24th Oct 2019 14:32
Ap19
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 22 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,297,092 | 0.16% | 3,542,158 | 0.24% | ||
(2) | Derivatives (other than options): | ||||
1,547,646 | 0.10% | 0 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 1,999,500 | 0.14% | 1,028,000 | 0.07% | |
| TOTAL: | |||||
5,844,238 | 0.40% | 4,570,158 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 25 | 78.2100 USD |
| Purchase | 45 | 78.0777 USD |
| Purchase | 71 | 77.9300 USD |
| Purchase | 75 | 78.2500 USD |
| Purchase | 98 | 78.4973 USD |
| Purchase | 100 | 78.0500 USD |
| Purchase | 100 | 78.1100 USD |
| Purchase | 100 | 78.1000 USD |
| Purchase | 100 | 78.0400 USD |
| Purchase | 101 | 78.3607 USD |
| Purchase | 145 | 78.3958 USD |
| Purchase | 180 | 78.2997 USD |
| Purchase | 184 | 77.9891 USD |
| Purchase | 200 | 78.0175 USD |
| Purchase | 200 | 77.9670 USD |
| Purchase | 200 | 78.4450 USD |
| Purchase | 200 | 78.0150 USD |
| Purchase | 200 | 78.2750 USD |
| Purchase | 200 | 78.2400 USD |
| Purchase | 200 | 78.0700 USD |
| Purchase | 200 | 78.0625 USD |
| Purchase | 240 | 77.9897 USD |
| Purchase | 240 | 77.9898 USD |
| Purchase | 300 | 78.3900 USD |
| Purchase | 300 | 77.9850 USD |
| Purchase | 300 | 78.3633 USD |
| Purchase | 300 | 78.3758 USD |
| Purchase | 324 | 78.3183 USD |
| Purchase | 362 | 77.9675 USD |
| Purchase | 400 | 78.0087 USD |
| Purchase | 454 | 78.2935 USD |
| Purchase | 490 | 78.3563 USD |
| Purchase | 500 | 78.2860 USD |
| Purchase | 500 | 78.1490 USD |
| Purchase | 500 | 78.0780 USD |
| Purchase | 518 | 77.9658 USD |
| Purchase | 600 | 77.8450 USD |
| Purchase | 604 | 78.1408 USD |
| Purchase | 700 | 77.9935 USD |
| Purchase | 700 | 77.8800 USD |
| Purchase | 700 | 78.2314 USD |
| Purchase | 800 | 78.3150 USD |
| Purchase | 800 | 78.0437 USD |
| Purchase | 800 | 78.1450 USD |
| Purchase | 801 | 77.9800 USD |
| Purchase | 852 | 78.0159 USD |
| Purchase | 1,100 | 77.9272 USD |
| Purchase | 1,446 | 78.2656 USD |
| Purchase | 1,500 | 78.2706 USD |
| Purchase | 2,487 | 78.0928 USD |
| Purchase | 2,800 | 78.1938 USD |
| Purchase | 3,049 | 78.3346 USD |
| Purchase | 3,180 | 78.6124 USD |
| Purchase | 3,200 | 78.1265 USD |
| Purchase | 3,311 | 78.0381 USD |
| Purchase | 3,900 | 78.2394 USD |
| Purchase | 6,381 | 78.0950 USD |
| Purchase | 7,020 | 78.1070 USD |
| Purchase | 8,000 | 78.0975 USD |
| Purchase | 9,352 | 77.9683 USD |
| Purchase | 9,900 | 78.2334 USD |
| Purchase | 10,087 | 77.8700 USD |
| Purchase | 10,308 | 78.1208 USD |
| Purchase | 13,258 | 77.9269 USD |
| Purchase | 16,885 | 78.1093 USD |
| Purchase | 18,556 | 78.1021 USD |
| Purchase | 19,800 | 78.0904 USD |
| Purchase | 19,886 | 78.3084 USD |
| Purchase | 25,000 | 77.9981 USD |
| Purchase | 25,720 | 78.1054 USD |
| Purchase | 27,396 | 78.1114 USD |
| Purchase | 28,947 | 77.9020 USD |
| Purchase | 32,871 | 78.2823 USD |
| Purchase | 42,363 | 78.0109 USD |
| Purchase | 51,960 | 78.1755 USD |
| Sale | 39 | 78.2500 USD |
| Sale | 47 | 78.3000 USD |
| Sale | 60 | 78.5800 USD |
| Sale | 100 | 78.1000 USD |
| Sale | 100 | 78.1900 USD |
| Sale | 100 | 78.2700 USD |
| Sale | 100 | 78.3350 USD |
| Sale | 100 | 78.3400 USD |
| Sale | 100 | 78.3450 USD |
| Sale | 100 | 78.4400 USD |
| Sale | 100 | 78.6400 USD |
| Sale | 106 | 78.2386 USD |
| Sale | 130 | 78.4153 USD |
| Sale | 180 | 78.3072 USD |
| Sale | 180 | 78.2997 USD |
| Sale | 200 | 78.3162 USD |
| Sale | 200 | 78.2175 USD |
| Sale | 200 | 78.3550 USD |
| Sale | 200 | 77.9850 USD |
| Sale | 200 | 77.8850 USD |
| Sale | 200 | 78.4775 USD |
| Sale | 230 | 78.3586 USD |
| Sale | 240 | 77.9897 USD |
| Sale | 240 | 77.8500 USD |
| Sale | 300 | 78.2933 USD |
| Sale | 300 | 78.3833 USD |
| Sale | 300 | 78.0600 USD |
| Sale | 300 | 77.9533 USD |
| Sale | 300 | 77.9900 USD |
| Sale | 300 | 78.2800 USD |
| Sale | 305 | 78.0050 USD |
| Sale | 355 | 78.2338 USD |
| Sale | 365 | 78.4316 USD |
| Sale | 399 | 78.3547 USD |
| Sale | 400 | 78.2325 USD |
| Sale | 400 | 78.6025 USD |
| Sale | 420 | 77.8809 USD |
| Sale | 500 | 78.1490 USD |
| Sale | 521 | 78.1272 USD |
| Sale | 637 | 78.2410 USD |
| Sale | 700 | 78.3214 USD |
| Sale | 700 | 77.8900 USD |
| Sale | 800 | 77.9625 USD |
| Sale | 800 | 78.3038 USD |
| Sale | 800 | 78.3125 USD |
| Sale | 807 | 77.8726 USD |
| Sale | 852 | 78.2905 USD |
| Sale | 900 | 78.2983 USD |
| Sale | 900 | 78.2755 USD |
| Sale | 904 | 77.9280 USD |
| Sale | 907 | 78.0122 USD |
| Sale | 910 | 77.8800 USD |
| Sale | 932 | 78.2774 USD |
| Sale | 932 | 78.2747 USD |
| Sale | 978 | 78.2758 USD |
| Sale | 1,016 | 78.5692 USD |
| Sale | 1,100 | 78.2322 USD |
| Sale | 1,148 | 78.3655 USD |
| Sale | 1,300 | 78.3061 USD |
| Sale | 1,300 | 77.9684 USD |
| Sale | 1,400 | 78.2985 USD |
| Sale | 1,500 | 77.9946 USD |
| Sale | 1,535 | 78.0040 USD |
| Sale | 1,553 | 78.0072 USD |
| Sale | 1,572 | 77.9930 USD |
| Sale | 1,594 | 78.3067 USD |
| Sale | 1,700 | 78.0785 USD |
| Sale | 1,806 | 78.2990 USD |
| Sale | 1,865 | 77.9548 USD |
| Sale | 1,872 | 78.3953 USD |
| Sale | 1,933 | 77.8636 USD |
| Sale | 2,229 | 77.9917 USD |
| Sale | 2,233 | 77.9303 USD |
| Sale | 2,288 | 77.8700 USD |
| Sale | 2,345 | 78.5051 USD |
| Sale | 2,413 | 78.2845 USD |
| Sale | 2,993 | 78.0148 USD |
| Sale | 3,268 | 78.3009 USD |
| Sale | 3,471 | 78.2773 USD |
| Sale | 3,787 | 78.0179 USD |
| Sale | 3,820 | 78.2497 USD |
| Sale | 3,900 | 77.9487 USD |
| Sale | 4,048 | 78.3064 USD |
| Sale | 4,082 | 78.3081 USD |
| Sale | 4,430 | 78.2557 USD |
| Sale | 4,633 | 78.1201 USD |
| Sale | 4,816 | 77.9966 USD |
| Sale | 5,118 | 78.2812 USD |
| Sale | 5,154 | 78.1208 USD |
| Sale | 5,459 | 77.9958 USD |
| Sale | 5,700 | 77.9257 USD |
| Sale | 5,800 | 78.0994 USD |
| Sale | 7,070 | 78.3541 USD |
| Sale | 7,400 | 78.1259 USD |
| Sale | 8,867 | 78.3047 USD |
| Sale | 9,700 | 78.1768 USD |
| Sale | 11,111 | 78.1031 USD |
| Sale | 13,212 | 78.2930 USD |
| Sale | 16,552 | 78.3412 USD |
| Sale | 17,700 | 78.1070 USD |
| Sale | 25,980 | 78.1755 USD |
| Sale | 26,283 | 78.0591 USD |
| Sale | 28,137 | 77.8884 USD |
| Sale | 28,659 | 77.8766 USD |
| Sale | 96,764 | 78.1132 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
| paid/ | |||
| varying etc | to which |
| received | |||
option |
|
| ||||
relates |
|
| ||||
| Call Option | Purchasing | 200 | 60 USD | American | 15 Jan 2021 | 19.4000 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 17 Jan 2020 | 7.2600 USD |
| Call Option | Purchasing | 100 | 75 USD | American | 21 Feb 2020 | 6.4500 USD |
| Call Option | Purchasing | 200 | 77 USD | American | 25 Oct 2019 | 1.4850 USD |
| Call Option | Purchasing | 200 | 78 USD | American | 25 Oct 2019 | 0.9000 USD |
| Call Option | Purchasing | 600 | 78 USD | American | 1 Nov 2019 | 1.4383 USD |
| Call Option | Purchasing | 200 | 78 USD | American | 1 Nov 2019 | 2.0800 USD |
| Call Option | Purchasing | 200 | 78 USD | American | 15 Nov 2019 | 2.6800 USD |
| Call Option | Purchasing | 300 | 79 USD | American | 25 Oct 2019 | 0.4500 USD |
| Call Option | Purchasing | 300 | 79 USD | American | 22 Nov 2019 | 2.1300 USD |
| Call Option | Purchasing | 5,700 | 80 USD | American | 25 Oct 2019 | 0.1901 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 15 Nov 2019 | 1.2600 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 17 Jan 2020 | 2.3100 USD |
| Call Option | Purchasing | 100 | 81 USD | American | 25 Oct 2019 | 0.0500 USD |
| Call Option | Purchasing | 900 | 82 USD | American | 15 Nov 2019 | 0.7277 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 21 Feb 2020 | 2.5300 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 22 Nov 2019 | 0.3300 USD |
| Call Option | Purchasing | 300 | 85 USD | American | 21 Feb 2020 | 1.8000 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 17 Jan 2020 | 0.6100 USD |
| Call Option | Purchasing | 1,300 | 90 USD | American | 17 Jan 2020 | 0.3800 USD |
| Call Option | Purchasing | 800 | 90 USD | American | 21 Feb 2020 | 0.7400 USD |
| Call Option | Selling | 13,800 | 70 USD | American | 15 Jan 2021 | 12.3630 USD |
| Call Option | Selling | 200 | 75 USD | American | 15 Nov 2019 | 4.4200 USD |
| Call Option | Selling | 200 | 77 USD | American | 25 Oct 2019 | 1.3400 USD |
| Call Option | Selling | 100 | 78 USD | American | 1 Nov 2019 | 1.7900 USD |
| Call Option | Selling | 100 | 78 USD | American | 8 Nov 2019 | 2.6500 USD |
| Call Option | Selling | 200 | 79 USD | American | 1 Nov 2019 | 1.2800 USD |
| Call Option | Selling | 300 | 79 USD | American | 15 Nov 2019 | 2.2100 USD |
| Call Option | Selling | 100 | 80 USD | American | 15 Nov 2019 | 1.2500 USD |
| Put Option | Purchasing | 100 | 76 USD | American | 15 Nov 2019 | 1.2300 USD |
| Put Option | Purchasing | 100 | 77 USD | American | 25 Oct 2019 | 0.1800 USD |
| Put Option | Purchasing | 300 | 77 USD | American | 15 Nov 2019 | 1.6600 USD |
| Put Option | Purchasing | 100 | 78 USD | American | 15 Nov 2019 | 1.7200 USD |
| Put Option | Purchasing | 100 | 79 USD | American | 22 Nov 2019 | 2.6500 USD |
| Put Option | Selling | 800 | 50 USD | American | 19 Jun 2020 | 0.5400 USD |
| Put Option | Selling | 100 | 55 USD | American | 21 Feb 2020 | 0.2000 USD |
| Put Option | Selling | 100 | 58 USD | American | 21 Feb 2020 | 0.3300 USD |
| Put Option | Selling | 100 | 76 USD | American | 25 Oct 2019 | 0.2100 USD |
| Put Option | Selling | 100 | 77 USD | American | 25 Oct 2019 | 0.3000 USD |
| Put Option | Selling | 100 | 77 USD | American | 22 Nov 2019 | 1.7500 USD |
| Put Option | Selling | 5,200 | 79 USD | American | 1 Nov 2019 | 2.0311 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
acAp23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,200 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 37,400 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 73.0000 | American | Oct 25, 2019 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 80.0000 | American | Nov 1, 2019 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,000 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,200 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 79.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 3,400 | 78.0000 | American | Oct 25, 2019 |
| Put Options | Written | 1,000 | 77.0000 | American | Nov 1, 2019 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 76.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,600 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 77.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -29,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 112,100 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 900 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 31,800 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Put Options | Written | 600 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Nov 1, 2019 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 79.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 77.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -3,200 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Written | 26,000 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 77.0000 | American | Oct 25, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 5,100 | 74.0000 | American | Oct 25, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 72.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 100 | 85.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 81.0000 | American | Oct 25, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 77.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -3,100 | 76.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Written | -1,000 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 75.0000 | American | Oct 25, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 25, 2019 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 78.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,900 | 79.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,600 | 77.5000 | American | Oct 25, 2019 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 3,500 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 75.5000 | American | Oct 25, 2019 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,800 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 14,900 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 79.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -7,000 | 76.0000 | American | Oct 25, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 25, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,200 | 70.0000 | American | Nov 15, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191024005561/en/
Copyright Business Wire 2019
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