12th Sep 2014 14:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,562,004 | 0.22% | 4,126,441 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,580,127 | 0.22% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,416,400 | 0.40% | 8,694,000 | 0.55% | |||||||
| TOTAL: | 13,558,531 | 0.85% | 12,820,441 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 36 | 57.3000 USD | ||||
| ORD | Purchase | 100 | 57.0800 USD | ||||
| ORD | Purchase | 100 | 57.5700 USD | ||||
| ORD | Purchase | 100 | 57.7600 USD | ||||
| ORD | Purchase | 131 | 57.4189 USD | ||||
| ORD | Purchase | 137 | 57.4188 USD | ||||
| ORD | Purchase | 163 | 56.9500 USD | ||||
| ORD | Purchase | 167 | 57.2240 USD | ||||
| ORD | Purchase | 175 | 57.3500 USD | ||||
| ORD | Purchase | 176 | 57.4613 USD | ||||
| ORD | Purchase | 200 | 57.2000 USD | ||||
| ORD | Purchase | 200 | 57.7625 USD | ||||
| ORD | Purchase | 233 | 57.6042 USD | ||||
| ORD | Purchase | 299 | 57.1002 USD | ||||
| ORD | Purchase | 300 | 57.4166 USD | ||||
| ORD | Purchase | 300 | 57.5733 USD | ||||
| ORD | Purchase | 300 | 57.6100 USD | ||||
| ORD | Purchase | 359 | 57.7800 USD | ||||
| ORD | Purchase | 400 | 57.2450 USD | ||||
| ORD | Purchase | 400 | 57.2650 USD | ||||
| ORD | Purchase | 400 | 57.7500 USD | ||||
| ORD | Purchase | 402 | 57.4539 USD | ||||
| ORD | Purchase | 437 | 57.5800 USD | ||||
| ORD | Purchase | 447 | 57.6210 USD | ||||
| ORD | Purchase | 483 | 57.5971 USD | ||||
| ORD | Purchase | 569 | 57.2566 USD | ||||
| ORD | Purchase | 600 | 57.3216 USD | ||||
| ORD | Purchase | 600 | 57.6200 USD | ||||
| ORD | Purchase | 600 | 57.6558 USD | ||||
| ORD | Purchase | 604 | 57.2619 USD | ||||
| ORD | Purchase | 700 | 57.2514 USD | ||||
| ORD | Purchase | 729 | 57.2460 USD | ||||
| ORD | Purchase | 800 | 57.4162 USD | ||||
| ORD | Purchase | 894 | 57.4607 USD | ||||
| ORD | Purchase | 900 | 57.5155 USD | ||||
| ORD | Purchase | 966 | 57.3812 USD | ||||
| ORD | Purchase | 1,000 | 57.6553 USD | ||||
| ORD | Purchase | 1,200 | 57.0475 USD | ||||
| ORD | Purchase | 1,300 | 57.6276 USD | ||||
| ORD | Purchase | 1,400 | 57.6753 USD | ||||
| ORD | Purchase | 1,485 | 57.5201 USD | ||||
| ORD | Purchase | 1,500 | 57.6106 USD | ||||
| ORD | Purchase | 1,592 | 57.6402 USD | ||||
| ORD | Purchase | 1,600 | 57.6743 USD | ||||
| ORD | Purchase | 1,676 | 57.5328 USD | ||||
| ORD | Purchase | 2,139 | 57.1090 USD | ||||
| ORD | Purchase | 2,400 | 57.2992 USD | ||||
| ORD | Purchase | 2,423 | 57.5395 USD | ||||
| ORD | Purchase | 2,600 | 57.4719 USD | ||||
| ORD | Purchase | 2,800 | 57.7272 USD | ||||
| ORD | Purchase | 3,163 | 57.6415 USD | ||||
| ORD | Purchase | 3,284 | 57.5691 USD | ||||
| ORD | Purchase | 3,327 | 57.5780 USD | ||||
| ORD | Purchase | 3,343 | 57.5179 USD | ||||
| ORD | Purchase | 3,426 | 57.5883 USD | ||||
| ORD | Purchase | 4,183 | 57.2200 USD | ||||
| ORD | Purchase | 4,376 | 57.6381 USD | ||||
| ORD | Purchase | 4,500 | 57.4580 USD | ||||
| ORD | Purchase | 4,800 | 57.5045 USD | ||||
| ORD | Purchase | 4,861 | 57.5759 USD | ||||
| ORD | Purchase | 5,059 | 57.2161 USD | ||||
| ORD | Purchase | 6,200 | 57.6882 USD | ||||
| ORD | Purchase | 7,476 | 57.6598 USD | ||||
| ORD | Purchase | 7,594 | 57.5127 USD | ||||
| ORD | Purchase | 7,661 | 57.5228 USD | ||||
| ORD | Purchase | 8,400 | 57.5615 USD | ||||
| ORD | Purchase | 9,300 | 57.5455 USD | ||||
| ORD | Purchase | 9,689 | 57.4243 USD | ||||
| ORD | Purchase | 9,881 | 57.5513 USD | ||||
| ORD | Purchase | 11,269 | 57.1900 USD | ||||
| ORD | Purchase | 11,740 | 57.6523 USD | ||||
| ORD | Purchase | 12,830 | 57.5266 USD | ||||
| ORD | Purchase | 13,066 | 57.6086 USD | ||||
| ORD | Purchase | 13,100 | 57.6973 USD | ||||
| ORD | Purchase | 14,390 | 57.5435 USD | ||||
| ORD | Purchase | 16,128 | 57.5246 USD | ||||
| ORD | Purchase | 16,985 | 57.6567 USD | ||||
| ORD | Purchase | 17,422 | 57.3450 USD | ||||
| ORD | Purchase | 17,976 | 57.5311 USD | ||||
| ORD | Purchase | 19,029 | 57.4474 USD | ||||
| ORD | Purchase | 22,100 | 57.4874 USD | ||||
| ORD | Purchase | 23,096 | 57.6495 USD | ||||
| ORD | Purchase | 23,361 | 57.7747 USD | ||||
| ORD | Purchase | 25,608 | 57.6539 USD | ||||
| ORD | Purchase | 28,813 | 57.4722 USD | ||||
| ORD | Purchase | 30,331 | 57.3837 USD | ||||
| ORD | Purchase | 36,800 | 57.6511 USD | ||||
| ORD | Purchase | 43,366 | 57.6438 USD | ||||
| ORD | Purchase | 54,100 | 57.3362 USD | ||||
| ORD | Purchase | 66,667 | 57.5252 USD | ||||
| ORD | Purchase | 91,486 | 57.6449 USD | ||||
| ORD | Purchase | 91,700 | 57.5503 USD | ||||
| ORD | Purchase | 96,279 | 57.3735 USD | ||||
| ORD | Purchase | 102,218 | 57.3499 USD | ||||
| ORD | Purchase | 105,300 | 57.5136 USD | ||||
| ORD | Purchase | 128,669 | 57.7105 USD | ||||
| ORD | Purchase | 185,636 | 57.4107 USD | ||||
| ORD | Purchase | 223,215 | 57.4126 USD | ||||
| ORD | Purchase | 2,564,203 | 57.8500 USD | ||||
| ORD | Sale | 8 | 56.9800 USD | ||||
| ORD | Sale | 8 | 57.4900 USD | ||||
| ORD | Sale | 19 | 57.5000 USD | ||||
| ORD | Sale | 47 | 57.6300 USD | ||||
| ORD | Sale | 72 | 57.3000 USD | ||||
| ORD | Sale | 78 | 57.8538 USD | ||||
| ORD | Sale | 96 | 57.1129 USD | ||||
| ORD | Sale | 100 | 57.1500 USD | ||||
| ORD | Sale | 100 | 57.2000 USD | ||||
| ORD | Sale | 100 | 57.2600 USD | ||||
| ORD | Sale | 100 | 57.6200 USD | ||||
| ORD | Sale | 100 | 57.6201 USD | ||||
| ORD | Sale | 105 | 57.7404 USD | ||||
| ORD | Sale | 107 | 57.3600 USD | ||||
| ORD | Sale | 134 | 57.4188 USD | ||||
| ORD | Sale | 188 | 57.3395 USD | ||||
| ORD | Sale | 200 | 57.6325 USD | ||||
| ORD | Sale | 200 | 57.7600 USD | ||||
| ORD | Sale | 292 | 57.4557 USD | ||||
| ORD | Sale | 300 | 57.6800 USD | ||||
| ORD | Sale | 300 | 57.7400 USD | ||||
| ORD | Sale | 300 | 57.8136 USD | ||||
| ORD | Sale | 361 | 57.7477 USD | ||||
| ORD | Sale | 400 | 57.8025 USD | ||||
| ORD | Sale | 447 | 57.6210 USD | ||||
| ORD | Sale | 500 | 57.1120 USD | ||||
| ORD | Sale | 600 | 57.6750 USD | ||||
| ORD | Sale | 651 | 57.2100 USD | ||||
| ORD | Sale | 669 | 57.3308 USD | ||||
| ORD | Sale | 700 | 57.3471 USD | ||||
| ORD | Sale | 700 | 57.7435 USD | ||||
| ORD | Sale | 738 | 57.7501 USD | ||||
| ORD | Sale | 900 | 57.5958 USD | ||||
| ORD | Sale | 995 | 57.3761 USD | ||||
| ORD | Sale | 1,000 | 57.2780 USD | ||||
| ORD | Sale | 1,000 | 57.7670 USD | ||||
| ORD | Sale | 1,003 | 57.6928 USD | ||||
| ORD | Sale | 1,030 | 57.3166 USD | ||||
| ORD | Sale | 1,041 | 57.1111 USD | ||||
| ORD | Sale | 1,100 | 57.6137 USD | ||||
| ORD | Sale | 1,161 | 57.1395 USD | ||||
| ORD | Sale | 1,206 | 57.4954 USD | ||||
| ORD | Sale | 1,297 | 57.0730 USD | ||||
| ORD | Sale | 1,300 | 57.6157 USD | ||||
| ORD | Sale | 1,328 | 57.1704 USD | ||||
| ORD | Sale | 1,559 | 57.1973 USD | ||||
| ORD | Sale | 1,585 | 57.2903 USD | ||||
| ORD | Sale | 1,700 | 57.3311 USD | ||||
| ORD | Sale | 1,700 | 57.5376 USD | ||||
| ORD | Sale | 2,058 | 57.4615 USD | ||||
| ORD | Sale | 2,300 | 57.6116 USD | ||||
| ORD | Sale | 2,400 | 57.4450 USD | ||||
| ORD | Sale | 2,400 | 57.5641 USD | ||||
| ORD | Sale | 2,600 | 57.3351 USD | ||||
| ORD | Sale | 2,779 | 57.4032 USD | ||||
| ORD | Sale | 2,800 | 57.7434 USD | ||||
| ORD | Sale | 2,806 | 57.2488 USD | ||||
| ORD | Sale | 2,839 | 57.7543 USD | ||||
| ORD | Sale | 2,984 | 57.5890 USD | ||||
| ORD | Sale | 3,041 | 57.3131 USD | ||||
| ORD | Sale | 3,450 | 57.3618 USD | ||||
| ORD | Sale | 3,600 | 57.6376 USD | ||||
| ORD | Sale | 3,602 | 57.1238 USD | ||||
| ORD | Sale | 3,709 | 57.6857 USD | ||||
| ORD | Sale | 3,754 | 57.6747 USD | ||||
| ORD | Sale | 4,051 | 57.1161 USD | ||||
| ORD | Sale | 4,151 | 57.0802 USD | ||||
| ORD | Sale | 5,222 | 57.6588 USD | ||||
| ORD | Sale | 5,349 | 57.4295 USD | ||||
| ORD | Sale | 5,462 | 57.3713 USD | ||||
| ORD | Sale | 5,614 | 57.4051 USD | ||||
| ORD | Sale | 5,676 | 57.6999 USD | ||||
| ORD | Sale | 6,084 | 57.6944 USD | ||||
| ORD | Sale | 6,561 | 57.4386 USD | ||||
| ORD | Sale | 6,651 | 57.3894 USD | ||||
| ORD | Sale | 6,970 | 57.2455 USD | ||||
| ORD | Sale | 8,800 | 57.4784 USD | ||||
| ORD | Sale | 10,402 | 57.6625 USD | ||||
| ORD | Sale | 11,321 | 57.1790 USD | ||||
| ORD | Sale | 11,369 | 57.1900 USD | ||||
| ORD | Sale | 11,492 | 57.7475 USD | ||||
| ORD | Sale | 15,513 | 57.5378 USD | ||||
| ORD | Sale | 15,941 | 57.5645 USD | ||||
| ORD | Sale | 17,600 | 57.6590 USD | ||||
| ORD | Sale | 20,000 | 57.0001 USD | ||||
| ORD | Sale | 22,264 | 57.2777 USD | ||||
| ORD | Sale | 22,500 | 57.7381 USD | ||||
| ORD | Sale | 22,891 | 57.0961 USD | ||||
| ORD | Sale | 25,800 | 57.4961 USD | ||||
| ORD | Sale | 28,000 | 57.6603 USD | ||||
| ORD | Sale | 30,455 | 57.3746 USD | ||||
| ORD | Sale | 32,166 | 57.4336 USD | ||||
| ORD | Sale | 32,256 | 57.5246 USD | ||||
| ORD | Sale | 33,269 | 57.5656 USD | ||||
| ORD | Sale | 36,101 | 57.7685 USD | ||||
| ORD | Sale | 38,924 | 57.3384 USD | ||||
| ORD | Sale | 43,722 | 57.7696 USD | ||||
| ORD | Sale | 49,940 | 57.3157 USD | ||||
| ORD | Sale | 78,200 | 57.5285 USD | ||||
| ORD | Sale | 91,486 | 57.6449 USD | ||||
| ORD | Sale | 100,799 | 57.3841 USD | ||||
| ORD | Sale | 163,080 | 57.2794 USD | ||||
| ORD | Sale | 529,377 | 57.5571 USD | ||||
| ORD | Sale | 2,571,485 | 57.8500 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,300 | 55 USD | American | 20 Feb 2015 | 4.5830 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 57.5 USD | American | 17 Jan 2015 | 2.3500 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 60 USD | American | 22 Nov 2014 | 0.8000 USD | ||||||||
| ORD | Call Options | Purchasing | 4,200 | 60 USD | American | 17 Jan 2015 | 1.5671 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 62.5 USD | American | 22 Nov 2014 | 0.3000 USD | ||||||||
| ORD | Call Options | Purchasing | 400 | 62.5 USD | American | 22 Nov 2014 | 0.5125 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 62.5 USD | American | 22 Nov 2014 | 0.5500 USD | ||||||||
| ORD | Call Options | Selling | 33,100 | 52.5 USD | American | 22 Nov 2014 | 5.6000 USD | ||||||||
| ORD | Call Options | Selling | 184,500 | 57.5 USD | American | 20 Sep 2014 | 0.6000 USD | ||||||||
| ORD | Call Options | Selling | 11,000 | 57.5 USD | American | 20 Sep 2014 | 0.6250 USD | ||||||||
| ORD | Call Options | Selling | 6,700 | 57.5 USD | American | 18 Oct 2014 | 1.3611 USD | ||||||||
| ORD | Call Options | Selling | 400 | 57.5 USD | American | 22 Nov 2014 | 2.0900 USD | ||||||||
| ORD | Call Options | Selling | 500 | 57.5 USD | American | 17 Jan 2015 | 2.9300 USD | ||||||||
| ORD | Call Options | Selling | 2,300 | 60 USD | American | 20 Sep 2014 | 0.1000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 60 USD | American | 17 Jan 2015 | 1.7200 USD | ||||||||
| ORD | Call Options | Selling | 300 | 62.5 USD | American | 20 Feb 2015 | 1.4700 USD | ||||||||
| ORD | Call Options | Selling | 1,000 | 65 USD | American | 20 Feb 2015 | 0.7980 USD | ||||||||
| ORD | Put Options | Purchasing | 600 | 52.5 USD | American | 22 Nov 2014 | 0.8000 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 55 USD | American | 17 Jan 2015 | 2.2400 USD | ||||||||
| ORD | Put Options | Selling | 1,100 | 52.5 USD | American | 22 Nov 2014 | 0.8000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 52.5 USD | American | 17 Jan 2015 | 1.5200 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 12 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 45.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -5,900 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -218,800 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -619,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -197,800 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -325,400 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 28,800 | 47.5000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,500 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 31,100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 2,800 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 32.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,500 | 50.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 16,100 | 52.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 127,600 | 55.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,100 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 22,600 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 428,700 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,900 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 20,000 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,400 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 72,700 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,100 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -26,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -113,200 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -197,200 | 57.5000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -6,300 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -190,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,300 | 60.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -52,200 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -47,900 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -12,100 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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