD | ||
| Call Option | Purchasing | 1 | USD | 0.0600 USD | ||
| Call Option | Purchasing | 1 | USD | 17.9000 USD | ||
| Call Option | Selling | 5,000 | 60 USD | American | 21 Aug 2020 | 9.1700 USD |
| Call Option | Selling | 100 | 83 USD | American | 20 Mar 2020 | 0.0300 USD |
| Call Option | Selling | 3,800 | 88 USD | American | 20 Mar 2020 | 0.0800 USD |
| Call Option | Selling | 900 | 90 USD | American | 20 Mar 2020 | 0.0100 USD |
| Call Option | Selling | 200 | 93 USD | American | 19 Jun 2020 | 0.3500 USD |
| Call Option | Selling | 200 | 93 USD | American | 15 Jan 2021 | 1.6000 USD |
| Call Option | Selling | 500 | 95 USD | American | 15 May 2020 | 0.2000 USD |
| Call Option | Selling | 300 | 95 USD | American | 15 Jan 2021 | 1.6500 USD |
| Call Option | Selling | 10,200 | 98 USD | American | 20 Mar 2020 | 0.0100 USD |
| Call Option | Selling | 1,500 | 100 USD | American | 20 Mar 2020 | 0.0100 USD |
| Call Option | Selling | 700 | 100 USD | American | 17 Apr 2020 | 0.0700 USD |
| Call Option | Selling | 1,000 | 100 USD | American | 15 Jan 2021 | 1.1000 USD |
| Call Option | Selling | 100 | 103 USD | American | 20 Mar 2020 | 0.1900 USD |
| Call Option | Selling | 500 | 110 USD | American | 19 Jun 2020 | 0.0600 USD |
| Call Option | Selling | 5,000 | 120 USD | American | 19 Jun 2020 | 0.0500 USD |
| Call Option | Selling | 100 | 120 USD | American | 15 Jan 2021 | 0.4000 USD |
| Call Option | Selling | 4 | USD | 0.0300 USD | ||
| Call Option | Selling | 8 | USD | 0.0500 USD | ||
| Call Option | Selling | 4 | USD | 0.2300 USD | ||
| Call Option | Selling | 20 | USD | 15.7000 USD | ||
| Call Option | Selling | 2 | USD | 20.4400 USD | ||
| Call Option | Selling | 1 | USD | 24.9400 USD | ||
| Put Option | Purchasing | 100 | 45 USD | American | 1 May 2020 | 0.8500 USD |
| Put Option | Purchasing | 700 | 54 USD | American | 24 Mar 2017 | 0.1800 USD |
| Put Option | Purchasing | 5,800 | 58 USD | American | 26 Feb 2016 | 0.5000 USD |
| Put Option | Purchasing | 3,400 | 65 USD | American | 20 Mar 2020 | 0.0500 USD |
| Put Option | Purchasing | 4,100 | 69 USD | American | 3 Mar 2017 | 0.0200 USD |
| Put Option | Purchasing | 700 | 70 USD | American | 11 Dec 2015 | 61.0900 USD |
| Put Option | Purchasing | 900 | 70 USD | American | 20 Mar 2020 | 0.5400 USD |
| Put Option | Purchasing | 700 | 78 USD | American | 20 Mar 2020 | 7.9000 USD |
| Put Option | Purchasing | 2,700 | 83 USD | American | 20 Mar 2020 | 14.4200 USD |
| Put Option | Purchasing | 17,300 | 90 USD | American | 20 Mar 2020 | 19.2400 USD |
| Put Option | Purchasing | 7,500 | 93 USD | American | 20 Mar 2020 | 21.6400 USD |
| Put Option | Selling | 100 | 50 USD | American | 27 Mar 2020 | 0.2500 USD |
| Put Option | Selling | 3,300 | 60 USD | American | 26 Feb 2016 | 0.5000 USD |
| Put Option | Selling | 200 | 70 USD | American | 4 Dec 2015 | 0.0100 USD |
| Put Option | Selling | 100 | 75 USD | American | 20 Mar 2020 | 7.4900 USD |
| Put Option | Selling | 10,600 | 78 USD | American | 20 Mar 2020 | 9.4000 USD |
| Put Option | Selling | 8,400 | 80 USD | American | 20 Mar 2020 | 10.7000 USD |
| Put Option | Selling | 19,800 | 85 USD | American | 20 Mar 2020 | 16.6400 USD |
| Put Option | Selling | 1,800 | 88 USD | American | 20 Mar 2020 | 19.8200 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
| Call Options | Purchased | 13,200 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 75.0000 | American | Apr 3, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 79.5000 | American | May 1, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 56,500 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 75.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Written | 2,300 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,700 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 9,300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -13,600 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 95.0000 | American | Mar 27, 2020 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,900 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 60.0000 | American | May 1, 2020 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 100.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 84.5000 | American | Mar 27, 2020 |
| Put Options | Purchased | -100 | 62.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 17,300 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 301,500 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,800 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 80.5000 | American | May 1, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Apr 24, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 6,900 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 115.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Apr 24, 2020 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -500 | 90.0000 | American | Mar 27, 2020 |
| Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
| Call Options | Written | -400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -30,100 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -4,300 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Call Options | Written | -1,500 | 100.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 72.5000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,800 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 70.0000 | American | Apr 3, 2020 |
| Call Options | Written | -16,800 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Written | 8,600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,200 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 2,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 16,900 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 300 | 83.0000 | American | May 1, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -500 | 82.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 81.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 92.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,000 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -5,700 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 27, 2020 |
| Call Options | Written | -2,200 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,900 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 900 | 95.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 5,300 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Put Options | Written | 151,500 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 50.0000 | American | Mar 27, 2020 |
| Put Options | Written | 151,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 77.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Put Options | Written | 37,000 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 60.0000 | American | May 15, 2020 |
| Put Options | Purchased | -352,300 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 90.0000 | American | Apr 17, 2020 |
| Call Options | Written | -900 | 125.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -14,300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 82.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 95.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -5,500 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,300 | 95.0000 | American | Apr 3, 2020 |
| Call Options | Written | -3,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -77,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -25,300 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Apr 3, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 14,400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 16,100 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 16,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Mar 27, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 78.5000 | American | Mar 27, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 88.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 85.0000 | American | May 1, 2020 |
| Call Options | Purchased | 3,300 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 93.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 60.0000 | American | Aug 21, 2020 |
| Call Options | Written | -500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 24, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -500 | 77.5000 | American | Aug 21, 2020 |
| Call Options | Written | -900 | 105.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 500 | 68.0000 | American | Mar 27, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 45,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 30,200 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 5,000 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 75.0000 | American | Mar 27, 2020 |
| Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -33,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Written | 175,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 88.0000 | American | Mar 27, 2020 |
| Put Options | Written | 900 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 700 | 70.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Apr 3, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 110.0000 | American | Apr 17, 2020 |
| Put Options | Written | 100 | 40.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 90.0000 | American | Mar 27, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 13,900 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,000 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -100 | 45.0000 | American | May 1, 2020 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Written | -16,100 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 93.5000 | American | Mar 27, 2020 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 94.0000 | American | Mar 27, 2020 |
| Call Options | Written | -14,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 27, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 7,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,700 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 97.5000 | American | Apr 17, 2020 |
| Call Options | Purchased | 500 | 81.0000 | American | May 1, 2020 |
| Put Options | Written | 15,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,400 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 10,700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Apr 17, 2020 |
| Call Options | Written | -4,800 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -60,600 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -250,700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Written | -700 | 95.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Call Options | Written | -4,100 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 80.0000 | American | May 1, 2020 |
| Call Options | Written | -600 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 92.5000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 82.5000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200324005374/en/
Copyright Business Wire 2020
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