3rd Sep 2019 16:43
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 August 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,601,328 | 0.18% | 3,168,189 | 0.21% | ||
|
|
|
|
|
|
(2) | Derivatives (other than options): | ||||
2,399,681 | 0.16% | 25,396 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,022,700 | 0.14% | 1,398,800 | 0.09% | |
| TOTAL: | |||||
7,023,709 | 0.48% | 4,592,385 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 7 | 66.4200 USD |
| Purchase | 11 | 66.4100 USD |
| Purchase | 31 | 66.2000 USD |
| Purchase | 31 | 66.0500 USD |
| Purchase | 71 | 65.6311 USD |
| Purchase | 100 | 65.5500 USD |
| Purchase | 100 | 66.1000 USD |
| Purchase | 100 | 65.6500 USD |
| Purchase | 100 | 65.5900 USD |
| Purchase | 131 | 65.6381 USD |
| Purchase | 140 | 65.7754 USD |
| Purchase | 180 | 66.3400 USD |
| Purchase | 200 | 65.6950 USD |
| Purchase | 200 | 65.6150 USD |
| Purchase | 263 | 65.8474 USD |
| Purchase | 300 | 65.6800 USD |
| Purchase | 300 | 65.5466 USD |
| Purchase | 300 | 65.5975 USD |
| Purchase | 304 | 65.5642 USD |
| Purchase | 400 | 65.5300 USD |
| Purchase | 413 | 65.7059 USD |
| Purchase | 500 | 65.6200 USD |
| Purchase | 500 | 65.6420 USD |
| Purchase | 500 | 65.9120 USD |
| Purchase | 500 | 65.6730 USD |
| Purchase | 559 | 65.6765 USD |
| Purchase | 699 | 65.6271 USD |
| Purchase | 700 | 65.8500 USD |
| Purchase | 900 | 65.9033 USD |
| Purchase | 900 | 65.8766 USD |
| Purchase | 904 | 65.5738 USD |
| Purchase | 944 | 65.6315 USD |
| Purchase | 1,200 | 65.7350 USD |
| Purchase | 1,200 | 65.8016 USD |
| Purchase | 1,306 | 65.5419 USD |
| Purchase | 1,377 | 65.6862 USD |
| Purchase | 1,434 | 65.6240 USD |
| Purchase | 1,591 | 65.5989 USD |
| Purchase | 1,657 | 65.5676 USD |
| Purchase | 2,800 | 65.7457 USD |
| Purchase | 3,230 | 65.6545 USD |
| Purchase | 4,001 | 65.6472 USD |
| Purchase | 4,648 | 65.6818 USD |
| Purchase | 4,839 | 65.8973 USD |
| Purchase | 4,844 | 65.7106 USD |
| Purchase | 5,461 | 65.5979 USD |
| Purchase | 7,059 | 65.7489 USD |
| Purchase | 7,097 | 65.8995 USD |
| Purchase | 7,483 | 65.7589 USD |
| Purchase | 8,800 | 65.7379 USD |
| Purchase | 8,983 | 65.7017 USD |
| Purchase | 11,301 | 65.6633 USD |
| Purchase | 20,200 | 65.8636 USD |
| Purchase | 21,316 | 65.7394 USD |
| Purchase | 22,441 | 65.7400 USD |
| Purchase | 24,795 | 65.7583 USD |
| Purchase | 27,783 | 65.8598 USD |
| Purchase | 29,323 | 65.8295 USD |
| Purchase | 31,000 | 65.8390 USD |
| Purchase | 33,719 | 65.9759 USD |
| Purchase | 43,679 | 65.9095 USD |
| Sale | 2 | 66.3100 USD |
| Sale | 8 | 66.0850 USD |
| Sale | 8 | 66.2200 USD |
| Sale | 16 | 65.9500 USD |
| Sale | 31 | 66.2000 USD |
| Sale | 40 | 66.1950 USD |
| Sale | 44 | 65.9363 USD |
| Sale | 48 | 65.8900 USD |
| Sale | 52 | 65.9000 USD |
| Sale | 68 | 66.0685 USD |
| Sale | 70 | 65.7700 USD |
| Sale | 100 | 65.5900 USD |
| Sale | 100 | 65.7800 USD |
| Sale | 100 | 65.9350 USD |
| Sale | 100 | 65.8600 USD |
| Sale | 100 | 65.8500 USD |
| Sale | 100 | 66.1000 USD |
| Sale | 100 | 66.1300 USD |
| Sale | 110 | 65.8080 USD |
| Sale | 149 | 65.7974 USD |
| Sale | 177 | 65.8366 USD |
| Sale | 200 | 65.6450 USD |
| Sale | 200 | 65.7650 USD |
| Sale | 200 | 65.8150 USD |
| Sale | 200 | 65.9250 USD |
| Sale | 200 | 65.6025 USD |
| Sale | 200 | 65.9950 USD |
| Sale | 236 | 65.6943 USD |
| Sale | 264 | 65.9811 USD |
| Sale | 280 | 66.1792 USD |
| Sale | 287 | 65.6100 USD |
| Sale | 300 | 65.6033 USD |
| Sale | 300 | 65.6116 USD |
| Sale | 321 | 65.7706 USD |
| Sale | 364 | 65.6353 USD |
| Sale | 383 | 65.9969 USD |
| Sale | 400 | 65.8887 USD |
| Sale | 400 | 66.2175 USD |
| Sale | 400 | 65.7862 USD |
| Sale | 462 | 65.6729 USD |
| Sale | 500 | 66.0400 USD |
| Sale | 500 | 65.8400 USD |
| Sale | 500 | 65.6050 USD |
| Sale | 531 | 65.6174 USD |
| Sale | 570 | 65.8405 USD |
| Sale | 600 | 65.9325 USD |
| Sale | 600 | 65.6000 USD |
| Sale | 700 | 65.7921 USD |
| Sale | 1,000 | 65.5920 USD |
| Sale | 1,499 | 65.8946 USD |
| Sale | 1,717 | 66.1836 USD |
| Sale | 1,800 | 65.9747 USD |
| Sale | 1,927 | 65.8484 USD |
| Sale | 2,900 | 65.6127 USD |
| Sale | 3,400 | 65.6835 USD |
| Sale | 4,195 | 66.0975 USD |
| Sale | 4,901 | 65.7551 USD |
| Sale | 7,710 | 66.0251 USD |
| Sale | 9,700 | 65.8218 USD |
| Sale | 12,300 | 65.8120 USD |
| Sale | 12,925 | 65.6506 USD |
| Sale | 17,496 | 65.5611 USD |
| Sale | 17,500 | 65.8493 USD |
| Sale | 19,800 | 65.8294 USD |
| Sale | 21,074 | 65.9465 USD |
| Sale | 23,084 | 65.7400 USD |
| Sale | 43,980 | 65.9095 USD |
| Sale | 50,688 | 65.7919 USD |
| Sale | 88,395 | 65.7810 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 34,500 | 66 USD | American | 20 Sep 2019 | 1.3893 USD |
| Call Option | Purchasing | 500 | 68 USD | American | 6 Sep 2019 | 0.1880 USD |
| Call Option | Selling | 200 | 57 USD | American | 13 Sep 2019 | 8.9000 USD |
| Call Option | Selling | 200 | 65 USD | American | 30 Aug 2019 | 0.6300 USD |
| Call Option | Selling | 600 | 65 USD | American | 20 Sep 2019 | 2.5000 USD |
| Call Option | Selling | 200 | 66 USD | American | 30 Aug 2019 | 0.1600 USD |
| Call Option | Selling | 100 | 69 USD | American | 30 Aug 2019 | 0.0200 USD |
| Call Option | Selling | 100 | 69 USD | American | 20 Sep 2019 | 0.4200 USD |
| Call Option | Selling | 100 | 70 USD | American | 30 Aug 2019 | 0.0200 USD |
| Call Option | Selling | 600 | 70 USD | American | 20 Sep 2019 | 0.2600 USD |
| Call Option | Selling | 100 | 70 USD | American | 20 Sep 2019 | 0.2900 USD |
| Call Option | Selling | 200 | 72 USD | American | 20 Sep 2019 | 0.1000 USD |
| Call Option | Selling | 1,600 | 73 USD | American | 15 Nov 2019 | 0.7262 USD |
| Call Option | Selling | 100 | 75 USD | American | 18 Oct 2019 | 0.1700 USD |
| Call Option | Selling | 700 | 75 USD | American | 15 Nov 2019 | 0.3914 USD |
| Call Option | Selling | 600 | 78 USD | American | 17 Jan 2020 | 0.6016 USD |
| Call Option | Selling | 800 | 88 USD | American | 17 Jan 2020 | 0.1000 USD |
| Put Option | Purchasing | 4,000 | 60 USD | American | 18 Oct 2019 | 0.7175 USD |
| Put Option | Purchasing | 25,000 | 65 USD | American | 20 Sep 2019 | 1.0798 USD |
| Put Option | Purchasing | 200 | 66 USD | American | 30 Aug 2019 | 0.0100 USD |
| Put Option | Purchasing | 100 | 66 USD | American | 6 Sep 2019 | 0.7800 USD |
| Put Option | Purchasing | 2,000 | 67 USD | American | 30 Aug 2019 | 0.8900 USD |
| Put Option | Purchasing | 1,000 | 67 USD | American | 6 Sep 2019 | 1.4300 USD |
| Put Option | Selling | 300 | 55 USD | American | 15 Nov 2019 | 0.5300 USD |
| Put Option | Selling | 4,000 | 60 USD | American | 11 Oct 2019 | 0.5025 USD |
| Put Option | Selling | 200 | 63 USD | American | 15 Nov 2019 | 2.0400 USD |
| Put Option | Selling | 500 | 65 USD | American | 15 Nov 2019 | 3.0000 USD |
| Put Option | Selling | 1,100 | 66 USD | American | 6 Sep 2019 | 0.5881 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Written | -130,300 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,700 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Written | -9,400 | 83.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,900 | 93.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,100 | 48.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 66.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 63.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,700 | 73.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,600 | 68.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 71.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 900 | 65.0000 | American | Aug 30, 2019 |
| Call Options | Written | -1,200 | 66.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 58.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 66.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -800 | 67.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 65.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 2,100 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,200 | 78.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 72.0000 | American | Aug 30, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 65.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -200 | 67.0000 | American | Sep 13, 2019 |
| Put Options | Written | 9,000 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 14,600 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100,000 | 65.0000 | American | Jan 15, 1919 |
| Put Options | Written | 250,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -27,600 | 63.0000 | American | Nov 15, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,500 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,400 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,900 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Written | -9,800 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,400 | 65.0000 | American | Aug 30, 2019 |
| Call Options | Written | -7,300 | 98.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 61.0000 | American | Aug 30, 2019 |
| Put Options | Written | 100 | 63.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 68.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 58.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 58.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -2,100 | 65.0000 | American | Sep 13, 2019 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 700 | 68.0000 | American | Sep 13, 2019 |
| Put Options | Written | 900 | 83.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300,900 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 70.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -1,200 | 73.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 58.0000 | American | Sep 27, 2019 |
| Call Options | Written | -1,000 | 83.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 68.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,500 | 68.0000 | American | Sep 6, 2019 |
| Put Options | Written | 1,600 | 66.0000 | American | Sep 6, 2019 |
| Put Options | Written | 2,000 | 58.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 93.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 43.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 70.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -600 | 68.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 2,300 | 48.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,600 | 43.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,900 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,400 | 69.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -200 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 57.0000 | American | Sep 13, 2019 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,800 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 5,300 | 78.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 137,200 | 73.0000 | American | Sep 20, 2019 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 16,400 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 36,500 | 70.0000 | American | Jan 15, 1919 |
| Put Options | Written | 36,500 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -27,800 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -14,600 | 88.0000 | American | Nov 15, 2019 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 43.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 73.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,200 | 58.0000 | American | Oct 18, 2019 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 78.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,000 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Written | -1,900 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 68.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,000 | 66.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 78.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,600 | 66.0000 | American | Sep 6, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -700 | 64.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 73.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 48.0000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 83.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,700 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 63.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,200 | 63.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Sep 6, 2019 |
| Call Options | Written | -100 | 68.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 12,700 | 73.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,400 | 43.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 63.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 30,200 | 63.0000 | American | Sep 20, 2019 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -26,800 | 68.0000 | American | Nov 15, 2019 |
| Call Options | Written | -17,400 | 75.0000 | American | Aug 30, 2019 |
| Call Options | Written | -16,800 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -15,000 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,800 | 80.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 60.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 67.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 100 | 72.0000 | American | Sep 27, 2019 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,400 | 95.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,500 | 60.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -2,400 | 58.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 62.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 400 | 71.0000 | American | Sep 27, 2019 |
| Put Options | Written | 500 | 63.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 98.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Aug 30, 2019 |
| Put Options | Written | 800 | 66.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 66.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 58.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -600 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -600 | 73.0000 | American | Oct 18, 2019 |
| Call Options | Written | -500 | 64.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,900 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 6,100 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,500 | 68.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 58.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 61.0000 | American | Sep 13, 2019 |
| Call Options | Written | -100 | 59.0000 | American | Aug 30, 2019 |
| Call Options | Written | -100 | 69.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -49,200 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -11,200 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -6,000 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 71.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 100 | 63.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,700 | 93.0000 | American | Sep 20, 2019 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,800 | 43.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 88.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 63.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 69.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 400 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 78.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 93.0000 | American | Nov 15, 2019 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 500 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 61.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,000 | 64.0000 | American | Sep 13, 2019 |
| Put Options | Written | 1,000 | 68.0000 | American | Sep 13, 2019 |
| Put Options | Written | 1,000 | 48.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,300 | 93.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,800 | 69.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -700 | 68.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 64.0000 | American | Sep 6, 2019 |
| Call Options | Written | -500 | 63.0000 | American | Oct 18, 2019 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Put Options | Written | 3,000 | 58.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,000 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 73.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 78.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 66.0000 | American | Sep 6, 2019 |
| Call Options | Written | -200 | 78.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 63.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 13,400 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 16,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Written | 32,800 | 58.0000 | American | Jun 19, 2020 |
| Call Options | Written | -74,600 | 85.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -48,100 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -25,000 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -24,100 | 78.0000 | American | Sep 20, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,600 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 78.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 78.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,000 | 68.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,600 | 75.0000 | American | Oct 18, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 70.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 300 | 72.0000 | American | Sep 6, 2019 |
| Put Options | Written | 400 | 33.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 71.0000 | American | Sep 6, 2019 |
| Call Options | Written | -2,200 | 83.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 63.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 58.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 68.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -1,000 | 67.0000 | American | Sep 6, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,500 | 73.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,900 | 63.0000 | American | Aug 30, 2019 |
| Call Options | Written | -800 | 74.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -600 | 43.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,200 | 78.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 4,300 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 63.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 62.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 48.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 60.0000 | American | Aug 30, 2019 |
| Call Options | Written | -100 | 66.0000 | American | Sep 13, 2019 |
| Call Options | Written | -100 | 72.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 34,500 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Written | -68,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -25,600 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Written | -13,500 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -11,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,600 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 400 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 48.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 63.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 98.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 83.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 68.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,800 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -500 | 48.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 88.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,200 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Aug 30, 2019 |
| Call Options | Written | -300 | 93.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 73.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Written | -25,000 | 83.0000 | American | Jan 15, 1919 |
| Put Options | Purchased | -14,700 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -14,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,500 | 73.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,200 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -6,400 | 88.0000 | American | Sep 20, 2019 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 66.0000 | American | Aug 30, 2019 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Call Options | Written | -3,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 69.0000 | American | Sep 20, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,000 | 68.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,300 | 63.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -1,000 | 48.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 93.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,300 | 73.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,000 | 60.0000 | American | Oct 11, 2019 |
| Call Options | Written | -500 | 88.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -300 | 43.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -200 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,900 | 70.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 8,400 | 68.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 68.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 71.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 12,000 | 65.0000 | American | Sep 20, 2019 |
| Put Options | Written | 12,600 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 17,400 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 20,700 | 63.0000 | American | Oct 18, 2019 |
| Put Options | Written | 25,000 | 58.0000 | American | Jan 15, 1919 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190903005691/en/
Copyright Business Wire 2019
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