4th Nov 2019 12:44
Ap19
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,418,475 | 0.16% | 3,883,965 | 0.26% | ||
(2) | Derivatives (other than options): | ||||
1,574,472 | 0.11% | 0 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,494,900 | 0.17% | 1,260,200 | 0.09% | |
| TOTAL: | |||||
6,487,847 | 0.44% | 5,144,165 | 0.35% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 44 | 79.6700 USD |
| Purchase | 50 | 78.3100 USD |
| Purchase | 60 | 78.4100 USD |
| Purchase | 100 | 78.2100 USD |
| Purchase | 100 | 78.3000 USD |
| Purchase | 100 | 78.1250 USD |
| Purchase | 100 | 78.4200 USD |
| Purchase | 100 | 78.2200 USD |
| Purchase | 100 | 79.6000 USD |
| Purchase | 199 | 78.2301 USD |
| Purchase | 200 | 79.5850 USD |
| Purchase | 200 | 79.5750 USD |
| Purchase | 200 | 79.5650 USD |
| Purchase | 200 | 78.2175 USD |
| Purchase | 200 | 78.2650 USD |
| Purchase | 201 | 79.5952 USD |
| Purchase | 297 | 78.4103 USD |
| Purchase | 300 | 78.2083 USD |
| Purchase | 399 | 79.6474 USD |
| Purchase | 400 | 78.3037 USD |
| Purchase | 400 | 78.2500 USD |
| Purchase | 400 | 78.7725 USD |
| Purchase | 404 | 78.6064 USD |
| Purchase | 426 | 79.5848 USD |
| Purchase | 429 | 79.1032 USD |
| Purchase | 431 | 78.2371 USD |
| Purchase | 500 | 78.2290 USD |
| Purchase | 613 | 78.2098 USD |
| Purchase | 698 | 78.3610 USD |
| Purchase | 800 | 78.3768 USD |
| Purchase | 800 | 78.2912 USD |
| Purchase | 900 | 79.6094 USD |
| Purchase | 900 | 78.2261 USD |
| Purchase | 990 | 78.1986 USD |
| Purchase | 1,000 | 79.6207 USD |
| Purchase | 1,178 | 78.2506 USD |
| Purchase | 1,186 | 78.2376 USD |
| Purchase | 1,300 | 79.6376 USD |
| Purchase | 1,694 | 79.6796 USD |
| Purchase | 1,800 | 78.9201 USD |
| Purchase | 2,000 | 78.2190 USD |
| Purchase | 3,400 | 79.1150 USD |
| Purchase | 3,740 | 79.0061 USD |
| Purchase | 3,855 | 79.3882 USD |
| Purchase | 4,382 | 79.2640 USD |
| Purchase | 4,755 | 78.7554 USD |
| Purchase | 5,243 | 78.2242 USD |
| Purchase | 5,844 | 79.3471 USD |
| Purchase | 6,567 | 78.9910 USD |
| Purchase | 7,071 | 79.1838 USD |
| Purchase | 7,421 | 78.9575 USD |
| Purchase | 8,059 | 78.3593 USD |
| Purchase | 9,296 | 79.0789 USD |
| Purchase | 14,802 | 79.6600 USD |
| Purchase | 15,656 | 79.1190 USD |
| Purchase | 17,996 | 78.6869 USD |
| Purchase | 18,513 | 79.3090 USD |
| Purchase | 18,770 | 79.2371 USD |
| Purchase | 19,200 | 79.1900 USD |
| Purchase | 30,800 | 79.1627 USD |
| Purchase | 38,492 | 78.4700 USD |
| Purchase | 52,662 | 79.4620 USD |
| Purchase | 88,711 | 79.6562 USD |
| Purchase | 114,115 | 79.2287 USD |
| Sale | 50 | 78.3100 USD |
| Sale | 95 | 79.3800 USD |
| Sale | 100 | 78.2900 USD |
| Sale | 100 | 78.2000 USD |
| Sale | 100 | 79.3500 USD |
| Sale | 100 | 79.5100 USD |
| Sale | 100 | 79.6200 USD |
| Sale | 100 | 79.5650 USD |
| Sale | 100 | 79.5600 USD |
| Sale | 150 | 78.2866 USD |
| Sale | 172 | 79.6700 USD |
| Sale | 175 | 79.5800 USD |
| Sale | 200 | 78.2500 USD |
| Sale | 200 | 79.0725 USD |
| Sale | 200 | 79.4750 USD |
| Sale | 200 | 79.5450 USD |
| Sale | 200 | 79.6250 USD |
| Sale | 200 | 79.6650 USD |
| Sale | 200 | 79.7000 USD |
| Sale | 207 | 79.3394 USD |
| Sale | 300 | 79.6050 USD |
| Sale | 300 | 79.5583 USD |
| Sale | 300 | 79.6150 USD |
| Sale | 300 | 79.6066 USD |
| Sale | 368 | 79.3052 USD |
| Sale | 400 | 79.6206 USD |
| Sale | 400 | 79.5550 USD |
| Sale | 500 | 79.5760 USD |
| Sale | 600 | 79.5700 USD |
| Sale | 847 | 79.6796 USD |
| Sale | 848 | 79.4210 USD |
| Sale | 858 | 79.4469 USD |
| Sale | 865 | 79.1002 USD |
| Sale | 900 | 79.1488 USD |
| Sale | 900 | 79.6213 USD |
| Sale | 1,140 | 79.4691 USD |
| Sale | 1,386 | 79.6346 USD |
| Sale | 1,400 | 79.2928 USD |
| Sale | 1,400 | 79.5585 USD |
| Sale | 1,463 | 79.2249 USD |
| Sale | 1,480 | 79.2572 USD |
| Sale | 1,584 | 79.4985 USD |
| Sale | 1,799 | 79.4561 USD |
| Sale | 2,035 | 79.2382 USD |
| Sale | 2,290 | 79.2093 USD |
| Sale | 2,300 | 79.2797 USD |
| Sale | 2,352 | 79.5192 USD |
| Sale | 2,368 | 79.4598 USD |
| Sale | 2,602 | 79.4810 USD |
| Sale | 2,789 | 78.1403 USD |
| Sale | 3,044 | 79.6248 USD |
| Sale | 3,100 | 79.5928 USD |
| Sale | 3,169 | 79.4385 USD |
| Sale | 3,700 | 79.4004 USD |
| Sale | 5,556 | 79.1953 USD |
| Sale | 6,048 | 79.2065 USD |
| Sale | 7,518 | 79.3415 USD |
| Sale | 7,672 | 79.0364 USD |
| Sale | 7,971 | 79.2780 USD |
| Sale | 8,892 | 79.3405 USD |
| Sale | 9,989 | 79.3879 USD |
| Sale | 10,486 | 78.2242 USD |
| Sale | 12,900 | 79.3168 USD |
| Sale | 12,954 | 79.2871 USD |
| Sale | 13,300 | 79.1709 USD |
| Sale | 15,285 | 79.0778 USD |
| Sale | 18,400 | 79.1693 USD |
| Sale | 23,239 | 78.7889 USD |
| Sale | 25,700 | 79.1396 USD |
| Sale | 27,378 | 78.7847 USD |
| Sale | 41,792 | 79.0828 USD |
| Sale | 102,714 | 79.3182 USD |
| Sale | 108,937 | 79.6600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 1,000 | 77 USD | American | 1 Nov 2019 | 2.8670 USD |
| Call Option | Purchasing | 300 | 78 USD | American | 1 Nov 2019 | 1.8700 USD |
| Call Option | Purchasing | 600 | 78 USD | American | 1 Nov 2019 | 2.7166 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 8 Nov 2019 | 2.4200 USD |
| Call Option | Purchasing | 1,600 | 79 USD | American | 1 Nov 2019 | 1.5775 USD |
| Call Option | Purchasing | 4,900 | 80 USD | American | 1 Nov 2019 | 1.0987 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 15 Nov 2019 | 1.6500 USD |
| Call Option | Purchasing | 200 | 84 USD | American | 1 Nov 2019 | 0.1500 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 15 Nov 2019 | 0.2100 USD |
| Call Option | Selling | 200 | 78 USD | American | 15 Nov 2019 | 2.2400 USD |
| Call Option | Selling | 600 | 79 USD | American | 1 Nov 2019 | 1.3800 USD |
| Call Option | Selling | 100 | 80 USD | American | 8 Nov 2019 | 1.3200 USD |
| Call Option | Selling | 200 | 80 USD | American | 15 Nov 2019 | 1.1800 USD |
| Put Option | Purchasing | 500 | 77 USD | American | 1 Nov 2019 | 0.7500 USD |
| Put Option | Purchasing | 1,000 | 77 USD | American | 1 Nov 2019 | 0.8600 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 1 Nov 2019 | 1.0900 USD |
| Put Option | Selling | 100 | 75 USD | American | 1 Nov 2019 | 0.2100 USD |
| Put Option | Selling | 1,200 | 75 USD | American | 19 Jun 2020 | 5.5000 USD |
| Put Option | Selling | 100 | 78 USD | American | 8 Nov 2019 | 1.1600 USD |
| Put Option | Selling | 100 | 79 USD | American | 1 Nov 2019 | 1.4300 USD |
| Put Option | Selling | 200 | 80 USD | American | 1 Nov 2019 | 1.8150 USD |
| Put Option | Selling | 6,000 | 83 USD | American | 8 Nov 2019 | 4.6000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option |
|
| |||
or derivative |
|
| |||
relates |
|
| |||
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,800 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 74.5000 | American | Nov 1, 2019 |
| Put Options | Written | 1,400 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,100 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,900 | 73.0000 | American | Nov 15, 2019 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,000 | 80.0000 | American | Nov 1, 2019 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 81.5000 | American | Nov 8, 2019 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 74.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 79.0000 | American | Nov 8, 2019 |
| Put Options | Written | 100 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 5,200 | 79.0000 | American | Nov 1, 2019 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,700 | 81.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -500 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -5,000 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 80.0000 | American | Nov 8, 2019 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -600 | 76.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,200 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 111,900 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,900 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,400 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 78.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -17,200 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 69.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 84.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 32,000 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,000 | 77.5000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 77.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Written | -100 | 84.0000 | American | Nov 8, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 72.0000 | American | Nov 15, 2019 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 77.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,400 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 73.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 85.0000 | American | Nov 22, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Put Options | Written | 26,400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 80.0000 | American | Nov 1, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,000 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 78.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| UNKNOWN | -250,000 |
| Jan 17, 2020 | ||
| Call Options | Purchased | 100 | 83.0000 | American | Nov 15, 2019 |
| Put Options | Written | 14,900 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,500 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 78.0000 | American | Nov 1, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -11,800 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 74.0000 | American | Nov 1, 2019 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 800 | 81.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 500 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,400 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 14,800 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,900 | 78.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 82.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Put Options | Written | 700 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 78.5000 | American | Nov 8, 2019 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -12,800 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 79.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,800 | 72.5000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191104005441/en/
Copyright Business Wire 2019
Related Shares:
Barclays