2nd Oct 2019 09:50
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 27 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,715,345 | 0.18% | 3,873,529 | 0.26% | ||
(2) | Derivatives (other than options): | ||||
1,654,860 | 0.11% | 16,500 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,144,700 | 0.15% | 1,047,000 | 0.07% | |
| TOTAL: | |||||
6,514,905 | 0.44% | 4,937,029 | 0.33% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 74.6800 USD |
| Purchase | 15 | 74.8700 USD |
| Purchase | 46 | 74.0300 USD |
| Purchase | 87 | 74.8800 USD |
| Purchase | 92 | 74.2500 USD |
| Purchase | 98 | 74.5100 USD |
| Purchase | 100 | 74.3400 USD |
| Purchase | 200 | 69.0000 USD |
| Purchase | 200 | 74.8950 USD |
| Purchase | 200 | 74.4850 USD |
| Purchase | 200 | 74.3725 USD |
| Purchase | 203 | 74.6946 USD |
| Purchase | 298 | 74.6134 USD |
| Purchase | 300 | 74.5866 USD |
| Purchase | 300 | 67.0000 USD |
| Purchase | 500 | 72.5000 USD |
| Purchase | 500 | 74.6700 USD |
| Purchase | 500 | 74.5220 USD |
| Purchase | 507 | 74.6862 USD |
| Purchase | 566 | 74.4596 USD |
| Purchase | 600 | 74.8266 USD |
| Purchase | 665 | 74.5637 USD |
| Purchase | 700 | 71.0000 USD |
| Purchase | 700 | 74.7135 USD |
| Purchase | 800 | 74.7600 USD |
| Purchase | 800 | 74.5131 USD |
| Purchase | 900 | 74.7055 USD |
| Purchase | 1,000 | 74.6000 USD |
| Purchase | 1,200 | 67.5000 USD |
| Purchase | 1,400 | 70.5000 USD |
| Purchase | 1,500 | 75.0000 USD |
| Purchase | 1,500 | 74.8193 USD |
| Purchase | 1,697 | 74.6755 USD |
| Purchase | 1,700 | 74.0000 USD |
| Purchase | 1,800 | 74.7149 USD |
| Purchase | 2,200 | 74.4477 USD |
| Purchase | 2,295 | 74.4154 USD |
| Purchase | 2,597 | 74.8091 USD |
| Purchase | 2,800 | 74.4185 USD |
| Purchase | 2,901 | 74.6781 USD |
| Purchase | 3,300 | 74.6449 USD |
| Purchase | 4,000 | 73.5000 USD |
| Purchase | 4,600 | 74.9821 USD |
| Purchase | 4,700 | 73.0000 USD |
| Purchase | 5,100 | 70.0000 USD |
| Purchase | 5,569 | 74.5474 USD |
| Purchase | 6,562 | 74.4909 USD |
| Purchase | 7,053 | 74.4751 USD |
| Purchase | 7,300 | 74.4713 USD |
| Purchase | 8,500 | 74.5000 USD |
| Purchase | 13,222 | 74.5082 USD |
| Purchase | 26,531 | 74.4975 USD |
| Purchase | 27,108 | 74.5243 USD |
| Purchase | 28,900 | 74.6267 USD |
| Purchase | 32,215 | 74.5691 USD |
| Purchase | 41,291 | 74.8500 USD |
| Purchase | 43,200 | 74.6161 USD |
| Purchase | 64,887 | 74.5415 USD |
| Purchase | 85,139 | 74.6120 USD |
| Purchase | 90,405 | 74.7624 USD |
| Sale | 46 | 74.0300 USD |
| Sale | 74 | 74.2800 USD |
| Sale | 92 | 74.3167 USD |
| Sale | 92 | 74.2500 USD |
| Sale | 100 | 66.0000 USD |
| Sale | 100 | 72.0000 USD |
| Sale | 100 | 74.2192 USD |
| Sale | 100 | 74.3600 USD |
| Sale | 100 | 74.3850 USD |
| Sale | 100 | 74.8400 USD |
| Sale | 100 | 74.9100 USD |
| Sale | 200 | 74.2575 USD |
| Sale | 200 | 74.8000 USD |
| Sale | 200 | 74.8950 USD |
| Sale | 200 | 74.7100 USD |
| Sale | 200 | 74.9050 USD |
| Sale | 259 | 74.4998 USD |
| Sale | 300 | 74.2300 USD |
| Sale | 322 | 74.2510 USD |
| Sale | 398 | 74.8923 USD |
| Sale | 398 | 74.4349 USD |
| Sale | 400 | 74.8075 USD |
| Sale | 500 | 74.1810 USD |
| Sale | 500 | 74.8480 USD |
| Sale | 500 | 74.6700 USD |
| Sale | 548 | 74.3588 USD |
| Sale | 600 | 74.9000 USD |
| Sale | 625 | 74.8900 USD |
| Sale | 745 | 74.4342 USD |
| Sale | 760 | 74.3933 USD |
| Sale | 850 | 74.8958 USD |
| Sale | 1,000 | 74.6000 USD |
| Sale | 1,100 | 74.9200 USD |
| Sale | 1,300 | 74.7528 USD |
| Sale | 1,300 | 65.5000 USD |
| Sale | 1,300 | 74.5761 USD |
| Sale | 1,400 | 74.9071 USD |
| Sale | 1,400 | 74.6285 USD |
| Sale | 1,600 | 74.5440 USD |
| Sale | 1,600 | 74.7375 USD |
| Sale | 1,600 | 74.6890 USD |
| Sale | 1,700 | 68.0000 USD |
| Sale | 1,942 | 74.4809 USD |
| Sale | 2,400 | 74.5876 USD |
| Sale | 3,200 | 75.0150 USD |
| Sale | 3,277 | 74.8116 USD |
| Sale | 5,000 | 74.6244 USD |
| Sale | 6,582 | 74.5964 USD |
| Sale | 9,033 | 74.5905 USD |
| Sale | 11,550 | 74.5998 USD |
| Sale | 13,918 | 74.6558 USD |
| Sale | 14,534 | 74.5152 USD |
| Sale | 15,600 | 74.4987 USD |
| Sale | 25,700 | 74.6688 USD |
| Sale | 28,100 | 74.6042 USD |
| Sale | 29,308 | 74.5521 USD |
| Sale | 32,298 | 74.5057 USD |
| Sale | 34,981 | 74.5405 USD |
| Sale | 37,800 | 74.6173 USD |
| Sale | 64,133 | 74.8500 USD |
| Sale | 73,168 | 74.8251 USD |
| Sale | 133,540 | 74.5386 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 400 | 63 USD | American | 15 May 2020 | 13.1000 USD |
| Call Option | Purchasing | 100 | 65 USD | American | 15 Nov 2019 | 9.8100 USD |
| Call Option | Purchasing | 100 | 69 USD | American | 27 Sep 2019 | 5.7000 USD |
| Call Option | Purchasing | 1,000 | 73 USD | American | 27 Sep 2019 | 1.7700 USD |
| Call Option | Purchasing | 400 | 74 USD | American | 27 Sep 2019 | 0.6800 USD |
| Call Option | Purchasing | 3,900 | 75 USD | American | 27 Sep 2019 | 0.0335 USD |
| Call Option | Purchasing | 8,300 | 75 USD | American | 27 Sep 2019 | 0.2375 USD |
| Call Option | Purchasing | 5,600 | 75 USD | American | 4 Oct 2019 | 0.5957 USD |
| Call Option | Purchasing | 2,100 | 75 USD | American | 4 Oct 2019 | 0.9238 USD |
| Call Option | Purchasing | 100 | 75 USD | American | 15 Nov 2019 | 1.7900 USD |
| Call Option | Purchasing | 900 | 77 USD | American | 4 Oct 2019 | 0.1522 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 4 Oct 2019 | 0.0800 USD |
| Call Option | Purchasing | 300 | 78 USD | American | 11 Oct 2019 | 0.3100 USD |
| Call Option | Purchasing | 1,500 | 78 USD | American | 17 Jan 2020 | 2.3300 USD |
| Call Option | Purchasing | 400 | 78 USD | American | 15 Jan 2021 | 5.5500 USD |
| Call Option | Purchasing | 1,100 | 80 USD | American | 17 Jan 2020 | 1.5836 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 18 Sep 2020 | 3.9500 USD |
| Call Option | Purchasing | 200 | 83 USD | American | 15 Nov 2019 | 0.3600 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 17 Jan 2020 | 1.0700 USD |
| Call Option | Purchasing | 200 | 85 USD | American | 17 Jan 2020 | 0.6700 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 15 May 2020 | 1.6600 USD |
| Call Option | Selling | 100 | 72 USD | American | 27 Sep 2019 | 2.9400 USD |
| Call Option | Selling | 100 | 73 USD | American | 11 Oct 2019 | 2.3500 USD |
| Call Option | Selling | 5,000 | 74 USD | American | 27 Sep 2019 | 0.7700 USD |
| Put Option | Purchasing | 100 | 68 USD | American | 18 Oct 2019 | 0.3000 USD |
| Put Option | Purchasing | 100 | 70 USD | American | 11 Oct 2019 | 0.3700 USD |
| Put Option | Purchasing | 1,600 | 70 USD | American | 15 Nov 2019 | 1.3756 USD |
| Put Option | Purchasing | 100 | 72 USD | American | 27 Sep 2019 | 0.0500 USD |
| Put Option | Purchasing | 100 | 74 USD | American | 27 Sep 2019 | 0.1200 USD |
| Put Option | Purchasing | 100 | 75 USD | American | 4 Oct 2019 | 1.0500 USD |
| Put Option | Purchasing | 500 | 75 USD | American | 17 Jan 2020 | 5.3100 USD |
| Put Option | Purchasing | 500 | 82 USD | American | 4 Oct 2019 | 7.8000 USD |
| Put Option | Purchasing | 900 | 85 USD | American | 17 Jan 2020 | 12.4000 USD |
| Put Option | Selling | 400 | 50 USD | American | 17 Jan 2020 | 0.1500 USD |
| Put Option | Selling | 200 | 55 USD | American | 21 Feb 2020 | 0.5500 USD |
| Put Option | Selling | 100 | 63 USD | American | 11 Oct 2019 | 0.0300 USD |
| Put Option | Selling | 1,500 | 63 USD | American | 15 Nov 2019 | 0.3140 USD |
| Put Option | Selling | 1,000 | 68 USD | American | 19 Jun 2020 | 4.2000 USD |
| Put Option | Selling | 100 | 70 USD | American | 18 Oct 2019 | 0.5500 USD |
| Put Option | Selling | 100 | 70 USD | American | 15 Nov 2019 | 1.6000 USD |
| Put Option | Selling | 100 | 73 USD | American | 27 Sep 2019 | 0.0700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 3,500 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 66.5000 | American | Oct 11, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,900 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 67.5000 | American | Oct 4, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,000 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 72.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 3,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 74.0000 | American | Oct 4, 2019 |
| Put Options | Written | 18,100 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 70.0000 | American | Sep 27, 2019 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 16,200 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 8,800 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -500 | 66.5000 | American | Oct 4, 2019 |
| Call Options | Written | -1,100 | 68.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -20,200 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 70.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 65.5000 | American | Sep 27, 2019 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 73.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 26,800 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Oct 4, 2019 |
| Put Options | Written | 100 | 67.5000 | American | Oct 4, 2019 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,000 | 72.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 2,200 | 77.5000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 68.5000 | American | Oct 4, 2019 |
| Put Options | Written | 2,700 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Oct 4, 2019 |
| Call Options | Written | -5,700 | 76.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -900 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -15,100 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,400 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,900 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 71.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 75.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 74.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,700 | 74.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Written | 7,100 | 76.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 3,200 | 70.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 18,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 80.0000 | American | Oct 25, 2019 |
| Put Options | Written | 7,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 13,900 | 74.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 13,900 | 75.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 65.5000 | American | Sep 27, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -27,700 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,000 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 25,200 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,500 | 75.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 94,100 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 71.0000 | American | Sep 27, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 32,800 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 73.5000 | American | Sep 27, 2019 |
| Put Options | Written | 200 | 60.0000 | American | Sep 27, 2019 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,500 | 69.0000 | American | Oct 25, 2019 |
| Put Options | Written | 400 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 80.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 60.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -2,200 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 66.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -600 | 72.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -100 | 64.5000 | American | Sep 27, 2019 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 9,900 | 74.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 200 | 76.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 73.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 200 | 69.0000 | American | Sep 27, 2019 |
| Put Options | Written | 400 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,400 | 77.0000 | American | Oct 4, 2019 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,600 | 68.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,000 | 64.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 76.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 18,300 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 18,700 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,200 | 76.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 18,300 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 800 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,500 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 71.0000 | American | Oct 4, 2019 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 70.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -73,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -600 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 65.0000 | American | Sep 27, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -15,100 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 78.0000 | American | Oct 4, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 76.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -500 | 71.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,000 | 73.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 3,900 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 10,000 | 75.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 4, 2019 |
| Call Options | Purchased | 24,400 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 9,200 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 70.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 8,400 | 74.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 9,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,600 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -54,500 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,300 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -400 | 70.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,600 | 69.5000 | American | Oct 11, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Oct 11, 2019 |
| Put Options | Written | 1,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,700 | 73.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 6,700 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,700 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 9,000 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 100 | 71.0000 | American | Oct 25, 2019 |
| Put Options | Written | 200 | 72.5000 | American | Sep 27, 2019 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,000 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 17,000 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 2,200 | 74.5000 | American | Oct 4, 2019 |
| Put Options | Written | 300 | 67.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -400 | 73.0000 | American | Oct 4, 2019 |
| Call Options | Written | -15,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 72.0000 | American | Sep 27, 2019 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -12,700 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -27,500 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,300 | 73.0000 | American | Sep 27, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 68.0000 | American | Oct 11, 2019 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -39,600 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -11,300 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,900 | 75.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 900 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 3,700 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 74.0000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 77.5000 | American | Oct 11, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 70.0000 | American | Oct 4, 2019 |
| Put Options | Written | 15,800 | 65.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,800 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 67.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 800 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 77.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,100 | 70.0000 | American | Sep 27, 2019 |
| Put Options | Written | 1,000 | 66.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 6,700 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 6,600 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,100 | 69.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,600 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 4,400 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 300 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 72.5000 | American | Oct 11, 2019 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 57.5000 | American | Sep 27, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,100 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -15,500 | 67.5000 | American | Oct 18, 2019 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,900 | 60.0000 | American | Nov 15, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191002005371/en/
Copyright Business Wire 2019
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