21st May 2014 17:09
Amendment - due to the amendment of Equity and Option transactions, the disclosure made on 20 May for dealings on 19 May has been updated. Sections 2(a), 3(a), 3(c) and the Supplemental Form have been updated.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person acting in concert making the disclosure: | (GS) GOLDMAN, SACHS & CO. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | PFIZER INC |
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | Advisor to ASTRAZENECA PLC |
(e) Date dealing undertaken: | 19 May 2014 |
(f) Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security:
| Common stock | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 16,837,797.18 | 0.26 | 14,125,241.18 | 0.22 |
(2) Derivatives (other than options): | 1,064,158 | 0.01 | 2,724,187 | 0.04 |
(3) Options and agreements to purchase/sell: | 6,603,862.3381* | 0.10* | 7,907,316.1993 | 0.12 |
TOTAL: | 24,505,817.5181* | 0.38* | 24,756,744.3793 | 0.38 |
*(GS) GOLDMAN, SACHS & CO. resulting position includes changes resulting from non-trade related activity.
To view the full announcement please click on the following link.http://www.rns-pdf.londonstockexchange.com/rns/7438H_1-2014-5-21.pdf
Related Shares:
PFZ.L