15th Sep 2014 15:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,535,638 | 0.22% | 4,101,728 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,580,127 | 0.22% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,471,700 | 0.41% | 8,731,000 | 0.55% | |||||||
| TOTAL: | 13,587,465 | 0.85% | 12,832,728 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 38 | 58.3800 USD | ||||
| ORD | Purchase | 100 | 57.8900 USD | ||||
| ORD | Purchase | 100 | 58.1700 USD | ||||
| ORD | Purchase | 105 | 58.3370 USD | ||||
| ORD | Purchase | 107 | 58.3348 USD | ||||
| ORD | Purchase | 174 | 57.9100 USD | ||||
| ORD | Purchase | 267 | 58.3177 USD | ||||
| ORD | Purchase | 300 | 57.9136 USD | ||||
| ORD | Purchase | 337 | 58.3191 USD | ||||
| ORD | Purchase | 400 | 58.2800 USD | ||||
| ORD | Purchase | 568 | 58.2607 USD | ||||
| ORD | Purchase | 800 | 58.3150 USD | ||||
| ORD | Purchase | 856 | 57.8500 USD | ||||
| ORD | Purchase | 868 | 58.1019 USD | ||||
| ORD | Purchase | 900 | 58.1444 USD | ||||
| ORD | Purchase | 1,500 | 58.2173 USD | ||||
| ORD | Purchase | 2,146 | 57.9238 USD | ||||
| ORD | Purchase | 2,685 | 57.9541 USD | ||||
| ORD | Purchase | 4,100 | 57.8760 USD | ||||
| ORD | Purchase | 5,019 | 58.2293 USD | ||||
| ORD | Purchase | 5,200 | 58.3335 USD | ||||
| ORD | Purchase | 5,210 | 58.3077 USD | ||||
| ORD | Purchase | 5,597 | 58.0306 USD | ||||
| ORD | Purchase | 6,500 | 58.4291 USD | ||||
| ORD | Purchase | 7,075 | 58.1500 USD | ||||
| ORD | Purchase | 7,140 | 57.9916 USD | ||||
| ORD | Purchase | 7,571 | 57.9509 USD | ||||
| ORD | Purchase | 8,005 | 58.1244 USD | ||||
| ORD | Purchase | 8,716 | 58.0197 USD | ||||
| ORD | Purchase | 9,253 | 57.9855 USD | ||||
| ORD | Purchase | 9,600 | 58.2079 USD | ||||
| ORD | Purchase | 12,820 | 58.1278 USD | ||||
| ORD | Purchase | 13,320 | 58.1277 USD | ||||
| ORD | Purchase | 13,700 | 58.1949 USD | ||||
| ORD | Purchase | 18,411 | 58.4185 USD | ||||
| ORD | Purchase | 22,110 | 58.0099 USD | ||||
| ORD | Purchase | 25,630 | 58.3249 USD | ||||
| ORD | Purchase | 32,904 | 58.1025 USD | ||||
| ORD | Purchase | 34,300 | 58.1163 USD | ||||
| ORD | Purchase | 49,158 | 58.0925 USD | ||||
| ORD | Purchase | 52,899 | 58.1217 USD | ||||
| ORD | Purchase | 79,771 | 58.0742 USD | ||||
| ORD | Purchase | 82,263 | 58.2674 USD | ||||
| ORD | Purchase | 101,657 | 58.1407 USD | ||||
| ORD | Purchase | 102,772 | 58.1287 USD | ||||
| ORD | Purchase | 177,297 | 58.0785 USD | ||||
| ORD | Purchase | 284,573 | 58.6192 USD | ||||
| ORD | Purchase | 300,000 | 58.6166 USD | ||||
| ORD | Purchase | 300,000 | 58.6184 USD | ||||
| ORD | Purchase | 414,444 | 58.0337 USD | ||||
| ORD | Purchase | 428,529 | 58.0871 USD | ||||
| ORD | Purchase | 2,570,512 | 57.8800 USD | ||||
| ORD | Sale | 4 | 57.8700 USD | ||||
| ORD | Sale | 22 | 58.0900 USD | ||||
| ORD | Sale | 46 | 57.9450 USD | ||||
| ORD | Sale | 48 | 58.1900 USD | ||||
| ORD | Sale | 68 | 58.1100 USD | ||||
| ORD | Sale | 68 | 58.4000 USD | ||||
| ORD | Sale | 84 | 58.4600 USD | ||||
| ORD | Sale | 100 | 58.1400 USD | ||||
| ORD | Sale | 100 | 58.4950 USD | ||||
| ORD | Sale | 100 | 58.6300 USD | ||||
| ORD | Sale | 154 | 57.9100 USD | ||||
| ORD | Sale | 184 | 58.4307 USD | ||||
| ORD | Sale | 194 | 57.8900 USD | ||||
| ORD | Sale | 200 | 57.8600 USD | ||||
| ORD | Sale | 200 | 57.9500 USD | ||||
| ORD | Sale | 200 | 58.2450 USD | ||||
| ORD | Sale | 280 | 58.0474 USD | ||||
| ORD | Sale | 300 | 57.9136 USD | ||||
| ORD | Sale | 300 | 57.9550 USD | ||||
| ORD | Sale | 300 | 57.9966 USD | ||||
| ORD | Sale | 300 | 58.2700 USD | ||||
| ORD | Sale | 350 | 58.0000 USD | ||||
| ORD | Sale | 400 | 58.0725 USD | ||||
| ORD | Sale | 400 | 58.1395 USD | ||||
| ORD | Sale | 400 | 58.1825 USD | ||||
| ORD | Sale | 467 | 58.3957 USD | ||||
| ORD | Sale | 500 | 57.9920 USD | ||||
| ORD | Sale | 500 | 58.5420 USD | ||||
| ORD | Sale | 600 | 57.8801 USD | ||||
| ORD | Sale | 600 | 57.8866 USD | ||||
| ORD | Sale | 600 | 57.9600 USD | ||||
| ORD | Sale | 600 | 58.4833 USD | ||||
| ORD | Sale | 637 | 58.2766 USD | ||||
| ORD | Sale | 657 | 58.3822 USD | ||||
| ORD | Sale | 700 | 57.8885 USD | ||||
| ORD | Sale | 700 | 57.9978 USD | ||||
| ORD | Sale | 700 | 58.4771 USD | ||||
| ORD | Sale | 700 | 58.5807 USD | ||||
| ORD | Sale | 700 | 58.7200 USD | ||||
| ORD | Sale | 890 | 58.5841 USD | ||||
| ORD | Sale | 892 | 57.8500 USD | ||||
| ORD | Sale | 900 | 57.8955 USD | ||||
| ORD | Sale | 922 | 57.8752 USD | ||||
| ORD | Sale | 1,000 | 57.8930 USD | ||||
| ORD | Sale | 1,000 | 57.9315 USD | ||||
| ORD | Sale | 1,100 | 57.8840 USD | ||||
| ORD | Sale | 1,191 | 57.8950 USD | ||||
| ORD | Sale | 1,197 | 58.3126 USD | ||||
| ORD | Sale | 1,200 | 58.0350 USD | ||||
| ORD | Sale | 1,300 | 57.9265 USD | ||||
| ORD | Sale | 1,327 | 58.3630 USD | ||||
| ORD | Sale | 1,400 | 58.4951 USD | ||||
| ORD | Sale | 1,421 | 58.0565 USD | ||||
| ORD | Sale | 1,549 | 58.3053 USD | ||||
| ORD | Sale | 1,576 | 57.9990 USD | ||||
| ORD | Sale | 1,596 | 58.0092 USD | ||||
| ORD | Sale | 1,600 | 57.9296 USD | ||||
| ORD | Sale | 1,600 | 58.6093 USD | ||||
| ORD | Sale | 1,625 | 58.2163 USD | ||||
| ORD | Sale | 1,700 | 58.0315 USD | ||||
| ORD | Sale | 1,742 | 57.9888 USD | ||||
| ORD | Sale | 1,800 | 58.2005 USD | ||||
| ORD | Sale | 1,821 | 57.9270 USD | ||||
| ORD | Sale | 1,836 | 58.0294 USD | ||||
| ORD | Sale | 2,118 | 58.2000 USD | ||||
| ORD | Sale | 2,500 | 58.5428 USD | ||||
| ORD | Sale | 2,568 | 58.1844 USD | ||||
| ORD | Sale | 2,773 | 58.3005 USD | ||||
| ORD | Sale | 2,918 | 58.3878 USD | ||||
| ORD | Sale | 3,022 | 58.1185 USD | ||||
| ORD | Sale | 3,100 | 57.8935 USD | ||||
| ORD | Sale | 3,300 | 58.7300 USD | ||||
| ORD | Sale | 3,737 | 58.5709 USD | ||||
| ORD | Sale | 4,091 | 58.0550 USD | ||||
| ORD | Sale | 4,100 | 57.8760 USD | ||||
| ORD | Sale | 4,172 | 58.3883 USD | ||||
| ORD | Sale | 4,400 | 58.1065 USD | ||||
| ORD | Sale | 4,448 | 57.9532 USD | ||||
| ORD | Sale | 4,700 | 57.9974 USD | ||||
| ORD | Sale | 4,718 | 58.0125 USD | ||||
| ORD | Sale | 4,748 | 58.1222 USD | ||||
| ORD | Sale | 5,200 | 58.3335 USD | ||||
| ORD | Sale | 5,300 | 58.2356 USD | ||||
| ORD | Sale | 5,510 | 58.2711 USD | ||||
| ORD | Sale | 5,700 | 57.9052 USD | ||||
| ORD | Sale | 6,478 | 57.9579 USD | ||||
| ORD | Sale | 7,200 | 58.1690 USD | ||||
| ORD | Sale | 7,208 | 57.9989 USD | ||||
| ORD | Sale | 7,809 | 57.9887 USD | ||||
| ORD | Sale | 7,817 | 57.9107 USD | ||||
| ORD | Sale | 8,149 | 57.9970 USD | ||||
| ORD | Sale | 8,367 | 58.0220 USD | ||||
| ORD | Sale | 8,528 | 57.9359 USD | ||||
| ORD | Sale | 8,786 | 57.9039 USD | ||||
| ORD | Sale | 9,347 | 58.0412 USD | ||||
| ORD | Sale | 9,400 | 58.1409 USD | ||||
| ORD | Sale | 10,606 | 57.8811 USD | ||||
| ORD | Sale | 10,912 | 57.9505 USD | ||||
| ORD | Sale | 11,696 | 58.0063 USD | ||||
| ORD | Sale | 12,000 | 58.1416 USD | ||||
| ORD | Sale | 13,070 | 58.1277 USD | ||||
| ORD | Sale | 13,993 | 58.2370 USD | ||||
| ORD | Sale | 14,100 | 58.0778 USD | ||||
| ORD | Sale | 15,200 | 58.2133 USD | ||||
| ORD | Sale | 19,968 | 58.1000 USD | ||||
| ORD | Sale | 24,300 | 58.1384 USD | ||||
| ORD | Sale | 35,404 | 58.1345 USD | ||||
| ORD | Sale | 53,260 | 57.9685 USD | ||||
| ORD | Sale | 61,906 | 58.1396 USD | ||||
| ORD | Sale | 90,475 | 57.9586 USD | ||||
| ORD | Sale | 95,591 | 58.1365 USD | ||||
| ORD | Sale | 146,527 | 58.0300 USD | ||||
| ORD | Sale | 284,573 | 58.6192 USD | ||||
| ORD | Sale | 300,000 | 58.6166 USD | ||||
| ORD | Sale | 544,087 | 58.1530 USD | ||||
| ORD | Sale | 678,700 | 58.3090 USD | ||||
| ORD | Sale | 2,563,632 | 57.8800 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 900 | 55 USD | American | 20 Feb 2015 | 4.9066 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 60 USD | American | 22 Nov 2014 | 1.2500 USD | ||||||||
| ORD | Call Options | Purchasing | 400 | 60 USD | American | 17 Jan 2015 | 2.0725 USD | ||||||||
| ORD | Call Options | Purchasing | 2,600 | 62.5 USD | American | 22 Nov 2014 | 0.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 3,300 | 70 USD | American | 17 Jan 2015 | 0.2000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 57.5 USD | American | 20 Sep 2014 | 1.0500 USD | ||||||||
| ORD | Call Options | Selling | 100 | 57.5 USD | American | 22 Nov 2014 | 2.3200 USD | ||||||||
| ORD | Call Options | Selling | 300 | 57.5 USD | American | 17 Jan 2015 | 3.2700 USD | ||||||||
| ORD | Call Options | Selling | 1,000 | 60 USD | American | 18 Oct 2014 | 0.6500 USD | ||||||||
| ORD | Call Options | Selling | 300 | 65 USD | American | 20 Feb 2015 | 1.0400 USD | ||||||||
| ORD | Put Options | Purchasing | 40,000 | 50 USD | American | 22 Nov 2014 | 0.3250 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 50 USD | American | 22 Nov 2014 | 0.4500 USD | ||||||||
| ORD | Put Options | Purchasing | 2,600 | 52.5 USD | American | 22 Nov 2014 | 0.7500 USD | ||||||||
| ORD | Put Options | Purchasing | 500 | 55 USD | American | 22 Nov 2014 | 1.0000 USD | ||||||||
| ORD | Put Options | Selling | 500 | 50 USD | American | 22 Nov 2014 | 0.3400 USD | ||||||||
| ORD | Put Options | Selling | 200 | 50 USD | American | 22 Nov 2014 | 0.4500 USD | ||||||||
| ORD | Put Options | Selling | 40,700 | 55 USD | American | 20 Sep 2014 | 0.1000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 55 USD | American | 18 Oct 2014 | 0.5500 USD | ||||||||
| ORD | Put Options | Selling | 14,500 | 57.5 USD | American | 20 Sep 2014 | 0.4913 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 15 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 45.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -218,800 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -622,500 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,800 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -320,000 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -3,200 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 28,800 | 47.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 35,300 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 2,900 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 14,500 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 32.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,500 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 16,100 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 127,600 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,100 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 22,600 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 428,600 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,600 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 20,200 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 6,000 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 72,400 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -112,300 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -197,300 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -6,300 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,300 | 60.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -51,800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -47,900 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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