1st Sep 2021 16:56
AMENDEMENT THIS DISCLOSURE REPLACE RNS NUMBER 2579K
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
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(a) | Full name of discloser: | AllianceBernstein L.P. |
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(b) | Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Avast PLC |
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(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 27 August 2021 (In addition, AllianceBernstein L.P. has dealt on previous dates during the offer period as attached at the end of this form)
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(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES NortonLifeLock Inc |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | Common Stock (GB00BDD85M81) |
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Interests | Short Positions |
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Number | % | Number | % |
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(1) | Relevant securities owned and/or controlled: | 24,680,270 | 2.39 % |
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(2) | Cash-settled derivatives: | 1,991,150 | 0.19 % |
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(3) | Stock-settled derivatives (including options) and agreements to purchase/sell: |
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Total | 26,671,420 | 2.58 % |
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All interests and all short positions should be disclosed. Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). |
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(b) | Rights to subscribe for new securities (including directors' and other employee options) |
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Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. The currency of all prices and other monetary amounts should be stated. |
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(a) | Purchases and sales |
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Class of relevant security | Purchase/sale | Number of securities | Price per unit |
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Common Stock (GB00BDD85M81) | Sale | 141,049 | 6.0040 GBP |
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Common Stock (GB00BDD85M81) | Sale | 179,693 | 6.0110 GBP |
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Common Stock (GB00BDD85M81) | Sale | 200,000 | 6.0013 GBP |
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Common Stock (GB00BDD85M81) | Sale | 493,492 | 6.0120 GBP |
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Common Stock (GB00BDD85M81) | Sale | 7,470,400 | 6.0006 GBP |
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(b) | Cash-settled derivative transactions |
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Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) | Stock-settled derivative transactions (including options) | |||||||||||||||||||||||
(i) | Writing, selling, purchasing or varying | |||||||||||||||||||||||
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit | |||||||||||||||||
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(ii) | Exercise |
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Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. | OTHER INFORMATION |
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(a) | Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
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None |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
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None |
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(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO |
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Date of disclosure | 30 August 2021 |
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Contact name | Vincent Fannon |
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Telephone number | +44 207 4701581 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
AllianceBernstein L.P. has dealt on previous dates during the offer period as detailed below.
Class of relevant security | Purchase/sale | Number of Common Stock (GB0BDD85M81) | Number of Equity Swap | Price per unit | Date dealing undertaken |
Starting Balance | 53,089,468 | 0 | |||
Common Stock (GB00BDD85M81) | Sale | -1,158 | 5.9000 GBP | 20-Jul-21 | |
Common Stock (GB00BDD85M81) | Sale | -19,700 | 5.9991 GBP | 20-Jul-21 | |
Common Stock (GB00BDD85M81) | Sale | -1,672 | 5.7512 GBP | 27-Jul-21 | |
Common Stock (GB00BDD85M81) | Sale | -59,280 | 5.6828 GBP | 28-Jul-21 | |
Common Stock (GB00BDD85M81) | Sale | -2,040 | 5.7902 GBP | 30-Jul-21 | |
Common Stock (GB00BDD85M81) | Sale | -11,840 | 5.8291 GBP | 02-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -893 | 5.8400 GBP | 04-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -2,170 | 5.8395 GBP | 04-Aug-21 | |
Common Stock (GB00BDD85M81) | Purchase | 196,982 | 5.7956 GBP | 05-Aug-21 | |
Common Stock (GB00BDD85M81) | Purchase | 140,060 | 5.7831 GBP | 05-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -8,060 | 5.8000 GBP | 05-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -140,060 | 5.7830 GBP | 05-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -196,982 | 5.7926 GBP | 05-Aug-21 | |
Equity Swap (GB00BDD85M81) | Opening Long Position | 217,652 | 5.8900 GBP | 12-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -7,290 | 5.8379 GBP | 12-Aug-21 | |
Equity Swap (GB00BDD85M81) | Increasing Long Position | 33,017 | 5.9042 GBP | 13-Aug-21 | |
Equity Swap (GB00BDD85M81) | Increasing Long Position | 243,111 | 5.9617 GBP | 16-Aug-21 | |
Equity Swap (GB00BDD85M81) | Increasing Long Position | 300,000 | 5.9870 GBP | 17-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -50,000 | 5.9772 GBP | 17-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -1,211,624 | 5.9873 GBP | 17-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -2,000,000 | 5.9900 GBP | 17-Aug-21 | |
Equity Swap (GB00BDD85M81) | Increasing Long Position | 376,992 | 5.9620 GBP | 18-Aug-21 | |
Equity Swap (GB00BDD85M81) | Increasing Long Position | 209,658 | 5.9340 GBP | 18-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -103,375 | 5.9560 GBP | 18-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -750,000 | 5.9650 GBP | 18-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -783,777 | 5.9546 GBP | 18-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -3,500,000 | 5.9634 GBP | 18-Aug-21 | |
Equity Swap (GB00BDD85M81) | Increasing Long Position | 610,720 | 5.9500 GBP | 19-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -500,000 | 5.9333 GBP | 19-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -4,177,600 | 5.9563 GBP | 19-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -47,833 | 6.0019 GBP | 24-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -2,000,000 | 5.9900 GBP | 24-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -4,686,252 | 6.0108 GBP | 25-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -141,049 | 6.0040 GBP | 27-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -179,693 | 6.0110 GBP | 27-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -200,000 | 6.0013 GBP | 27-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -493,492 | 6.0120 GBP | 27-Aug-21 | |
Common Stock (GB00BDD85M81) | Sale | -7,470,400 | 6.0006 GBP | 27-Aug-21 | |
Ending Balance 31.08.2021 | 24,680,270 | 1,991,150 |
Related Shares:
AVST.L