17th Oct 2022 10:31
RNS Number : 104D Barclays PLC 17 October 2022 160
FORM 8. (EPT/NON-RI)
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT APPLICABLE)
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Rule 8. of the Takeover Coe (the "Coe")
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1.
KEY INFORMATION
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(a)
Name of exempt principal traer:
BARCLAYS CAPITAL SECURITIES LTD
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(b)
Name of offeror/offeree in relation to whose
SHAFTESBURY PLC
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relevant securities this form relates:
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(c)
Name of the party to the offer with which exempt
Capital Counties Properties plc
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principal traer is connecte
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()
Date position hel/ealing unertaken:
14 October 2022
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(e)
In aition to the company in 1(b) above, is the exempt principal
YES:
160
|
traer making isclosures in respect of any other party to the offer?
CAPITAL COUNTIES PROPERTIES PLC
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2.
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
Interests an short positions in the relevant securities of the offeror or offeree
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160
to which the isclosure relates following the ealing (if any)
160
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Class of relevant security:
2p orinary
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Interests
Short Positions
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Number
(%)
Number
(%)
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(1)
Relevant securities owne
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an/or controlle:
1,601,62
0.42%
1,106,491
0.29%
|
|
(2)
Cash-settle erivatives:
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681,318
0.18%
1,20,867
0.40%
|
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(3)
Stock-settle erivatives (incluing options)
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an agreements to purchase/sell:
39191.1
0.09%
0
0.00%
|
|
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TOTAL:
2,642,071
0.69%
2,627,38
0.68%
|
|
(b)
Rights to subscribe for new securities (incluing irectors an other executive
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160
options)
160
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Class of relevant security in relation to
|
which subscription right exists
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Details, incluing nature of the rights
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concerne an relevant percentages:
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3.
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
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(a)
Purchases an sales
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Class of relevant
Purchase/sale
Total number of
Highest price per unit
Lowest price per unit
|
security
securities
pai/receive
pai/receive
|
2p orinary
Purchase
140,962
3.364 GBP
3.2938 GBP
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2p orinary
Sale
4,229
3.3360 GBP
3.294 GBP
|
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(b)
Cash-settle erivative transactions
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Class of
Prouct
Nature of ealing
Number of
Price per
|
relevant
escription
reference
unit
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security
securities
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2p orinary
160SWAP
Decreasing Short
313
3.3210 GBP
|
2p orinary
160SWAP
Decreasing Short
483
3.3209 GBP
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2p orinary
160SWAP
Increasing Short
2
3.3420 GBP
|
2p orinary
160SWAP
Increasing Short
12
3.3260 GBP
|
2p orinary
160SWAP
Increasing Short
16
3.3170 GBP
|
2p orinary
160SWAP
Increasing Short
1,687
3.2939 GBP
|
2p orinary
160SWAP
Increasing Short
4,100
3.3229 GBP
|
2p orinary
160CFD
Increasing Short
6,19
3.364 GBP
|
2p orinary
160SWAP
Increasing Short
7,682
3.2940 GBP
|
2p orinary
160SWAP
Increasing Short
8,000
3.332 GBP
|
2p orinary
160SWAP
Increasing Short
10,008
3.3116 GBP
|
2p orinary
160SWAP
Increasing Short
10,086
3.3264 GBP
|
2p orinary
160SWAP
Increasing Short
22,002
3.3173 GBP
|
2p orinary
160SWAP
Increasing Short
2,107
3.2987 GBP
|
2p orinary
160SWAP
Increasing Short
27,040
3.3031 GBP
|
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(c)
Stock-settle erivative transactions (incluing options)
160
|
(i)
Writing, selling, purchasing or varying
160
|
Class
Prouct
Writing,
Number
Exercise
Type
Expiry
Option
|
of
escription
purchasing,
of
price
ate
money
|
relevant
selling,
securities
per unit
pai/
|
security
varying etc
to which
receive
|
option
per unit
|
relates
|
|
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(ii)
Exercising
160
|
Class of relevant
Prouct escription
Exercising/ exercise against
Number of
Exercise price per
|
security
securities
unit
|
|
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()
Other ealings (incluing subscribing for new securities)
160
|
Class of relevant
Nature of Dealings
Details
Price per unit (if
|
security
applicable)
|
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4.
OTHER INFORMATION
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(a)
Inemnity an other ealings arrangements
160
|
Details of any inemnity or option arrangement, or any agreement or unerstaning,
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formal or informal, relating to relevant securities which may be an inucement to eal
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or refrain from ealing entere into by the exempt principal traer making the isclosure an any party
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to the offer or any person acting in concert with a party to the offer:
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NONE
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(b)
Agreements, arrangements or unerstanings relating to options or erivatives
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Details of any agreement, arrangement or unerstaning, formal or informal, between
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the exempt principal traer making the isclosure an any other person relating to:
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(i)160160 the voting rights of any relevant securities uner any option or
160
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(ii)160160 the voting rights of future acquisition or isposal of any relevant securities to which
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any erivative is reference:
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NONE
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(c)
Attachments
160
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Is a Supplemental Form 8 (Open Positions) attache?
Yes
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Date of isclosure:
17 Oct 2022
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Contact name:
Large Holings Regulatory Operations
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Telephone number:
020 3134 7213
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
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PURCHASE OR SELL ETC.
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Note (i) on Rule 8 of the Takeover Coe (the "Coe")
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1.
KEY INFORMATION
|
Ientity of the person whose positions/ealings
BARCLAYS CAPITAL SECURITIES LTD
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are being isclose:
|
Name of offeror/offeree in relation to whose
SHAFTESBURY PLC
|
relevant securities this from relates:
|
2.
OPTIONS AND DERIVATIVES
|
Class
Prouct
Writing,
Number
Exercise
Type
Expiry
|
of
escription
purchasing,
of
price
ate
|
relevant
selling,
securities
per unit
|
security
varying etc
to which
|
option
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relates
|
2p orinary
Exchangeable Bon
Long
39191.1
n/a
n/a
30 Mar 2026
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3.
AGREEMENTS TO PURCHASE OR SELL ETC.
|
Full etails shoul be given so that the nature of the interest or position can be fully
|
unerstoo:
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