11th Jan 2021 13:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | SIGNATURE AVIATION PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 08 January 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 37p ordinary | ||||
| Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 8,625,191 | 1.04% | 3,078,490 | 0.37% | |
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(2) | Cash-settled derivatives: |
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1,710,177 | 0.21% | 6,848,563 | 0.83% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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| TOTAL: | 10,335,368 | 1.25% | 9,927,053 | 1.20% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security |
| securities |
|
| 37p ordinary | Purchase | 115 | 4.0029 GBP |
| 37p ordinary | Purchase | 132 | 4.0200 GBP |
| 37p ordinary | Purchase | 398 | 4.0790 GBP |
| 37p ordinary | Purchase | 402 | 4.0160 GBP |
| 37p ordinary | Purchase | 416 | 4.0737 GBP |
| 37p ordinary | Purchase | 711 | 3.9830 GBP |
| 37p ordinary | Purchase | 1,723 | 3.9850 GBP |
| 37p ordinary | Purchase | 2,691 | 4.0570 GBP |
| 37p ordinary | Purchase | 2,826 | 4.0963 GBP |
| 37p ordinary | Purchase | 2,905 | 4.0047 GBP |
| 37p ordinary | Purchase | 5,996 | 3.9844 GBP |
| 37p ordinary | Purchase | 7,265 | 4.0114 GBP |
| 37p ordinary | Purchase | 7,650 | 3.9832 GBP |
| 37p ordinary | Purchase | 8,789 | 3.9785 GBP |
| 37p ordinary | Purchase | 15,265 | 4.0054 GBP |
| 37p ordinary | Purchase | 24,520 | 4.0423 GBP |
| 37p ordinary | Purchase | 47,100 | 4.0295 GBP |
| 37p ordinary | Purchase | 208,585 | 4.0600 GBP |
| 37p ordinary | Purchase | 285,024 | 4.0557 GBP |
| 37p ordinary | Purchase | 360,221 | 4.0008 GBP |
| 37p ordinary | Sale | 17 | 4.0290 GBP |
| 37p ordinary | Sale | 223 | 4.0133 GBP |
| 37p ordinary | Sale | 228 | 4.0590 GBP |
| 37p ordinary | Sale | 460 | 4.0690 GBP |
| 37p ordinary | Sale | 796 | 4.0536 GBP |
| 37p ordinary | Sale | 953 | 4.0542 GBP |
| 37p ordinary | Sale | 997 | 4.0758 GBP |
| 37p ordinary | Sale | 1,666 | 4.0704 GBP |
| 37p ordinary | Sale | 1,836 | 4.0733 GBP |
| 37p ordinary | Sale | 2,420 | 4.0794 GBP |
| 37p ordinary | Sale | 2,975 | 4.0726 GBP |
| 37p ordinary | Sale | 3,550 | 4.0141 GBP |
| 37p ordinary | Sale | 3,660 | 4.0638 GBP |
| 37p ordinary | Sale | 4,091 | 4.0406 GBP |
| 37p ordinary | Sale | 4,480 | 4.0795 GBP |
| 37p ordinary | Sale | 5,420 | 4.0575 GBP |
| 37p ordinary | Sale | 9,151 | 4.0760 GBP |
| 37p ordinary | Sale | 10,231 | 4.0567 GBP |
| 37p ordinary | Sale | 11,455 | 4.0310 GBP |
| 37p ordinary | Sale | 12,715 | 4.0722 GBP |
| 37p ordinary | Sale | 13,076 | 4.0597 GBP |
| 37p ordinary | Sale | 13,221 | 4.0094 GBP |
| 37p ordinary | Sale | 14,769 | 4.0602 GBP |
| 37p ordinary | Sale | 15,258 | 4.0725 GBP |
| 37p ordinary | Sale | 16,806 | 4.0732 GBP |
| 37p ordinary | Sale | 17,743 | 4.0900 GBP |
| 37p ordinary | Sale | 20,328 | 4.0683 GBP |
| 37p ordinary | Sale | 36,807 | 4.0580 GBP |
| 37p ordinary | Sale | 43,304 | 4.0743 GBP |
| 37p ordinary | Sale | 64,840 | 4.0649 GBP |
| 37p ordinary | Sale | 67,014 | 4.0675 GBP |
| 37p ordinary | Sale | 78,166 | 4.0600 GBP |
| 37p ordinary | Sale | 91,820 | 4.0645 GBP |
| 37p ordinary | Sale | 100,567 | 4.0532 GBP |
| 37p ordinary | Sale | 119,814 | 4.0671 GBP |
| 37p ordinary | Sale | 138,153 | 4.0480 GBP |
| 37p ordinary | Sale | 280,000 | 4.0003 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description |
| reference | unit |
| security |
|
| securities |
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| 37p ordinary | SWAP | Long | 223 | 4.0132 GBP |
| 37p ordinary | CFD | Long | 1,728 | 3.9991 GBP |
| 37p ordinary | CFD | Long | 2,282 | 3.9714 GBP |
| 37p ordinary | SWAP | Long | 4,455 | 4.0439 GBP |
| 37p ordinary | SWAP | Long | 5,612 | 4.0597 GBP |
| 37p ordinary | SWAP | Long | 6,743 | 4.0600 GBP |
| 37p ordinary | SWAP | Long | 7,122 | 4.0545 GBP |
| 37p ordinary | CFD | Long | 51,344 | 4.0600 GBP |
| 37p ordinary | SWAP | Long | 74,920 | 4.0538 GBP |
| 37p ordinary | SWAP | Long | 77,994 | 4.0633 GBP |
| 37p ordinary | SWAP | Short | 115 | 4.0029 GBP |
| 37p ordinary | SWAP | Short | 182 | 4.0613 GBP |
| 37p ordinary | CFD | Short | 1,603 | 4.0719 GBP |
| 37p ordinary | SWAP | Short | 1,993 | 4.0423 GBP |
| 37p ordinary | CFD | Short | 4,606 | 4.0600 GBP |
| 37p ordinary | CFD | Short | 11,760 | 4.0793 GBP |
| 37p ordinary | SWAP | Short | 55,338 | 4.0512 GBP |
| 37p ordinary | SWAP | Short | 82,550 | 4.0539 GBP |
| 37p ordinary | SWAP | Short | 140,380 | 4.0520 GBP |
| 37p ordinary | SWAP | Short | 143,049 | 4.0600 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 11 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210111005645/en/
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