3rd Apr 2020 12:16
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 02 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,250,362 | 0.15% | 4,061,802 | 0.28% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,087,024 | 0.14% | 516,901 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,305,200 | 0.09% | 1,413,600 | 0.10% | |
| TOTAL: | |||||
5,642,586 | 0.38% | 5,992,303 | 0.41% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 7 | 73.8185 USD |
| Purchase | 9 | 73.2000 USD |
| Purchase | 18 | 74.2700 USD |
| Purchase | 57 | 72.8200 USD |
| Purchase | 100 | 72.3900 USD |
| Purchase | 100 | 75.2000 USD |
| Purchase | 100 | 75.1400 USD |
| Purchase | 100 | 72.9900 USD |
| Purchase | 200 | 75.3000 USD |
| Purchase | 200 | 72.6000 USD |
| Purchase | 200 | 75.1800 USD |
| Purchase | 200 | 75.1700 USD |
| Purchase | 200 | 74.9150 USD |
| Purchase | 200 | 74.6000 USD |
| Purchase | 256 | 73.6842 USD |
| Purchase | 258 | 73.6183 USD |
| Purchase | 262 | 75.1148 USD |
| Purchase | 300 | 72.6900 USD |
| Purchase | 300 | 73.0100 USD |
| Purchase | 300 | 73.5700 USD |
| Purchase | 400 | 75.2125 USD |
| Purchase | 414 | 75.0288 USD |
| Purchase | 498 | 73.5958 USD |
| Purchase | 564 | 73.7975 USD |
| Purchase | 791 | 73.2167 USD |
| Purchase | 900 | 75.1166 USD |
| Purchase | 1,216 | 73.8832 USD |
| Purchase | 1,271 | 74.0420 USD |
| Purchase | 1,282 | 73.2592 USD |
| Purchase | 1,396 | 74.5301 USD |
| Purchase | 1,400 | 73.3336 USD |
| Purchase | 1,400 | 74.5295 USD |
| Purchase | 1,910 | 74.0871 USD |
| Purchase | 1,928 | 74.0408 USD |
| Purchase | 2,900 | 73.3846 USD |
| Purchase | 2,940 | 74.0989 USD |
| Purchase | 3,024 | 74.6817 USD |
| Purchase | 3,108 | 73.0129 USD |
| Purchase | 3,235 | 73.4515 USD |
| Purchase | 3,300 | 74.2639 USD |
| Purchase | 3,501 | 73.5454 USD |
| Purchase | 3,691 | 72.8938 USD |
| Purchase | 7,492 | 75.1071 USD |
| Purchase | 7,646 | 73.9629 USD |
| Purchase | 9,800 | 74.8800 USD |
| Purchase | 21,174 | 73.4560 USD |
| Purchase | 24,771 | 73.4200 USD |
| Purchase | 26,512 | 73.1612 USD |
| Purchase | 26,628 | 75.1163 USD |
| Purchase | 27,205 | 73.3255 USD |
| Purchase | 27,249 | 75.1300 USD |
| Purchase | 29,300 | 73.3309 USD |
| Purchase | 34,405 | 74.2727 USD |
| Purchase | 40,428 | 73.5868 USD |
| Purchase | 95,536 | 72.9476 USD |
| Purchase | 106,053 | 74.3245 USD |
| Sale | 13 | 73.6850 USD |
| Sale | 53 | 72.1660 USD |
| Sale | 57 | 72.2000 USD |
| Sale | 57 | 72.8200 USD |
| Sale | 68 | 73.7396 USD |
| Sale | 82 | 73.5100 USD |
| Sale | 100 | 72.0500 USD |
| Sale | 100 | 75.1400 USD |
| Sale | 100 | 75.2000 USD |
| Sale | 100 | 73.9200 USD |
| Sale | 100 | 74.1700 USD |
| Sale | 100 | 74.6350 USD |
| Sale | 100 | 74.6600 USD |
| Sale | 100 | 74.7100 USD |
| Sale | 156 | 74.1272 USD |
| Sale | 185 | 73.9124 USD |
| Sale | 200 | 72.9300 USD |
| Sale | 200 | 74.2550 USD |
| Sale | 200 | 74.2700 USD |
| Sale | 200 | 74.3850 USD |
| Sale | 200 | 75.0900 USD |
| Sale | 200 | 75.1425 USD |
| Sale | 200 | 75.1800 USD |
| Sale | 200 | 75.2500 USD |
| Sale | 240 | 75.1401 USD |
| Sale | 290 | 74.2910 USD |
| Sale | 300 | 72.6900 USD |
| Sale | 300 | 74.8100 USD |
| Sale | 300 | 75.1366 USD |
| Sale | 385 | 73.7634 USD |
| Sale | 400 | 74.2575 USD |
| Sale | 400 | 75.1200 USD |
| Sale | 424 | 74.5046 USD |
| Sale | 500 | 75.1760 USD |
| Sale | 500 | 73.9280 USD |
| Sale | 500 | 73.5120 USD |
| Sale | 500 | 73.4980 USD |
| Sale | 542 | 75.1380 USD |
| Sale | 597 | 73.5386 USD |
| Sale | 600 | 73.9433 USD |
| Sale | 610 | 73.4277 USD |
| Sale | 700 | 74.3464 USD |
| Sale | 700 | 73.4657 USD |
| Sale | 800 | 74.4987 USD |
| Sale | 900 | 73.4522 USD |
| Sale | 900 | 73.4272 USD |
| Sale | 1,000 | 72.7140 USD |
| Sale | 1,085 | 74.7864 USD |
| Sale | 1,167 | 73.4649 USD |
| Sale | 1,200 | 73.4420 USD |
| Sale | 1,260 | 75.1050 USD |
| Sale | 1,482 | 73.1824 USD |
| Sale | 1,642 | 73.4316 USD |
| Sale | 1,686 | 75.1356 USD |
| Sale | 1,705 | 75.1412 USD |
| Sale | 1,800 | 74.4205 USD |
| Sale | 2,554 | 73.6417 USD |
| Sale | 2,727 | 74.4781 USD |
| Sale | 2,876 | 75.0845 USD |
| Sale | 3,401 | 73.4424 USD |
| Sale | 3,636 | 73.1434 USD |
| Sale | 3,683 | 74.4876 USD |
| Sale | 3,823 | 73.9629 USD |
| Sale | 3,991 | 74.3739 USD |
| Sale | 4,012 | 73.3069 USD |
| Sale | 4,127 | 75.1357 USD |
| Sale | 4,192 | 73.4555 USD |
| Sale | 4,300 | 73.9330 USD |
| Sale | 4,645 | 74.2979 USD |
| Sale | 5,170 | 74.3009 USD |
| Sale | 5,283 | 73.4660 USD |
| Sale | 9,800 | 74.8800 USD |
| Sale | 12,200 | 73.6651 USD |
| Sale | 13,954 | 73.5382 USD |
| Sale | 14,207 | 74.2420 USD |
| Sale | 16,800 | 73.1022 USD |
| Sale | 18,245 | 74.3331 USD |
| Sale | 21,300 | 73.2378 USD |
| Sale | 26,428 | 75.1244 USD |
| Sale | 34,303 | 75.1300 USD |
| Sale | 38,101 | 74.9659 USD |
| Sale | 41,981 | 73.8586 USD |
| Sale | 177,204 | 73.1701 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 100 | 45 USD | American | 21 Jan 2022 | 28.7250 USD |
| Call Option | Purchasing | 100 | 60 USD | American | 18 Sep 2020 | 15.1500 USD |
| Call Option | Purchasing | 300 | 60 USD | American | 21 Jan 2022 | 17.7750 USD |
| Call Option | Purchasing | 500 | 65 USD | American | 15 Jan 2021 | 13.7500 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 21 Aug 2020 | 8.6500 USD |
| Call Option | Purchasing | 300 | 70 USD | American | 21 Jan 2022 | 12.2750 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 21 Aug 2020 | 7.2750 USD |
| Call Option | Purchasing | 500 | 73 USD | American | 15 Jan 2021 | 9.6250 USD |
| Call Option | Purchasing | 1,000 | 75 USD | American | 9 Apr 2020 | 1.6300 USD |
| Call Option | Purchasing | 800 | 76 USD | American | 9 Apr 2020 | 1.5750 USD |
| Call Option | Purchasing | 100 | 76 USD | American | 1 May 2020 | 3.2500 USD |
| Call Option | Purchasing | 1,000 | 77 USD | American | 9 Apr 2020 | 1.8500 USD |
| Call Option | Purchasing | 300 | 77 USD | American | 17 Apr 2020 | 2.0650 USD |
| Call Option | Purchasing | 4,000 | 80 USD | American | 9 Apr 2020 | 0.7250 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 1 May 2020 | 2.5100 USD |
| Call Option | Purchasing | 700 | 83 USD | American | 1 May 2020 | 1.5000 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 17 Apr 2020 | 0.3850 USD |
| Call Option | Purchasing | 300 | 85 USD | American | 19 Jun 2020 | 2.0500 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 17 Apr 2020 | 0.2500 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 24 Apr 2020 | 2.3000 USD |
| Call Option | Purchasing | 600 | 88 USD | American | 15 Jan 2021 | 3.6350 USD |
| Call Option | Purchasing | 500 | 88 USD | American | 21 Jan 2022 | 5.5250 USD |
| Call Option | Purchasing | 10,000 | 90 USD | American | 17 Apr 2020 | 0.0900 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 8 May 2020 | 0.3250 USD |
| Call Option | Purchasing | 200 | 93 USD | American | 9 Apr 2020 | 2.1750 USD |
| Call Option | Purchasing | 800 | 93 USD | American | 17 Apr 2020 | 0.2200 USD |
| Call Option | Purchasing | 700 | 93 USD | American | 21 Aug 2020 | 1.4500 USD |
| Call Option | Purchasing | 700 | 95 USD | American | 9 Apr 2020 | 2.1750 USD |
| Call Option | Purchasing | 10,000 | 95 USD | American | 17 Apr 2020 | 0.0600 USD |
| Call Option | Purchasing | 1,000 | 98 USD | American | 21 Aug 2020 | 0.5850 USD |
| Call Option | Purchasing | 500 | 100 USD | American | 21 Aug 2020 | 0.5500 USD |
| Call Option | Purchasing | 600 | 100 USD | American | 18 Sep 2020 | 0.7350 USD |
| Call Option | Purchasing | 1,300 | 105 USD | American | 18 Sep 2020 | 0.3950 USD |
| Call Option | Purchasing | 800 | 105 USD | American | 21 Jan 2022 | 2.8100 USD |
| Call Option | Purchasing | 700 | 110 USD | American | 18 Sep 2020 | 0.2750 USD |
| Call Option | Purchasing | 200 | 110 USD | American | 21 Jan 2022 | 2.0250 USD |
| Call Option | Purchasing | 100 | 115 USD | American | 21 Aug 2020 | 0.3500 USD |
| Call Option | Purchasing | 4,300 | 115 USD | American | 21 Jan 2022 | 2.5750 USD |
| Call Option | Purchasing | 1,000 | 120 USD | American | 21 Aug 2020 | 0.3100 USD |
| Call Option | Purchasing | 400 | 120 USD | American | 18 Sep 2020 | 0.1650 USD |
| Call Option | Purchasing | 4,700 | 120 USD | American | 21 Jan 2022 | 1.7950 USD |
| Call Option | Purchasing | 900 | 125 USD | American | 18 Sep 2020 | 0.2700 USD |
| Call Option | Purchasing | 100 | 140 USD | American | 19 Jun 2020 | 0.1000 USD |
| Call Option | Selling | 300 | 50 USD | American | 15 Jan 2021 | 24.1000 USD |
| Call Option | Selling | 200 | 55 USD | American | 24 Apr 2020 | 18.7500 USD |
| Call Option | Selling | 300 | 55 USD | American | 21 Jan 2022 | 21.3500 USD |
| Call Option | Selling | 100 | 60 USD | American | 19 Jun 2020 | 14.6000 USD |
| Call Option | Selling | 300 | 68 USD | American | 18 Sep 2020 | 10.4250 USD |
| Call Option | Selling | 100 | 68 USD | American | 21 Jan 2022 | 13.8250 USD |
| Call Option | Selling | 100 | 70 USD | American | 15 May 2020 | 5.6000 USD |
| Call Option | Selling | 600 | 70 USD | American | 18 Sep 2020 | 8.6250 USD |
| Call Option | Selling | 400 | 73 USD | American | 15 May 2020 | 4.4500 USD |
| Call Option | Selling | 200 | 73 USD | American | 21 Jan 2022 | 10.8500 USD |
| Call Option | Selling | 200 | 75 USD | American | 17 Apr 2020 | 2.2750 USD |
| Call Option | Selling | 900 | 75 USD | American | 19 Jun 2020 | 5.1000 USD |
| Call Option | Selling | 400 | 75 USD | American | 21 Jan 2022 | 9.8250 USD |
| Call Option | Selling | 4,400 | 78 USD | American | 19 Jun 2020 | 4.1500 USD |
| Call Option | Selling | 100 | 78 USD | American | 21 Aug 2020 | 5.4500 USD |
| Call Option | Selling | 7,100 | 78 USD | American | 15 Jan 2021 | 6.9750 USD |
| Call Option | Selling | 1,000 | 79 USD | American | 1 May 2020 | 2.4250 USD |
| Call Option | Selling | 100 | 80 USD | American | 1 May 2020 | 2.3250 USD |
| Call Option | Selling | 300 | 80 USD | American | 21 Aug 2020 | 4.0750 USD |
| Call Option | Selling | 1,900 | 80 USD | American | 18 Sep 2020 | 4.1000 USD |
| Call Option | Selling | 6,500 | 80 USD | American | 15 Jan 2021 | 5.6000 USD |
| Call Option | Selling | 500 | 81 USD | American | 1 May 2020 | 2.1000 USD |
| Call Option | Selling | 100 | 81 USD | American | 1 May 2020 | 2.6600 USD |
| Call Option | Selling | 100 | 82 USD | American | 1 May 2020 | 1.2500 USD |
| Call Option | Selling | 500 | 83 USD | American | 18 Sep 2020 | 3.6050 USD |
| Call Option | Selling | 200 | 85 USD | American | 1 May 2020 | 2.3500 USD |
| Call Option | Selling | 10,000 | 85 USD | American | 15 Jan 2021 | 3.8050 USD |
| Call Option | Selling | 2,400 | 85 USD | American | 21 Jan 2022 | 7.0000 USD |
| Call Option | Selling | 1,200 | 90 USD | American | 15 Jan 2021 | 2.8000 USD |
| Call Option | Selling | 500 | 90 USD | American | 21 Jan 2022 | 5.7500 USD |
| Call Option | Selling | 500 | 93 USD | American | 19 Jun 2020 | 0.5650 USD |
| Call Option | Selling | 500 | 98 USD | American | 17 Apr 2020 | 0.0650 USD |
| Call Option | Selling | 500 | 98 USD | American | 21 Jan 2022 | 3.2550 USD |
| Call Option | Selling | 900 | 100 USD | American | 21 Jan 2022 | 3.5000 USD |
| Call Option | Selling | 1,800 | 105 USD | American | 19 Jun 2020 | 0.2700 USD |
| Call Option | Selling | 700 | 105 USD | American | 21 Aug 2020 | 0.3150 USD |
| Call Option | Selling | 900 | 110 USD | American | 17 Apr 2020 | 0.0750 USD |
| Call Option | Selling | 600 | 110 USD | American | 21 Aug 2020 | 0.6450 USD |
| Call Option | Selling | 100 | 125 USD | American | 21 Jan 2022 | 1.8500 USD |
| Call Option | Selling | 1,000 | 145 USD | American | 19 Jun 2020 | 0.0750 USD |
| Put Option | Purchasing | 400 | 33 USD | American | 18 Sep 2020 | 0.7400 USD |
| Put Option | Purchasing | 200 | 33 USD | American | 15 Jan 2021 | 1.0850 USD |
| Put Option | Purchasing | 100 | 35 USD | American | 18 Sep 2020 | 0.9300 USD |
| Put Option | Purchasing | 2,300 | 38 USD | American | 21 Jan 2022 | 4.6000 USD |
| Put Option | Purchasing | 3,800 | 40 USD | American | 8 May 2020 | 2.2250 USD |
| Put Option | Purchasing | 400 | 40 USD | American | 15 May 2020 | 2.2500 USD |
| Put Option | Purchasing | 1,000 | 43 USD | American | 21 Jan 2022 | 4.0300 USD |
| Put Option | Purchasing | 1,100 | 45 USD | American | 19 Jun 2020 | 1.7750 USD |
| Put Option | Purchasing | 500 | 45 USD | American | 15 Jan 2021 | 3.1950 USD |
| Put Option | Purchasing | 500 | 45 USD | American | 21 Jan 2022 | 4.6900 USD |
| Put Option | Purchasing | 100 | 48 USD | American | 17 Apr 2020 | 2.3750 USD |
| Put Option | Purchasing | 2,500 | 48 USD | American | 21 Jan 2022 | 6.2000 USD |
| Put Option | Purchasing | 600 | 50 USD | American | 17 Apr 2020 | 0.5350 USD |
| Put Option | Purchasing | 100 | 50 USD | American | 15 May 2020 | 0.5500 USD |
| Put Option | Purchasing | 100 | 55 USD | American | 17 Apr 2020 | 0.4300 USD |
| Put Option | Purchasing | 4,900 | 55 USD | American | 19 Jun 2020 | 1.8000 USD |
| Put Option | Purchasing | 10,000 | 58 USD | American | 19 Jun 2020 | 2.0500 USD |
| Put Option | Purchasing | 10,000 | 63 USD | American | 19 Jun 2020 | 3.0700 USD |
| Put Option | Purchasing | 700 | 63 USD | American | 18 Sep 2020 | 4.5250 USD |
| Put Option | Purchasing | 100 | 63 USD | American | 21 Jan 2022 | 11.7500 USD |
| Put Option | Purchasing | 200 | 65 USD | American | 9 Apr 2020 | 0.5750 USD |
| Put Option | Purchasing | 300 | 65 USD | American | 19 Jun 2020 | 3.4050 USD |
| Put Option | Purchasing | 100 | 65 USD | American | 21 Aug 2020 | 4.8750 USD |
| Put Option | Purchasing | 300 | 65 USD | American | 18 Sep 2020 | 5.5000 USD |
| Put Option | Purchasing | 2,600 | 65 USD | American | 15 Jan 2021 | 7.5500 USD |
| Put Option | Purchasing | 100 | 67 USD | American | 9 Apr 2020 | 0.7600 USD |
| Put Option | Purchasing | 800 | 68 USD | American | 15 May 2020 | 2.3000 USD |
| Put Option | Purchasing | 10,000 | 68 USD | American | 19 Jun 2020 | 4.4500 USD |
| Put Option | Purchasing | 1,100 | 68 USD | American | 15 Jan 2021 | 9.1000 USD |
| Put Option | Purchasing | 200 | 70 USD | American | 1 May 2020 | 3.4250 USD |
| Put Option | Purchasing | 2,000 | 70 USD | American | 18 Sep 2020 | 7.2000 USD |
| Put Option | Purchasing | 400 | 71 USD | American | 17 Apr 2020 | 3.8550 USD |
| Put Option | Purchasing | 700 | 72 USD | American | 17 Apr 2020 | 3.5300 USD |
| Put Option | Purchasing | 600 | 73 USD | American | 17 Apr 2020 | 4.2250 USD |
| Put Option | Purchasing | 10,000 | 73 USD | American | 19 Jun 2020 | 6.4250 USD |
| Put Option | Purchasing | 500 | 74 USD | American | 9 Apr 2020 | 3.1900 USD |
| Put Option | Purchasing | 100 | 75 USD | American | 9 Apr 2020 | 3.7850 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 15 May 2020 | 6.9250 USD |
| Put Option | Purchasing | 500 | 78 USD | American | 21 Jan 2022 | 20.2750 USD |
| Put Option | Purchasing | 900 | 80 USD | American | 21 Jan 2022 | 21.6750 USD |
| Put Option | Purchasing | 1,000 | 83 USD | American | 18 Sep 2020 | 13.8750 USD |
| Put Option | Purchasing | 400 | 83 USD | American | 15 Jan 2021 | 16.8750 USD |
| Put Option | Purchasing | 9,100 | 88 USD | American | 15 May 2020 | 14.4750 USD |
| Put Option | Purchasing | 4,100 | 88 USD | American | 21 Aug 2020 | 17.6500 USD |
| Put Option | Purchasing | 1,000 | 88 USD | American | 18 Sep 2020 | 18.0000 USD |
| Put Option | Purchasing | 200 | 88 USD | American | 21 Jan 2022 | 26.7250 USD |
| Put Option | Purchasing | 2,300 | 90 USD | American | 15 May 2020 | 17.0750 USD |
| Put Option | Purchasing | 200 | 90 USD | American | 19 Jun 2020 | 17.3000 USD |
| Put Option | Purchasing | 100 | 93 USD | American | 15 May 2020 | 19.5500 USD |
| Put Option | Purchasing | 100 | 93 USD | American | 18 Sep 2020 | 21.9750 USD |
| Put Option | Purchasing | 100 | 95 USD | American | 3 Apr 2020 | 20.3000 USD |
| Put Option | Purchasing | 100 | 95 USD | American | 18 Sep 2020 | 24.0000 USD |
| Put Option | Purchasing | 100 | 98 USD | American | 21 Jan 2022 | 35.1000 USD |
| Put Option | Purchasing | 200 | 100 USD | American | 21 Jan 2022 | 37.1250 USD |
| Put Option | Purchasing | 100 | 130 USD | American | 19 Jun 2020 | 57.5750 USD |
| Put Option | Selling | 300 | 38 USD | American | 15 Jan 2021 | 1.3300 USD |
| Put Option | Selling | 800 | 40 USD | American | 19 Jun 2020 | 0.5850 USD |
| Put Option | Selling | 600 | 43 USD | American | 18 Sep 2020 | 0.9900 USD |
| Put Option | Selling | 700 | 43 USD | American | 15 Jan 2021 | 3.0250 USD |
| Put Option | Selling | 100 | 45 USD | American | 1 May 2020 | 2.2500 USD |
| Put Option | Selling | 3,000 | 45 USD | American | 18 Sep 2020 | 1.0450 USD |
| Put Option | Selling | 500 | 48 USD | American | 18 Sep 2020 | 1.4400 USD |
| Put Option | Selling | 1,000 | 48 USD | American | 15 Jan 2021 | 2.2350 USD |
| Put Option | Selling | 600 | 55 USD | American | 18 Sep 2020 | 2.5700 USD |
| Put Option | Selling | 100 | 55 USD | American | 21 Jan 2022 | 8.6500 USD |
| Put Option | Selling | 400 | 58 USD | American | 21 Jan 2022 | 10.0000 USD |
| Put Option | Selling | 1,000 | 60 USD | American | 17 Apr 2020 | 0.6850 USD |
| Put Option | Selling | 100 | 60 USD | American | 1 May 2020 | 2.2500 USD |
| Put Option | Selling | 500 | 60 USD | American | 15 May 2020 | 1.5650 USD |
| Put Option | Selling | 900 | 60 USD | American | 18 Sep 2020 | 3.7750 USD |
| Put Option | Selling | 300 | 60 USD | American | 21 Jan 2022 | 9.4250 USD |
| Put Option | Selling | 100 | 65 USD | American | 24 Apr 2020 | 2.0200 USD |
| Put Option | Selling | 100 | 65 USD | American | 21 Jan 2022 | 12.0500 USD |
| Put Option | Selling | 300 | 68 USD | American | 21 Jan 2022 | 14.7750 USD |
| Put Option | Selling | 100 | 70 USD | American | 9 Apr 2020 | 1.4200 USD |
| Put Option | Selling | 700 | 70 USD | American | 17 Apr 2020 | 2.6250 USD |
| Put Option | Selling | 100 | 70 USD | American | 24 Apr 2020 | 2.7000 USD |
| Put Option | Selling | 400 | 73 USD | American | 21 Aug 2020 | 8.0500 USD |
| Put Option | Selling | 4,100 | 75 USD | American | 21 Jan 2022 | 17.7750 USD |
| Put Option | Selling | 1,800 | 78 USD | American | 19 Jun 2020 | 9.1750 USD |
| Put Option | Selling | 500 | 78 USD | American | 21 Aug 2020 | 10.8750 USD |
| Put Option | Selling | 500 | 83 USD | American | 17 Apr 2020 | 10.7750 USD |
| Put Option | Selling | 200 | 85 USD | American | 17 Apr 2020 | 12.1750 USD |
| Put Option | Selling | 900 | 85 USD | American | 15 Jan 2021 | 19.1250 USD |
| Put Option | Selling | 200 | 85 USD | American | 21 Jan 2022 | 25.7500 USD |
| Put Option | Selling | 700 | 93 USD | American | 19 Jun 2020 | 20.2750 USD |
| Put Option | Selling | 200 | 93 USD | American | 21 Jan 2022 | 30.9000 USD |
| Put Option | Selling | 100 | 95 USD | American | 9 Apr 2020 | 21.5500 USD |
| Put Option | Selling | 10,000 | 95 USD | American | 15 Jan 2021 | 26.4750 USD |
| Put Option | Selling | 500 | 98 USD | American | 15 May 2020 | 24.5250 USD |
| Put Option | Selling | 200 | 100 USD | American | 18 Sep 2020 | 29.3250 USD |
| Put Option | Selling | 1,500 | 105 USD | American | 19 Jun 2020 | 32.7000 USD |
| Put Option | Selling | 600 | 105 USD | American | 15 Jan 2021 | 35.9750 USD |
| Put Option | Selling | 1,000 | 115 USD | American | 21 Jan 2022 | 50.3500 USD |
| Put Option | Selling | 1,000 | 130 USD | American | 15 Jan 2021 | 60.3500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 13,200 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 54,600 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 2,500 | 70.0000 | American | Sep 18, 2020 |
| Put Options | Written | 9,300 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,600 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,900 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -12,200 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 301,500 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 16,800 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,800 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,000 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,700 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Call Options | Written | -5,700 | 95.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -4,300 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 70.0000 | American | Apr 3, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
| Call Options | Written | -8,600 | 105.0000 | American | May 15, 2020 |
| Call Options | Written | -21,800 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,000 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 8,600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 16,800 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,000 | 45.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Call Options | Written | -200 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,700 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,800 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Written | -2,000 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,900 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 81.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Call Options | Written | -100 | 77.0000 | American | Apr 3, 2020 |
| Call Options | Written | -200 | 92.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 80.0000 | American | Apr 3, 2020 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 151,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,100 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,000 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 27,000 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 150,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,300 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 82.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -352,300 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 95.0000 | American | Apr 3, 2020 |
| Call Options | Written | -77,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,800 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 90.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -14,300 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
| Call Options | Written | -25,000 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 14,400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 16,600 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 10,000 | 65.0000 | American | Apr 3, 2020 |
| Put Options | Written | 6,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 60.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -11,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
| Put Options | Written | 7,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 78.0000 | American | Apr 3, 2020 |
| Put Options | Written | 45,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,400 | 66.0000 | American | Apr 3, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,400 | 73.0000 | American | Apr 3, 2020 |
| Call Options | Written | -31,300 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 175,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Apr 3, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Apr 3, 2020 |
| Put Options | Written | 9,300 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,500 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -14,600 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -6,300 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -16,100 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 65.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 70.0000 | American | Apr 3, 2020 |
| Put Options | Written | 15,100 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Call Options | Written | -4,200 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -1,400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -60,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,000 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200403005182/en/
Copyright Business Wire 2020
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