31st Mar 2020 10:46
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,232,047 | 0.15% | 4,046,939 | 0.27% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,087,024 | 0.14% | 518,941 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,416,100 | 0.10% | 1,502,400 | 0.10% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
5,735,171 | 0.39% | 6,068,280 | 0.41% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 40 | 74.6900 USD |
| Purchase | 42 | 75.1100 USD |
| Purchase | 100 | 75.3300 USD |
| Purchase | 100 | 74.3500 USD |
| Purchase | 100 | 75.4200 USD |
| Purchase | 100 | 75.2200 USD |
| Purchase | 100 | 75.1450 USD |
| Purchase | 100 | 75.4100 USD |
| Purchase | 100 | 74.2500 USD |
| Purchase | 100 | 75.2700 USD |
| Purchase | 128 | 74.3196 USD |
| Purchase | 150 | 75.1066 USD |
| Purchase | 154 | 75.0914 USD |
| Purchase | 161 | 75.2000 USD |
| Purchase | 200 | 74.3150 USD |
| Purchase | 200 | 74.9000 USD |
| Purchase | 200 | 74.5400 USD |
| Purchase | 205 | 75.1937 USD |
| Purchase | 300 | 75.0000 USD |
| Purchase | 300 | 74.3000 USD |
| Purchase | 300 | 75.3200 USD |
| Purchase | 300 | 75.1733 USD |
| Purchase | 306 | 75.2563 USD |
| Purchase | 323 | 74.7799 USD |
| Purchase | 400 | 74.7325 USD |
| Purchase | 497 | 75.0514 USD |
| Purchase | 600 | 75.1400 USD |
| Purchase | 700 | 74.4471 USD |
| Purchase | 800 | 75.2275 USD |
| Purchase | 800 | 74.4318 USD |
| Purchase | 1,117 | 74.9190 USD |
| Purchase | 1,300 | 75.2053 USD |
| Purchase | 1,410 | 74.9929 USD |
| Purchase | 1,436 | 75.4931 USD |
| Purchase | 1,570 | 75.2380 USD |
| Purchase | 1,785 | 73.5200 USD |
| Purchase | 1,956 | 75.6117 USD |
| Purchase | 2,188 | 75.1407 USD |
| Purchase | 2,200 | 75.1090 USD |
| Purchase | 2,250 | 74.9053 USD |
| Purchase | 2,644 | 74.9257 USD |
| Purchase | 2,977 | 74.7476 USD |
| Purchase | 3,000 | 74.7138 USD |
| Purchase | 3,100 | 75.1019 USD |
| Purchase | 3,142 | 75.1933 USD |
| Purchase | 3,595 | 74.8452 USD |
| Purchase | 3,700 | 74.9527 USD |
| Purchase | 4,108 | 75.1473 USD |
| Purchase | 4,937 | 74.5960 USD |
| Purchase | 5,100 | 74.6688 USD |
| Purchase | 6,136 | 74.9211 USD |
| Purchase | 6,636 | 74.9377 USD |
| Purchase | 7,028 | 74.2957 USD |
| Purchase | 9,888 | 74.8376 USD |
| Purchase | 11,960 | 74.9862 USD |
| Purchase | 12,701 | 75.1960 USD |
| Purchase | 15,397 | 75.2341 USD |
| Purchase | 18,740 | 74.8718 USD |
| Purchase | 19,100 | 74.9437 USD |
| Purchase | 28,636 | 75.3323 USD |
| Purchase | 29,770 | 74.3936 USD |
| Purchase | 31,439 | 74.8030 USD |
| Purchase | 36,927 | 75.0146 USD |
| Purchase | 63,300 | 74.9896 USD |
| Purchase | 67,703 | 75.2623 USD |
| Purchase | 106,147 | 75.2400 USD |
| Sale | 3 | 74.4200 USD |
| Sale | 10 | 75.5820 USD |
| Sale | 16 | 75.6975 USD |
| Sale | 28 | 75.3628 USD |
| Sale | 57 | 75.7300 USD |
| Sale | 78 | 75.6700 USD |
| Sale | 78 | 75.1100 USD |
| Sale | 100 | 74.8600 USD |
| Sale | 100 | 75.2000 USD |
| Sale | 100 | 74.7300 USD |
| Sale | 100 | 74.7200 USD |
| Sale | 100 | 74.6950 USD |
| Sale | 100 | 74.6750 USD |
| Sale | 100 | 74.6000 USD |
| Sale | 100 | 74.8200 USD |
| Sale | 100 | 74.8050 USD |
| Sale | 100 | 75.6850 USD |
| Sale | 100 | 75.5650 USD |
| Sale | 100 | 75.4200 USD |
| Sale | 111 | 74.9194 USD |
| Sale | 112 | 74.9996 USD |
| Sale | 118 | 75.0566 USD |
| Sale | 127 | 74.6900 USD |
| Sale | 130 | 74.6046 USD |
| Sale | 160 | 74.6606 USD |
| Sale | 178 | 75.4561 USD |
| Sale | 200 | 74.6700 USD |
| Sale | 200 | 74.6200 USD |
| Sale | 200 | 74.4450 USD |
| Sale | 200 | 74.3250 USD |
| Sale | 200 | 74.3200 USD |
| Sale | 200 | 74.3225 USD |
| Sale | 200 | 75.5925 USD |
| Sale | 200 | 75.3800 USD |
| Sale | 200 | 75.2900 USD |
| Sale | 200 | 75.2600 USD |
| Sale | 200 | 75.0400 USD |
| Sale | 200 | 75.0200 USD |
| Sale | 200 | 74.9875 USD |
| Sale | 293 | 75.1841 USD |
| Sale | 300 | 74.7450 USD |
| Sale | 300 | 75.1833 USD |
| Sale | 300 | 75.0000 USD |
| Sale | 300 | 75.2566 USD |
| Sale | 300 | 74.7900 USD |
| Sale | 300 | 75.1666 USD |
| Sale | 350 | 75.0090 USD |
| Sale | 400 | 75.5000 USD |
| Sale | 490 | 75.6055 USD |
| Sale | 600 | 74.6525 USD |
| Sale | 722 | 75.3473 USD |
| Sale | 981 | 75.1177 USD |
| Sale | 1,023 | 75.2475 USD |
| Sale | 1,117 | 74.9190 USD |
| Sale | 1,400 | 74.6492 USD |
| Sale | 1,400 | 74.8399 USD |
| Sale | 1,600 | 75.7012 USD |
| Sale | 1,723 | 75.0333 USD |
| Sale | 1,797 | 75.1766 USD |
| Sale | 1,900 | 75.6763 USD |
| Sale | 1,956 | 75.6117 USD |
| Sale | 2,175 | 75.3105 USD |
| Sale | 2,400 | 74.6504 USD |
| Sale | 2,454 | 75.1948 USD |
| Sale | 2,821 | 75.0307 USD |
| Sale | 2,923 | 74.9700 USD |
| Sale | 3,794 | 75.4699 USD |
| Sale | 5,476 | 74.9891 USD |
| Sale | 6,926 | 75.1996 USD |
| Sale | 9,900 | 75.1178 USD |
| Sale | 12,189 | 75.2696 USD |
| Sale | 14,318 | 75.3323 USD |
| Sale | 17,182 | 75.0560 USD |
| Sale | 18,700 | 75.0749 USD |
| Sale | 20,609 | 75.1849 USD |
| Sale | 23,416 | 74.6828 USD |
| Sale | 26,508 | 75.1916 USD |
| Sale | 28,200 | 74.9111 USD |
| Sale | 30,439 | 75.2500 USD |
| Sale | 30,600 | 74.8602 USD |
| Sale | 38,300 | 74.9894 USD |
| Sale | 95,717 | 74.6885 USD |
| Sale | 99,335 | 75.2400 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 6,400 | 73 USD | American | 27 Mar 2020 | 1.9500 USD |
| Call Option | Purchasing | 200 | 73 USD | American | 19 Jun 2020 | 7.9500 USD |
| Call Option | Purchasing | 1,000 | 78 USD | American | 19 Jun 2020 | 5.0000 USD |
| Call Option | Purchasing | 600 | 83 USD | American | 19 Jun 2020 | 2.8700 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 27 Mar 2020 | 0.0100 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 27 Mar 2020 | 0.1000 USD |
| Call Option | Purchasing | 500 | 90 USD | American | 27 Mar 2020 | 0.0300 USD |
| Call Option | Purchasing | 700 | 90 USD | American | 19 Jun 2020 | 1.2857 USD |
| Call Option | Purchasing | 600 | 94 USD | American | 27 Mar 2020 | 0.0100 USD |
| Call Option | Purchasing | 300 | 95 USD | American | 27 Mar 2020 | 0.0100 USD |
| Call Option | Purchasing | 300 | 98 USD | American | 19 Jun 2020 | 0.5000 USD |
| Call Option | Purchasing | 1,500 | 100 USD | American | 27 Mar 2020 | 0.0300 USD |
| Call Option | Purchasing | 900 | 105 USD | American | 27 Mar 2020 | 0.0200 USD |
| Call Option | Purchasing | 7 | USD |
|
| 0.1500 USD |
| Call Option | Selling | 1,100 | 70 USD | American | 27 Mar 2020 | 4.6300 USD |
| Call Option | Selling | 2,400 | 75 USD | American | 27 Mar 2020 | 0.1500 USD |
| Call Option | Selling | 1,000 | 75 USD | American | 9 Apr 2020 | 3.0000 USD |
| Call Option | Selling | 800 | 76 USD | American | 9 Apr 2020 | 2.9700 USD |
| Call Option | Selling | 1,000 | 77 USD | American | 9 Apr 2020 | 2.5000 USD |
| Call Option | Selling | 300 | 79 USD | American | 27 Mar 2020 | 0.0900 USD |
| Call Option | Selling | 100 | 80 USD | American | 17 Apr 2020 | 1.5500 USD |
| Call Option | Selling | 1,000 | 83 USD | American | 27 Mar 2020 | 0.6400 USD |
| Call Option | Selling | 1,000 | 83 USD | American | 1 May 2020 | 1.7400 USD |
| Call Option | Selling | 1,200 | 85 USD | American | 17 Apr 2020 | 0.4458 USD |
| Call Option | Selling | 100 | 88 USD | American | 27 Mar 2020 | 0.0500 USD |
| Call Option | Selling | 10,300 | 90 USD | American | 17 Apr 2020 | 0.1500 USD |
| Call Option | Selling | 100 | 90 USD | American | 8 May 2020 | 0.7500 USD |
| Call Option | Selling | 800 | 93 USD | American | 17 Apr 2020 | 0.1000 USD |
| Call Option | Selling | 16,600 | 95 USD | American | 17 Apr 2020 | 0.0698 USD |
| Call Option | Selling | 100 | 98 USD | American | 17 Apr 2020 | 0.0500 USD |
| Call Option | Selling | 100 | 100 USD | American | 18 Sep 2020 | 0.8300 USD |
| Call Option | Selling | 200 | 140 USD | American | 15 Jan 2021 | 0.1300 USD |
| Put Option | Purchasing | 100 | 50 USD | American | 27 Mar 2020 | 0.0500 USD |
| Put Option | Purchasing | 5,400 | 73 USD | American | 27 Mar 2020 | 0.1000 USD |
| Put Option | Purchasing | 800 | 88 USD | American | 27 Mar 2020 | 13.0500 USD |
| Put Option | Selling | 3,700 | 40 USD | American | 8 May 2020 | 0.3310 USD |
| Put Option | Selling | 100 | 40 USD | American | 15 May 2020 | 0.4000 USD |
| Put Option | Selling | 2,300 | 60 USD | American | 27 Mar 2020 | 0.0100 USD |
| Put Option | Selling | 100 | 62 USD | American | 27 Mar 2020 | 0.4500 USD |
| Put Option | Selling | 200 | 70 USD | American | 1 May 2020 | 3.5000 USD |
| Put Option | Selling | 1,000 | 75 USD | American | 27 Mar 2020 | 2.5000 USD |
| Put Option | Selling | 100 | 75 USD | American | 9 Apr 2020 | 2.7500 USD |
| Put Option | Selling | 200 | 80 USD | American | 27 Mar 2020 | 5.6200 USD |
| Put Option | Selling | 100 | 87 USD | American | 27 Mar 2020 | 11.9000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 31 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 72.0000 | American | Apr 17, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,300 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 5,700 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 65.0000 | American | Apr 9, 2020 |
| Call Options | Purchased | 1,200 | 79.0000 | American | May 1, 2020 |
| Call Options | Purchased | 13,200 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 79.5000 | American | May 1, 2020 |
| Put Options | Written | 9,300 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,000 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 54,600 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 90.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Call Options | Written | -12,200 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 100.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 90.0000 | American | May 8, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Written | -300 | 97.5000 | American | Apr 17, 2020 |
| Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,900 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 60.0000 | American | May 1, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 80.5000 | American | May 1, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Apr 24, 2020 |
| Put Options | Written | 301,500 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 71.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 2,000 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 75.0000 | American | Apr 9, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Call Options | Purchased | 5,800 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 7,100 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 16,800 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,800 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,300 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 76.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -21,800 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -8,600 | 105.0000 | American | May 15, 2020 |
| Put Options | Purchased | -30,100 | 62.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 115.0000 | American | Aug 21, 2020 |
| Call Options | Written | -15,700 | 95.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Apr 24, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Call Options | Written | -400 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 83.0000 | American | May 1, 2020 |
| Put Options | Purchased | -400 | 72.5000 | American | Aug 21, 2020 |
| Call Options | Written | -1,000 | 75.0000 | American | Apr 9, 2020 |
| Call Options | Written | -2,500 | 70.0000 | American | Apr 3, 2020 |
| Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 74.0000 | American | Apr 9, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 45.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 4,200 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 8,600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,800 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 16,800 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Call Options | Written | -200 | 92.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Call Options | Written | -4,800 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Written | -5,700 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Apr 24, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 81.0000 | American | Apr 3, 2020 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 82.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,900 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 77.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Written | 500 | 50.0000 | American | Apr 17, 2020 |
| Put Options | Written | 151,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 73.0000 | American | Apr 17, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 77.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 80.0000 | American | Apr 3, 2020 |
| Put Options | Written | 150,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,300 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 37,000 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,000 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -700 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 125.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,800 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Written | -13,700 | 90.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -352,300 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,500 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 87.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
| Call Options | Written | -77,400 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -25,300 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 60.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 82.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -14,300 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 55.0000 | American | Apr 17, 2020 |
| Put Options | Written | 10,000 | 65.0000 | American | Apr 3, 2020 |
| Put Options | Written | 200 | 70.0000 | American | May 1, 2020 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 16,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 6,500 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 85.0000 | American | May 1, 2020 |
| Call Options | Purchased | 2,300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Apr 3, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Jan 21, 2022 |
| Put Options | Written | 16,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 67.0000 | American | Apr 9, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,400 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 77.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 93.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -1,500 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Apr 3, 2020 |
| Call Options | Written | -500 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 24, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 92.5000 | American | Apr 17, 2020 |
| Call Options | Written | -5,000 | 60.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 45,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 4,900 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,400 | 66.0000 | American | Apr 3, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 900 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 78.0000 | American | Apr 3, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 75.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -31,300 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,400 | 73.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Written | 175,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 70.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 47.5000 | American | Apr 17, 2020 |
| Call Options | Purchased | 900 | 110.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | May 1, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 14,500 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 40.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Apr 3, 2020 |
| Put Options | Written | 13,900 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 45.0000 | American | May 1, 2020 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -16,100 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -14,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -300 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,300 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 10,700 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 70.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 1,700 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 40.0000 | American | May 8, 2020 |
| Call Options | Purchased | 500 | 81.0000 | American | May 1, 2020 |
| Call Options | Purchased | 300 | 75.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 2,400 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 15,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 900 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -4,200 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Call Options | Written | -6,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 92.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -250,700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -60,600 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -700 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 80.0000 | American | May 1, 2020 |
| Call Options | Written | -300 | 77.0000 | American | Apr 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200331005341/en/
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