17th Oct 2022 10:31
RNS Number : 104D Barclays PLC 17 October 2022 160FORM 8. (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8. of the Takeover Coe (the "Coe")
1.
KEY INFORMATION
(a)
Name of exempt principal traer:
BARCLAYS CAPITAL SECURITIES LTD
(b)
Name of offeror/offeree in relation to whose
SHAFTESBURY PLC
relevant securities this form relates:
(c)
Name of the party to the offer with which exempt
Capital Counties Properties plc
principal traer is connecte
()
Date position hel/ealing unertaken:
14 October 2022
(e)
In aition to the company in 1(b) above, is the exempt principal
YES:
160
traer making isclosures in respect of any other party to the offer?
CAPITAL COUNTIES PROPERTIES PLC
2.
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)
Interests an short positions in the relevant securities of the offeror or offeree
160
to which the isclosure relates following the ealing (if any)
160
Class of relevant security:
2p orinary
Interests
Short Positions
Number
(%)
Number
(%)
(1)
Relevant securities owne
an/or controlle:
1,601,62
0.42%
1,106,491
0.29%
(2)
Cash-settle erivatives:
681,318
0.18%
1,20,867
0.40%
(3)
Stock-settle erivatives (incluing options)
an agreements to purchase/sell:
39191.1
0.09%
0
0.00%
TOTAL:
2,642,071
0.69%
2,627,38
0.68%
(b)
Rights to subscribe for new securities (incluing irectors an other executive
160
options)
160
Class of relevant security in relation to
which subscription right exists
Details, incluing nature of the rights
concerne an relevant percentages:
3.
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases an sales
Class of relevant
Purchase/sale
Total number of
Highest price per unit
Lowest price per unit
security
securities
pai/receive
pai/receive
2p orinary
Purchase
140,962
3.364 GBP
3.2938 GBP
2p orinary
Sale
4,229
3.3360 GBP
3.294 GBP
(b)
Cash-settle erivative transactions
Class of
Prouct
Nature of ealing
Number of
Price per
relevant
escription
reference
unit
security
securities
2p orinary
160SWAP
Decreasing Short
313
3.3210 GBP
2p orinary
160SWAP
Decreasing Short
483
3.3209 GBP
2p orinary
160SWAP
Increasing Short
2
3.3420 GBP
2p orinary
160SWAP
Increasing Short
12
3.3260 GBP
2p orinary
160SWAP
Increasing Short
16
3.3170 GBP
2p orinary
160SWAP
Increasing Short
1,687
3.2939 GBP
2p orinary
160SWAP
Increasing Short
4,100
3.3229 GBP
2p orinary
160CFD
Increasing Short
6,19
3.364 GBP
2p orinary
160SWAP
Increasing Short
7,682
3.2940 GBP
2p orinary
160SWAP
Increasing Short
8,000
3.332 GBP
2p orinary
160SWAP
Increasing Short
10,008
3.3116 GBP
2p orinary
160SWAP
Increasing Short
10,086
3.3264 GBP
2p orinary
160SWAP
Increasing Short
22,002
3.3173 GBP
2p orinary
160SWAP
Increasing Short
2,107
3.2987 GBP
2p orinary
160SWAP
Increasing Short
27,040
3.3031 GBP
(c)
Stock-settle erivative transactions (incluing options)
160
(i)
Writing, selling, purchasing or varying
160
Class
Prouct
Writing,
Number
Exercise
Type
Expiry
Option
of
escription
purchasing,
of
price
ate
money
relevant
selling,
securities
per unit
pai/
security
varying etc
to which
receive
option
per unit
relates
(ii)
Exercising
160
Class of relevant
Prouct escription
Exercising/ exercise against
Number of
Exercise price per
security
securities
unit
()
Other ealings (incluing subscribing for new securities)
160
Class of relevant
Nature of Dealings
Details
Price per unit (if
security
applicable)
4.
OTHER INFORMATION
(a)
Inemnity an other ealings arrangements
160
Details of any inemnity or option arrangement, or any agreement or unerstaning,
formal or informal, relating to relevant securities which may be an inucement to eal
or refrain from ealing entere into by the exempt principal traer making the isclosure an any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)
Agreements, arrangements or unerstanings relating to options or erivatives
Details of any agreement, arrangement or unerstaning, formal or informal, between
the exempt principal traer making the isclosure an any other person relating to:
(i)160160 the voting rights of any relevant securities uner any option or
160
(ii)160160 the voting rights of future acquisition or isposal of any relevant securities to which
any erivative is reference:
NONE
(c)
Attachments
160
Is a Supplemental Form 8 (Open Positions) attache?
Yes
Date of isclosure:
17 Oct 2022
Contact name:
Large Holings Regulatory Operations
Telephone number:
020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note (i) on Rule 8 of the Takeover Coe (the "Coe")
1.
KEY INFORMATION
Ientity of the person whose positions/ealings
BARCLAYS CAPITAL SECURITIES LTD
are being isclose:
Name of offeror/offeree in relation to whose
SHAFTESBURY PLC
relevant securities this from relates:
2.
OPTIONS AND DERIVATIVES
Class
Prouct
Writing,
Number
Exercise
Type
Expiry
of
escription
purchasing,
of
price
ate
relevant
selling,
securities
per unit
security
varying etc
to which
option
relates
2p orinary
Exchangeable Bon
Long
39191.1
n/a
n/a
30 Mar 2026
3.
AGREEMENTS TO PURCHASE OR SELL ETC.
Full etails shoul be given so that the nature of the interest or position can be fully
unerstoo:
160
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