9th Feb 2022 16:36
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 07 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,284,799 | 0.22% | 618,880 | 0.11% | ||
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(2) | Cash-settled derivatives: |
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343,720 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,628,519 | 0.28% | 2,129,430 | 0.37% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
| security |
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| securities |
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| |
| Convertible Bond | Purchase | 18,000 | 136.9375 USD | ||||
| Convertible Bond | Sale | 18,000 | 136.9375 USD | ||||
| USD 0.01 common | Purchase | 33 | 27.4750 USD | ||||
| USD 0.01 common | Purchase | 65 | 28.2353 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.3350 USD | ||||
| USD 0.01 common | Purchase | 100 | 27.5500 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.3300 USD | ||||
| USD 0.01 common | Purchase | 109 | 24.1200 EUR | ||||
| USD 0.01 common | Purchase | 163 | 27.8029 USD | ||||
| USD 0.01 common | Purchase | 175 | 28.2946 USD | ||||
| USD 0.01 common | Purchase | 191 | 28.2895 USD | ||||
| USD 0.01 common | Purchase | 200 | 27.5400 USD | ||||
| USD 0.01 common | Purchase | 200 | 28.3275 USD | ||||
| USD 0.01 common | Purchase | 204 | 27.4904 USD | ||||
| USD 0.01 common | Purchase | 242 | 27.6247 USD | ||||
| USD 0.01 common | Purchase | 264 | 27.5215 USD | ||||
| USD 0.01 common | Purchase | 300 | 27.5833 USD | ||||
| USD 0.01 common | Purchase | 300 | 27.8900 USD | ||||
| USD 0.01 common | Purchase | 314 | 28.3054 USD | ||||
| USD 0.01 common | Purchase | 335 | 28.1690 USD | ||||
| USD 0.01 common | Purchase | 348 | 28.2040 USD | ||||
| USD 0.01 common | Purchase | 370 | 27.8662 USD | ||||
| USD 0.01 common | Purchase | 376 | 28.3033 USD | ||||
| USD 0.01 common | Purchase | 439 | 28.3238 USD | ||||
| USD 0.01 common | Purchase | 500 | 27.5900 USD | ||||
| USD 0.01 common | Purchase | 500 | 27.5560 USD | ||||
| USD 0.01 common | Purchase | 548 | 28.3336 USD | ||||
| USD 0.01 common | Purchase | 600 | 28.3266 USD | ||||
| USD 0.01 common | Purchase | 610 | 27.7853 USD | ||||
| USD 0.01 common | Purchase | 645 | 28.1827 USD | ||||
| USD 0.01 common | Purchase | 700 | 27.6435 USD | ||||
| USD 0.01 common | Purchase | 700 | 27.5214 USD | ||||
| USD 0.01 common | Purchase | 748 | 27.9254 USD | ||||
| USD 0.01 common | Purchase | 800 | 27.5962 USD | ||||
| USD 0.01 common | Purchase | 800 | 27.8000 USD | ||||
| USD 0.01 common | Purchase | 800 | 27.8490 USD | ||||
| USD 0.01 common | Purchase | 907 | 27.5362 USD | ||||
| USD 0.01 common | Purchase | 920 | 27.5530 USD | ||||
| USD 0.01 common | Purchase | 973 | 28.3224 USD | ||||
| USD 0.01 common | Purchase | 1,103 | 27.5862 USD | ||||
| USD 0.01 common | Purchase | 1,105 | 28.3180 USD | ||||
| USD 0.01 common | Purchase | 1,300 | 27.7753 USD | ||||
| USD 0.01 common | Purchase | 1,300 | 27.5238 USD | ||||
| USD 0.01 common | Purchase | 1,300 | 28.2900 USD | ||||
| USD 0.01 common | Purchase | 1,415 | 27.5354 USD | ||||
| USD 0.01 common | Purchase | 1,528 | 27.5807 USD | ||||
| USD 0.01 common | Purchase | 1,528 | 27.8591 USD | ||||
| USD 0.01 common | Purchase | 1,888 | 27.5326 USD | ||||
| USD 0.01 common | Purchase | 2,400 | 27.8879 USD | ||||
| USD 0.01 common | Purchase | 2,555 | 27.5549 USD | ||||
| USD 0.01 common | Purchase | 2,600 | 27.7540 USD | ||||
| USD 0.01 common | Purchase | 3,746 | 27.8293 USD | ||||
| USD 0.01 common | Purchase | 4,133 | 27.7788 USD | ||||
| USD 0.01 common | Purchase | 4,888 | 27.5730 USD | ||||
| USD 0.01 common | Purchase | 5,230 | 27.5522 USD | ||||
| USD 0.01 common | Purchase | 5,270 | 28.1471 USD | ||||
| USD 0.01 common | Purchase | 6,040 | 27.6514 USD | ||||
| USD 0.01 common | Purchase | 6,079 | 27.8208 USD | ||||
| USD 0.01 common | Purchase | 6,884 | 28.2993 USD | ||||
| USD 0.01 common | Purchase | 6,947 | 27.7744 USD | ||||
| USD 0.01 common | Purchase | 8,358 | 28.3000 USD | ||||
| USD 0.01 common | Purchase | 8,439 | 28.2998 USD | ||||
| USD 0.01 common | Purchase | 11,621 | 27.9040 USD | ||||
| USD 0.01 common | Purchase | 13,356 | 27.8463 USD | ||||
| USD 0.01 common | Purchase | 14,277 | 27.8122 USD | ||||
| USD 0.01 common | Purchase | 14,414 | 27.5602 USD | ||||
| USD 0.01 common | Purchase | 20,882 | 27.8248 USD | ||||
| USD 0.01 common | Purchase | 25,762 | 27.7921 USD | ||||
| USD 0.01 common | Purchase | 26,694 | 28.1114 USD | ||||
| USD 0.01 common | Purchase | 34,414 | 28.1927 USD | ||||
| USD 0.01 common | Purchase | 45,764 | 27.7988 USD | ||||
| USD 0.01 common | Purchase | 148,402 | 27.6581 USD | ||||
| USD 0.01 common | Purchase | 247,110 | 28.2214 USD | ||||
| USD 0.01 common | Sale | 33 | 27.4750 USD | ||||
| USD 0.01 common | Sale | 33 | 27.5200 USD | ||||
| USD 0.01 common | Sale | 100 | 27.9150 USD | ||||
| USD 0.01 common | Sale | 100 | 28.3300 USD | ||||
| USD 0.01 common | Sale | 100 | 27.9050 USD | ||||
| USD 0.01 common | Sale | 100 | 28.2200 USD | ||||
| USD 0.01 common | Sale | 100 | 27.6300 USD | ||||
| USD 0.01 common | Sale | 100 | 27.5400 USD | ||||
| USD 0.01 common | Sale | 108 | 27.5103 USD | ||||
| USD 0.01 common | Sale | 109 | 24.1200 EUR | ||||
| USD 0.01 common | Sale | 181 | 28.2310 USD | ||||
| USD 0.01 common | Sale | 197 | 27.5771 USD | ||||
| USD 0.01 common | Sale | 200 | 28.2500 USD | ||||
| USD 0.01 common | Sale | 200 | 27.7500 USD | ||||
| USD 0.01 common | Sale | 200 | 27.9200 USD | ||||
| USD 0.01 common | Sale | 205 | 27.9268 USD | ||||
| USD 0.01 common | Sale | 211 | 27.7268 USD | ||||
| USD 0.01 common | Sale | 244 | 28.3968 USD | ||||
| USD 0.01 common | Sale | 300 | 28.2300 USD | ||||
| USD 0.01 common | Sale | 300 | 27.6283 USD | ||||
| USD 0.01 common | Sale | 300 | 27.7833 USD | ||||
| USD 0.01 common | Sale | 300 | 27.7466 USD | ||||
| USD 0.01 common | Sale | 302 | 28.2399 USD | ||||
| USD 0.01 common | Sale | 341 | 27.7672 USD | ||||
| USD 0.01 common | Sale | 400 | 28.2350 USD | ||||
| USD 0.01 common | Sale | 415 | 27.6000 USD | ||||
| USD 0.01 common | Sale | 488 | 27.6538 USD | ||||
| USD 0.01 common | Sale | 500 | 27.7360 USD | ||||
| USD 0.01 common | Sale | 584 | 27.9521 USD | ||||
| USD 0.01 common | Sale | 593 | 28.0106 USD | ||||
| USD 0.01 common | Sale | 596 | 28.0797 USD | ||||
| USD 0.01 common | Sale | 620 | 28.0191 USD | ||||
| USD 0.01 common | Sale | 621 | 28.2848 USD | ||||
| USD 0.01 common | Sale | 642 | 27.8389 USD | ||||
| USD 0.01 common | Sale | 660 | 28.0290 USD | ||||
| USD 0.01 common | Sale | 696 | 27.7112 USD | ||||
| USD 0.01 common | Sale | 700 | 27.4400 USD | ||||
| USD 0.01 common | Sale | 800 | 28.2400 USD | ||||
| USD 0.01 common | Sale | 800 | 27.6268 USD | ||||
| USD 0.01 common | Sale | 800 | 27.8490 USD | ||||
| USD 0.01 common | Sale | 881 | 27.6694 USD | ||||
| USD 0.01 common | Sale | 1,022 | 27.5898 USD | ||||
| USD 0.01 common | Sale | 1,075 | 27.9647 USD | ||||
| USD 0.01 common | Sale | 1,110 | 28.1084 USD | ||||
| USD 0.01 common | Sale | 1,164 | 27.8394 USD | ||||
| USD 0.01 common | Sale | 1,183 | 28.1800 USD | ||||
| USD 0.01 common | Sale | 1,300 | 28.2900 USD | ||||
| USD 0.01 common | Sale | 1,302 | 28.0683 USD | ||||
| USD 0.01 common | Sale | 1,617 | 28.2361 USD | ||||
| USD 0.01 common | Sale | 1,887 | 28.3285 USD | ||||
| USD 0.01 common | Sale | 2,545 | 27.7414 USD | ||||
| USD 0.01 common | Sale | 3,608 | 27.8594 USD | ||||
| USD 0.01 common | Sale | 3,833 | 27.6487 USD | ||||
| USD 0.01 common | Sale | 5,864 | 28.2992 USD | ||||
| USD 0.01 common | Sale | 5,917 | 28.1946 USD | ||||
| USD 0.01 common | Sale | 6,103 | 28.3064 USD | ||||
| USD 0.01 common | Sale | 13,748 | 28.3000 USD | ||||
| USD 0.01 common | Sale | 17,505 | 27.9705 USD | ||||
| USD 0.01 common | Sale | 17,532 | 28.1781 USD | ||||
| USD 0.01 common | Sale | 18,124 | 27.5821 USD | ||||
| USD 0.01 common | Sale | 21,970 | 27.5532 USD | ||||
| USD 0.01 common | Sale | 26,306 | 28.2274 USD | ||||
| USD 0.01 common | Sale | 26,933 | 27.8581 USD | ||||
| USD 0.01 common | Sale | 29,590 | 28.2060 USD | ||||
| USD 0.01 common | Sale | 32,940 | 28.1288 USD | ||||
| USD 0.01 common | Sale | 54,686 | 28.2765 USD | ||||
| USD 0.01 common | Sale | 111,334 | 27.5176 USD | ||||
| USD 0.01 common | Sale | 156,816 | 28.2064 USD | ||||
| USD 0.01 common | Sale | 248,604 | 27.8110 USD | ||||
| NB: The below transactions which were previously disclosed have been cancelled | |||||||
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.01 common | Sale | 124,302 | 27.8110 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 9 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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